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-
.4 •
·CITY OF .ATL
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
404-524-8876
Ivan Allen Jr., Mayor
J. C. Johnson, Director
ACCOUNTING AND FINANCIAL MANAGEMENT
PROCEDURES FOR OPERATING AGENCIES
AND CITIZENS PARTICIPATION ORGANIZATIONS
.....
I ::"
�---·--·- 7
TABLE OF CONTENTS
. . .
Purpose and Accounting
Page
1
Internal Control
Books of Account and Records •
2
.
. . .
. . . . .
5
Brief Description of Account Classification.
7
Disbursement Procedure • • •
9
Eligible and Ineligible Costs • •
. • • 10
Instructions for Completion of Monthly
Administering Agency Project Reports • • • • • • • . • • • 13
.....
�J
,.
'
PURPOSE
These instructions prescribe the accounting procedures and
related fiscal requirements to be followed by agencies which
are awarded contracts with the Comprehensive Demonstration
Agency to administer projects or activities as approved by
the Department of Housing and Urban Development.
The classification and description of - accounts are the minimum
required by the Comprehensive Demonstration Agency. If the
agency desires to establish accounts other than these prescribed
herein, such accounts shall be established as subdivisions of
the prescribed accounts and should be maintained in such a way
that they can be readily combined into the prescribed classifications for uniform reporting purposes.
ACCOUNTING
The operating agency shall establish and maintain on a current
basis an adequate accounting system on an accural basis in
accordance with generally accepted accounting principles and
standards.
The accounting system, among other things, must be adequate
to enable the preparation of a statement of financial condition
and a cost control statement for submission to the
Comprehensive Demonstration Agency on a current and timely basis.
All such reports must be received by the Comprehensive Demonstration
Agency time to permit the data contained therein to be incorporated
into the CDA's records prior to the preparation and submission of
its reports to HUD.
- 1-
�...
•,
INTERNAL CONTROL
The operating agency shall .maintain an adequate system of
internal control. Internal control comprises the plan of
organization and all of the coordinate methods and measures
adopted within an organization to safeguard its assets, check
the adequacy and the reliability of its accounting data, promote
operating efficiency, and encourage adherence to prescribed
menagement policies .
The characteristics of an adequate system of internal control
include:
a.
A plan of organization which provides appropriate
segregation of functional responsibilities.
b.
A system of authorization and record procedures
adequate to provide reasonable accounting control
over assets, liabilities, revenues, and expenses.
c.
Sound practices to be followed in performance of
duties and functions of each of the organizational
units.
d.
A degree of personnel competence commensurate with
responsibilities.
An adequate system of internal control contains the following
features:
a.
No person should have complete control over all
phases of any significant transaction.
b.
The flow of work should be from one employee to
another so that the work of the second, without
duplicating that of the first, provides a check
upon it.
c.
Record keeping should be seperated from OP,erations
or the handling and custody of assets, such as:
(1)
The function of receiving cash should be centrali z ed in one pe r son , who should not be conce rn ed in a ny wa y wi th approvin g or cer t i f ying
vo u cher s, a cting a s imp rest fund c ash i er, pr e pa ring dep os it s , making disbur sements , o r k eeping
ac c o un ting re cor ds . I n t h is conne ction, the
p ers on who p r epar es ormakes depos i ts , appr oves o r
c ertif ies vouche r s , o r di s bur ses cash s hould h ave
n o acce ss to the ac c o un t ing recor ds .
- 2-
..
�(2)
At as early a point as possible in the mail
handling, preferably at the point where the
envelopes are opened immediately upon receipt,
all checks and negotiable instruments should
be stamped with a restrictive endorsement, ail
cash items should be listed in duplicate, and
a c9py of the listing delivered to the person
responsible for making bank reconciliations.
(3)
Periodic examination and count or other review
of cash balances should be made by employees
who do not handle or record cash or sign checks.
d.
Physical and mechanical facilities should be used to the
fullest extent possible to insure security and accuracy,
such as using security vaults or safe cabinets and check
writing machines.
e.
Responsibilities should be clearly established and then
accounted for as close as possible.
f.
Where feasible, employees are rotated to various assignments.
g.
Other control features pertaining to cash include:
(1)
All cash receipts shall be deposited as soon
as possible, preferably the day received.
(2)
All cash receipts shall be deposited intact
and for the full amount received.
(3)
Collections and all other funds held within
an office , whether pending regular deposit or
in imprest funds, shall be, where possible, restrictively endorsed and kept under complete
control and under proper safeguards, preferably in a fire r es istant combination safe or
safe-cabinet.
(4)
Uncollectible items and the related documents
shall not be handled by the person making up
d eposits or by the person h a ndling accounts
receivable.
(5)
Persons preparing payrolls or time reporting
records should not handle the related pay
checks.
- 3-
�(6)
The number of bank accounts and inter-bank
transfers ~hould be kept to a minimum. A
single bank account for the agency is preferred.
~-
�BOOKS OF ACCOUNT AND RECORDS
The following is a brief description of the books of accounts
and records considered to be the minimum required for recording transactions relating to the project or activity. However,
the agency may establish any additional accounting records it
considers necessary to provide adequate financial control of
its assets and liabilities and to account for project or activity
cost.
i
A.
General ledger shall be maintained in which to
record a summarization of all accounting transactions relat i ng to the project or activity and to
classify such transact i ons according to the accounts
l i sted i n the project or activity budget.
B.
A cash receipt and disbursement register shall be
maintained for the recording of funds received
in connection with theproject or activity and for
recording checks i ssued f or the withdrawel of funds
from the project or a ctivity b a nk a ccount. All
disbursements shall be made by prenumbered checks
used in numerical sequence and must be supported
by appropri a te documen t ation such a s payrolls,
i nvoices , cont r a ct s , ~r a vel vouche rs, etc., evidencing
t he n atu re a nd propriety o f e ach p a yment , a nd s howing
the approval o f t h e p roj ect or activit y d ire c tor or
other authorized official. If the volume of receipts
and disbursements justify the seperation of the cash
r e c e ipts and di s bursement r egisters, then the two
should b e kept sep e r a t e .
C.
Jour n al v o u ch ers (or the a gency ' s s u itable s ub s t i tute
therefor) shal l be used to docume n t and recor d tra nsactions i n t h e ge n e r a l l e dger wh i ch a re not r e corded .
fr om t h e c ash rece ipts and di s bursement r e g ister s .
Each j ourn a l v ouche r shal l c ontain a complete e x planatio n o f the tra n saction b e ing r e cor ded a nd re fer e nces
t o the re l a t e d docu me nt s or othe r s ource s o f info rma t i on, i f app l icable . Journal v oucher s shall be
numbe red c o ns e cutiv ely and fi l e d i n numerica l sequence.
All j o urnal vouche rs shall b e approve d by an a u t hor ized
official of t he a g e ncy .
D.
Basic payroll reco rds shall b e maintained to accumulate
the p ayr oll d a t a r equir ed by Federa l , · State o r loc a l
l aw wi t h r e spect t o e a ch employee, such a s g ross
earnings, Federa l i n c ome tax withheld, State or local
income tax withheld, · FICA withholdings, etc. The '....
record shall also include data relating to other
I.
- 5- .
�deductions as may be required by the agency's
personnel policies, including the employer's
contribution to retirement plans, health insurance
plans, etc.
E.
A record shall be maintained for each item of
non-expendable property acquired for the project
or activity. Non-expendable property is property
which will not be consumed or lose its identity
by being incorporated into another item of property, which cost $100 or more per unit and is
expected to have a useful life of one year or more.
Grouping of like items, such as chairs, with an aggregate cost in excess of $100 shall also be controlled
and accounted for as non-expendable property even
though the cost of a single item is less than $100.
The record shall include:
(1) Description of the item of property,
including model and serial number, if
applicable.
(2) Date of acquisition
(3) The acquisition cost or assigned value
to the project or activity.
(4)
Information as to whether the property
was new or used at time of acquisition.
The a ggre gate of the individual costs shown on the
r e cord c a rds s h a ll equa l the b a l a nce in the subs idiary
cost account for non-expendable property.
A physical inve ntory shall be taken and reconciled
with the record card annually or as frequent as
r e quired by t h e Mode l Cit ies Progra m, City of Atlanta.
- 6(.
�BRIEF DESCRIPTION OF ACCOUNT CLASSIFICATION
ACTIVITY COST
(1)
Personnel
Includes the cost of staff and support staff of the operating
agency as spelled out in latest approved budget.
(2)
Consultant and Contract Services
Includes the cost of services contracted to other agencies,
firms or individuals according to a written contract with
the operating agency. All contracts must be in writing and
must have prior approval of the CDA.
(3)
Travel
a. Auto allowance paid on the basis of actual mileage as
spelled out in latest approved budget.
b. Staff travel and e x penses according to latest approved
budget.
(4)
Space Cost
a. Monthly office rental.
b. Telephone a nd telegraph expense if not included in Activity
Cost (7) and contained in latest approved budget.
c. Fire and e x t e nded coverage in s urance on building and contents
if not inc l uded in activity cost (7) and contained in latest
approved budget.
1
d. Utility cost if not included in activity coot (7).
e. Building maintenance, if not included in Activity Cost (7)
and contained in latest approved budget.
(5)
Consumable Supplies
Includes the costs of blue prints, draf t ing materials, charts,
graphics, maps, stationery and all small items of non-ex pendable
property, the total cost of which does not e x ceed $100.
(6)
Renta l , lease or Purcha s e of Equipment
a. Includes rental or l e ase cost of equipment not on loan or
not purchas ed.
b . Total cos t of equipment purcha sed.
(7)
Other Costs
Costs n ot s p e c i ficall y covered in the above budget catego rie s ·
a c c ording to l ates t a p pr ove d budget . I
.-----.. . , ._
PROJECT COST
(8)
(9)
Property Acquisition
The cost incident to the acquiring of land and structures and the
cost of demolition if necessary.
Land Improvement
The cost .. of improving site
to meet the qualifications for the
- 7-
...
�type construction anticipated.
(10) Construction
The cost of construction, rehabilitation, alteration and repair.
(11) Professional Services
The cost of professional services rendered by individuals or
organization including legal, accounting and architectual '
services.
(12) Carrying Charges
The cost of items such as types, interest and insurance premiums
incurred during construction.
(13) Other
Costs not included in the above budget categories for capital projects
according to the latest approved budget.
The description of the budget categories listed above is by no
means exhaustive and in instances where there are questions as
to the proper classification of a transaction, the latest approved
budget and budget justification break down should govern.
- 8-
�DISBURSEMENT PROCEDURE
1.
Disbursements (other than from Petty Cash) for goods, and
for services of persons or firms not payrolled by the Operating Agency shall be supported by executed purchase orders
or contracts. Purchase and contract procedures should follow
CDA practice and policy. Such policies and procedures shall
be approved by the CDA prior to implementation.
2.
Disbursements must be supported by invoices or requisitions
which can readily be traced to the contract or purchase order
for the s e rvices, supplies, or e quipment (except as noted
in Four (4) helow).
3.
Disbursements shall be made by pre-numbered checks countersigned by two officers unless the amount of the individual
disbursement is small (under $10) that payment from a Petty
Cash Fund is more economical.
4.
.A Petty Cash Fund may be established for use in making payment of minor items of expense whenever it is not practicable
to issue a check. An authoriz e d official of the Operating
Age ncy shall approve the establishment and the amount of the
Petty Cash Fund. Each d isbur s e me nt from the Petty Cash Fund
shall b e s upporte d by a rec e ipted bill or invoice . Howe ver,
i f a r e c e i pte d b i ll or i nvoic e is not obtaina b le , the disbursement shall be supported by an itemized list of the items
purchased and the list shall be approve d by an official o f the
Ope rating Age ncy other than the custodian of the fund. Th e
Pe tty Cash fund shall b e repl e nishe d at the end of each calendar quar ter or as f r e que ntly a s may othe rwise b e requir e d.
- 9-
�ELIGIBLE AND INELIGIBLE COSTS
All cost must be reasonable and of a nature which clearly relates
to the specific purposes and end product of the contract under
which the . services are being performed. Care must be exercised
by all concerned in incurring costs to assure that expenditures
conform to these general standards and the following criteria
for eligibility of costs.
1.
To be eligible for inclusion in the program, cost must:
a. Be necessary and reasonable for proper and
efficient execution of the contractual
requirements and in accordance with the
approved budget.
b.
Not. be a general expense required to carry
out regular responsibilities of the operating
agency.
c.
B.e in conformance with any limitations or exclusions in these instructions, federal laws,
city ordinances, or other governing limitations.
d.
Be no more liberal than policies, procedures,
and practices applied uniformly to both federally
assisted and other activities of the operating
agency.
e.
Be accorded consistent treatment through application
of accounting policy and procedures approved and/or
prescribed herein.
f.
Not be allocable to or included as a cost of any
other federally financed program in either prior
or current periods.
g.
Be net of all applicable credits such as purchase
discounts, rebates or allowances, sales of
publication or materials , or other income or refunds.
h.
Be in accordance with budgetary or other restriction
of e x penses established by the comprehensive
Demonstration Agency (City of Atlanta) and approved
by the Department of Housing and Urban Department.
i.
Be fully documented.
..
- 10-
�j.
2.
Comply with polic i es governing administrative practices,
including po l ic i es with respect to employment, salary
and wage r a t e s, working hours, and hol idays, f r inge
benefits (health and hopitalization insurance, retirement, etc.) vacation and sick leave privileges, and
travel. The policies relating to the above must be in
writing and appr oved by the governing body of the
Agency, or Director, as authorized, as well as by the
City. Such pol i cies and pra ctice s should t a ke account
of situations where theoperating agency is a temporary,
non-governmental entity composes primarily of part-time
staff wh i ch may have full-time employment elsewhere.
In add i tion to costs inel i gible under the above ceriteria,
t he follow i ng costs a re speci fic a lly ine ligible:
a.
Accounting- Costs of maintaining central accounting
records necessary for overall agency purposes, such
as appropriat ion of f und a ccounts by the tre asurer
or similar o ff icia l, are cons i d ered to be a general
exp e n se of the a ge ncy a nd a re una llowable. However,
the cost of esta blishing and mainta ining accounting
or other informa tion sys tems required for the management of the contract is al l owable. This includes
cos ts incurred b y c e ntral service agenc i e s f or t h ese
purpo se s.
b.
Bad Debts- Any losses arising from uncollectable
accounts and other claims, and related costs.
c.
Contin genc ies. Contribu tions t o a con tingency
reserv e or any simi l ar provision for un f o rseen e v ents .
d.
Contribut i ons and Donations .
e.
Entertainmen t. Cos t s o f amus e me nt s , s ocia l activities,
and incidental c o sts, such as meals beverages, lodgings,
and gratuities, relating to enter t a inment.
f.
F i nes and Penalties. Costs resu lting fr om vio lation
o f or fai l ure to c omply with federal, state, and
l o cal laws and regulations.
g.
I nte r es t a nd o t h e r F i n a n c i a l Costs . Interes t on
borrowing (h owe ver represented ) , cost of financing
and refinancing operations, and legal and professional
fees p a id in conne ction therewith.
- 11-
�h.
Legal expenses. Legal expenses for the prosecution
of claims against the Federal Government. However,
the costs of legal expenses required directly for
the administration of the program are allowable.
i.
Membership Expenses. Cost of membership in an
organization which devotes a substantial part of
its activities to influencing legislation.
j.
Travel. Costs in excess .of those allowed by the City
of Atlanta for its equivalent employees. In a case,
the difference in cost between first-class air
accomodations and less-than-first-class air accomodations
is not allowed expect when less-than-first-class air
accomodations are not available and is so documented.
k.
Meeting Attendance. Costs of attending meetings which
are not open for attendance on a non-segreated basis.
1.
Executive Expenses~ The salary and expenses of the
chief executive officer of the agency are considered
a cost of the agency and are not allocable in any way
to the project or activity.
- 12 -
�.'
INSTRUCTIONS FOR COMPLETION OF .MONTHLY AD.MINISTERING AGENCY
PROJECT REPORTS
This report is to be delivered to .Model Cities prior to the fifth
day of the month following the reporting month. This deadline is
imperative in order to report expenditures to HUD.
J.
The heading of this report includes lines for Agency Name and
Address, Project Name, and .P roject Number. The Reporting Period i tern
should reflect beginning and ending dates (usually first to last
of month) of the report. The Cum. Supplemental Expenditures item
should contain a total of all funds designated supplemental which
have been expended 9n the project to date. The Cash Received item
refers to supplemental funds that have been deposited to. your agency.
The Balance item should reflect the amount of supplemental funds
expended but not yet received by your agency.
The Cost Statement section of the report is a breakdown of
expenditures by line item and by source of funds.
For projects
which receive supplemental funds, costs for each line item for
the Current Period should be listed. These should be broken down
between Supplemental funds and Other funds if the project or activity
is jointly funded.
For projects t hat do not involve the use o f .Model Cities supplemental funds, it is requested ~hat a total amount e x pended on the
p r oject for the curr e nt period be entered by line item 13 (non-con=
tracted agency).
Under the Cumrnulative Total column, funds expended to date on
the project should be broken down in the same manner as current period
e x penditures.
The Wo r k Program Status section of the Administerin g Agency
Pr oject Report is d e signed to report ag a inst the Project Work Program
whi ch was-.. f ormul a t e d by y our a gency in cooperation with Mode l Citie s
Pe rsonnel . Each month the various task s listed on the wo r k program
should be a n a lyzed to determine if they are being started and comp leted in the planne d time frame .
Any t asks which will have different s t a r t and complete dates
s h oul d be lis ted u n der the "Description of Task " c olumn o f t h e a g ency
p r oj e ct report. Th e applic able r e v ised sta r t a n d c ompl e te dat es
s h ould t h e n be e n t e red i n the r epo r ting month , t hat t ask s houl d be
entered under th e "De sc r iption of Task" col umn an d the actual complete date shown .
- 13-
�Start or complete dates for a task wili be considered on
schedule if they are within three weeks of the originally planned
time frame. A variance of more than three weeks in a task should be
reported as described above. Every effort should be made to report
time revisions as soon as they become evident. For example, if it
becomes apparent that some operational phase of a project will be
delayed due to problems in acquiring equipment, this should be reported as soon as it is known rather than at the time the operational
phase is to begin.
The Project Highlights section of the report should be used
to briefly summarize project activity for the month and to list any
unusual cirsumstances concerning the project. Amplifying information
about revised start or complete dates should also be given in this
section. An example of a completed Administering Agency Project
Report follows these instructions.
(
- 14-
�ADMINISTERI NG AGENCY PROJECT RE'PORT
\
Georgia State Em2loyment S~;i;:vic!; PROJECT_ Emplo¥er Ser~d ces
No. 1 Peachtree Room 4 08
Atlantat Georgia 30301
NUMBER IQ
2
2
AGENCY
ADDRESS
I I ol I
CUM . SUPPLEMENT AL
EXPENDITURES
REPORT I NG PERIOD:
FROM
8/1/69
TO
8/31/69
$30,000
CODE
PERSONNEL
01
I
CONSULT ANTS, CONT SERV
02
TRAVEL
03
SPACE
· 04·
CONSUMABLE SUPPLIES
05
RENT, LEASE, PURCH EQP
06
OTHER
07
PROPERTY ACQUISITION
08
LAND IMPROVEMENTS
09
CONSTRUCTION
10
PROFESSIONAL SERV
11
CARRYING CHARGES
12
NON-CONTRACTED AGENCY
13
SUPPLEMENTAL
OTHER
·s. ooo
10 000
-0-
1,000
1,500
300
500
$ 5.
1,000
CUMMULATIVE TOTAL
.
SUPPLEMENT Al
20.000
2,000
OTHER
1o
onn
1 000
4,000
2 ·: 000
~~'": ;r~- · :·...~ -~
~..-;~::;;::-&gt;'
" .--~"~:-&lt;fl&gt;::~: "~~•
~::- .


'.".


12,300
7,000
(
WORK PROGRAM STATUS
DESCRIPTION OF TASK
000
3.L 000
l 000
... •
TOTAL
BALANCE
$25,000
CURRENT PERIOD
COST ST ATEMENT
COST CATEGORY
CASH RECEIVED
ACTUAL
COMPLETE
Occupy temporary facility


06


30,000
13,000
REVISED
COMPLETE
REVISED
START
9/8/69
Establish contact with 66 employers
in MNA
10/6/69
Acquire supplies
8/15/69
Personnel o rienta tion
8/20/69
9/19/69
4/30/70
-
PROJECT HIGHLIGH'rS: Dur ing the month o f August project personnel were given orienta
tion sessions concerning project tasks and obj ectives. All supplies have been
purchased, but oc cupation of the temporary fa cility is being delay ed due to
a carpenter's strike . This delay will als o delay establishing contacts with
employers. Sample inquiries to emplo yers have produced enthusiastic responses
a n d it appears that the project will e x ceed its objective of develo ping 2 00
jobs .
(USE REVERSE, IF REQUIRED)
THE UND ERSI GNED CERl lF IES THAT TH E ABOVE INFORMATION IS CORRECT .
SIGNATU RE AND TI TLE
· (FORM MOD. 9)
r/4_,n (;
&lt;,f ,n:11f
f-J tJ. //J C. C. ~2
I
J/


- 1 5-


DATE
SeEt • 2, 1969-"
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‘a7

CITY OF ATLANTA

       

Le): jes
“eer
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.

Atlanta, Ga. 30315
404-524-8876

Ivan Allen Jr., Mayor
J. C. Johnson, Director

ACCOUNTING AND FINANCIAL MANAGEMENT
PROCEDURES FOR OPERATING AGENCIES
AND CITIZENS PARTICIPATION ORGANIZATIONS
TABLE OF CONTENTS

Page
PuLpose and Accounting « « « @ 225.6 she Sere Rome © Oe Soe AL

Enternal Control «is: «ww we eR we ew Se te GS we ee wee
Books of Account and Records 4 « s © «.8 wes «© © « «6 « «= « 5
Brief Description of Account Classification. . «4s .ss«#+s«#+ee«s 7
Disbubschent Procedure: ats Gaw «@ Sie 7 eS is) eS; ue eee oe oo ee Sa ee eo
Eligible and Ineligvble ‘Costs. % 2s Gite swim 2 woe - eee © 10

Instructions for Completion of Monthly
Administering Agency Project Reports . . .. +. « « « « « e 13
PURPOSE

These instructions prescribe the accounting procedures and
related fiscal requirements to be followed by agencies which
are awarded contracts with the Comprehensive Demonstration
Agency to administer projects or activities as approved by
the Department of Housing and Urban Development.

The classification and description of accounts are the minimum
required by the Comprehensive Demonstration Agency. If the
agency desires to establish accounts other than these prescribed
herein, such accounts shall be established as subdivisions of
the prescribed accounts and should be maintained in such a way
that they can be readily combined into the prescribed classifi-
cations for uniform reporting purposes.

ACCOUNTING

The operating agency shall establish and maintain on a current
basis an adequate accounting system on an accural basis in
accordance with generally accepted accounting principles and
standards.

The accounting system, among other things, must be adequate

to enable the preparation of a statement of financial condition
and a cost control statement for submission to the

Comprehensive Demonstration Agency on a current and timely basis.

All such reports must be received by the Comprehensive Demonstration
Agency time to permit the data contained therein to be incorporated
into the CDA's records prior to the preparation and submission of
its reports to HUD.
INTERNAL CONTROL

The operating agency shall maintain an adequate system of
internal control. Internal control comprises the plan of
organization and all of the coordinate methods and measures
adopted within an organization to safeguard its assets, check
the adequacy and the reliability of its accounting data, promote
operating efficiency, and encourage adherence to prescribed
menagement policies.

The characteristics of an adequate system of internal control

include:

Os

A plan of organization which provides appropriate
segregation of functional responsibilities.

A system of authorization and record procedures
adequate to provide reasonable accounting control
over assets, liabilities, revenues, and expenses.

Sound practices to be followed in performance of
duties and functions of each of the organizational
units.

A degree of personnel competence commensurate with
responsibilities.

An adequate system of internal control contains the following

features:

Ae

No person should have complete control over all
phases of any significant transaction.

The flow of work should be from one employee to
another so that the work of the second, without
duplicating that of the first, provides a check
upon it. -

Record keeping should be seperated from operations
or the handling and custody of assets, such as:

(1) The function of receiving cash should be cen-
tralized in one person, who should not be con-
cerned in any way with approving or certifying
vouchers, acting as imprest fund cashier, pre-
paring deposits, making disbursements, or keeping
accounting records. In this connection, the
person who prepares or makes deposits, approves or
certifies vouchers, or disburses cash should have
no access to the accounting records.

=? = =a
(2)

(3)

At as early a point as possible in the mail
handling, preferably at the point where the
envelopes are opened immediately upon receipt,
all checks and negotiable instruments should
be stamped with a restrictive endorsement, all
cash items should be listed in duplicate, and
a copy of the listing delivered to the person
responsible for making bank reconciliations.

Periodic examination and count or other review
of cash balances should be made by employees
who do not handle or record cash or sign checks.

Physical and mechanical facilities should be used to the
fullest extent possible to insure security and accuracy,
such as using security vaults or safe cabinets and check
writing machines.

Responsibilities should be clearly established and then
accounted for as close as possible.

Where feasible, employees are rotated to various assign-

ments.

Other control features pertaining to cash include:

(1)

(2)

(3)

(4)

(5)

All cash receipts shall be deposited as soon
as possible, preferably the day received.

All cash receipts shall be deposited intact
and for the full amount received.

Collections and all other funds held within

an office, whether pending regular deposit or
in imprest funds, shall be, where possible, -
restrictively endorsed and kept under complete
control and under proper safeguards, prefer-
ably ina fire resistant combination safe or
safe-cabinet.

Uncollectible items and the related documents
shall not be handled by the person making up
deposits or by the person handling accounts
receivable.

Persons preparing payrolls or time reporting
records should not handle the related pay
checks.
(6)

The number of bank accounts and inter-bank
transfers should be kept to a minimum. A

single bank account for the agency is pre-
ferred.
BOOKS OF ACCOUNT AND RECORDS

The following is a brief description of the books of accounts

and records considered to be the minimum required for record-

ing transactions relating to the project or activity. However,
the agency may establish any additional accounting records it
considers necessary to provide adequate financial control of

its assets and liabilities and to account for project or activity

cost.

A.

General ledger shall be maintained in which to
record a summarization of all accounting trans-
actions relating to the project or activity and to
classify such transactions according to the accounts
listed in the project or activity budget.

A cash receipt and disbursement register shall be
maintained for the recording of funds received

in connection with theproject or activity and for
recording checks issued for the withdrawel of funds
from the project or activity bank account. All
disbursements shall be made by prenumbered checks
used in numerical sequence and must be supported

by appropriate documentation such as payrolls,
invoices, contracts, travel vouchers, etc., evidencing
the nature and propriety of each payment, and showing
the approval of the project or activity director or

- other authorized official. If the volume of receipts

and disbursements justify the seperation of the cash
receipts and disbursement registers, then the two
should be kept seperate.

Journal vouchers (or the agency's suitable substitute
therefor) shall be used to document and record trans-
actions in the general ledger which are not recorded
from the cash receipts and disbursement registers.

Each journal voucher shall contain a complete explan-
ation of the transaction being recorded and references
to the related documents or other sources of infor-
mation, if applicable. Journal vouchers shall be
numbered consecutively and filed in numerical sequence.
All journal vouchers shall be approved by an authorized
official of the agency.

Basic payroll records shall be maintained to accumulate
the payroll data required by Federal, State or local
law with respect to each employee, such as gross
earnings, Federal income tax withheld, State or local
income tax withheld, FICA withholdings, etc. The
record shall also include data relating to other

=a

So 5
deductions as may be required by the agency's
personnel policies, including the employer's
contribution to retirement plans, health insurance
plans, etc.

A record shall be maintained for each item of
non-expendable property acquired for the project

or activity. Non-expendable property is property
which will not be consumed or lose its identity

by being incorporated into another item of pro-
perty, which cost $100 or more per unit and is
expected to have a useful life of one year or more.
Grouping of like items, such as chairs, with an aggre-
gate cost in excess of $100 shall also be controlled
and accounted for as non-expendable property even
though the cost of a single item is less than $100.
The record shall include:

(1) Description of the item of property,
including model and serial number, if
applicable.

(2) Date of acquisition

(3) The acquisition cost or assigned value
to the project or activity.

(4) Information as to whether the property
was new or used at time of acquisition.

The aggregate of the individual costs shown on the
record cards shall equal the balance in the subsidiary
cost account for non-expendable property.

A physical inventory shall be taken and reconciled
with the record card annually or as frequent as

required by the Model Cities Program, City of Atlanta.
(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

BRIEF DESCRIPTION OF ACCOUNT CLASSIFICATION
ACTIVITY COST

Personnel
Includes the cost of staff and support staff of the operating
agency as spelled out in latest approved budget.

Consultant and Contract Services

Includes the cost of services contracted to other agencies,
firms or individuals according to a written contract with
the operating agency. All contracts must be in writing and
must have prior approval of the CDA.

Travel

a- Auto allowance paid on the basis of actual mileage as
spelled out in latest approved budget.

b. Staff travel and expenses according to latest approved
budget.

Space Cost
a. Monthly office rental.

b. Telephone and telegraph expense if not included in Activity
Cost (7) and contained in latest approved budget.

c. Fire and extended coverage insurance on building and contents
if not included in activity cost (7) and contained in latest
approved budget.

d. Utility cost if not included in activity cost (7).

e. Building maintenance, if not included in Activity Cost (7)
and contained in latest approved budget.

Consumable Supplies

Includes the costs of blue prints, drafting materials, charts,
graphics, maps, stationery and all small items of non-expendable
property, the total cost of which does not exceed $100.

 

Rental, lease or Purchase of Equipment ©

ae Includes rental or lease cost of equipment not on loan or
not purchased.

b. Total cost of equipment purchased.

Other Costs
Costs not specifically covered in the above budget categories’
according to latest approved budget. ¥

PROJECT COST

Property Acquisition
The cost incident to the acquiring of land and structures and the
cost of demolition if necessary.

Land Improvement
The cost of improving site to neee the qualifications for the
(12)

(13)

type construction anticipated.

Construction
The cost of construction, rehabilitation, alteration and repair.

Professional Services

The cost of professional services rendered by individuals or
organization including legal, accounting and architectual '
services.

Carrying Charges
The cost of items such as types, interest and insurance premiums

incurred during construction.

Other
Costs not included in the above budget categories for capital projects

according to the latest approved budget.

 

The description of the budget categories listed above is by no
means exhaustive and in instances where there are questions as

to the proper classification of a transaction, the latest approved
budget and budget justification break down should govern.
DISBURSEMENT PROCEDURE

Disbursements (other than from Petty Cash) for goods, and

for services of persons or firms not payrolled by the Opera-
ting Agency shall be supported by executed purchase orders

or contracts. Purchase and contract procedures should follow
CDA practice and policy. Such policies and procedures shall
be approved by the CDA prior to implementation.

Disbursements must be supported by invoices or requisitions
which can readily be traced to the contract or purchase order
for the services, supplies, or equipment (except as noted

in Four (4) below).

Disbursements shall be made by pre-numbered checks counter-
signed by two officers unless the amount of the individual
disbursement is small (under $10) that payment from a Petty
Cash Fund is more economical. ;

A Petty Cash Fund may be established for use in making pay-
ment of minor items of expense whenever it is not practicable
to issue a check. An authorized official of the Operating
Agency shall approve the establishment and the amount of the
Petty Cash Fund. Each disbursement from the Petty Cash Fund
shall be supported by a receipted bill or invoice. However,
if a receipted bill or invoice is not obtainable, the dis-
bursement shall be supported by an itemized list of the items
purchased and the list shall be approved by an official of the
Operating Agency other than the custodian of the fund. The
Petty Cash fund shall be replenished at the end of each calen-
dar quarter or as frequently as may otherwise be required.

wa
ELIGIBLE AND INELIGIBLE COSTS

All cost must be reasonable and of a nature which clearly relates
to the specific purposes and end product of the contract under
which the services are being performed. Care must be exercised
by all concerned in incurring costs to assure that expenditures
conform to these general standards and the following criteria
for eligibility of costs.

l. To be eligible for inclusion in the program, cost must:
a. Be necessary and reasonable for proper and
efficient execution of the contractual
requirements and in accordance with the
approved budget.

b. Not. be a general expense required to carry
out regular responsibilities of the operating
agency.

c. Be in conformance with any limitations or ex-
clusions in these instructions, federal laws,
city ordinances, or other governing limitations.

d. Be no more liberal than policies, procedures,
and practices applied uniformly to both federally
assisted and other activities of the operating
agency.

e. Be accorded consistent treatment through application
of accounting policy and procedures approved and/or
prescribed herein.

£.. Not be allocable to or included as a cost of any
other federally financed program in either prior
or current periods. E

g.- Be net of all applicable credits such as purchase
discounts, rebates or allowances, sales of
publication or materials, or other income or refunds.

h. Be in accordance with budgetary or other restriction
of expenses established by the comprehensive
Demonstration Agency (City of Atlanta) and approved
by the Department of Housing and Urban Department.

i. Be fully documented.

=a

-10=—
Comply with policies governing administrative practices,
including policies with respect to employment, salary
and wage rates, working hours, and holidays, fringe
benefits (health and hopitalization insurance, retire-
ment, etc.) vacation and sick leave privileges, and
travel. The policies relating to the above must be in
writing and approved by the governing body of the
Agency, or Director, as authorized, as well as by the
City. Such policies and practices should take account
of situations where theoperating agency is a temporary,
non-governmental entity composes primarily of part-time
staff which may have full-time employment elsewhere.

2- In addition to costs ineligible under the above ceriteria,
the following costs are specifically ineligible:

a.

Accounting- Costs of maintaining central accounting
records necessary for overall agency purposes, such
as appropriation of fund accounts by the treasurer

or similar official, are considered to be a general
expense of the agency and are unallowable. However,
the cost of establishing and maintaining accounting
or other information systems required for the manage-
ment of the contract is allowable. This includes
costs incurred by central service agencies for these
purposes.

Bad Debts- Any losses arising from uncollectable
accounts and other claims, and related costs.

Contingencies. Contributions to a contingency
reserve or any similar provision for unforseen events.

Contributions and Donations. :

Entertainment. Costs of amusements, social activities,
and incidental costs, such as meals beverages, lodgings,
and gratuities, relating to entertainment.

Fines and Penalties. Costs resulting from violation
of or failure to comply with federal, state, and
local laws and regulations.

 

Interest and other Financial Costs. Interest on
borrowing (however represented), cost of financing

and refinancing operations, and legal and professional
fees paid in connection therewith.

=-l1=
Legal _ expenses. Legal expenses for the prosecution
of claims against the Federal Government. However,
the costs of legal expenses required directly for
the administration of the program are allowable.

Membership Expenses. Cost of membership in an

 

organization which devotes a substantial part of
its activities to influencing legislation.

Travel. Costs in excess of those allowed by the City

of Atlanta for its equivalent employees. In a case,

the difference in cost between first-class air
accomodations and less-than-first-class air accomodations
is not allowed expect when less-than-first-class air
accomodations are not available and is so documented.

Meeting Attendance. Costs of attending meetings which

 

are not open for attendance on a non-segreated basis.
Executive Expenses. The salary and expenses of the
chief executive officer of the agency are considered

a cost of the agency and are not allocable in any way
to the project or activity.

-12-
 

 

INSTRUCTIONS FOR COMPLETION OF MONTHLY ADMINISTERING AGENCY
PROJECT REPORTS

This report is to be delivered to Model Cities prior to the fifth
day of the month following the reporting month. This deadline is
imperative in order to report expenditures to HUD.

The heading of this report includes lines for Agency Name and
Address, Project Name, and Project Number. The Reporting Period item
should reflect beginning and ending dates (usually first to last
of month) of the report. The Cum. Supplemental Expenditures item
should contain a total of all funds designated supplemental which
have been expended on the project to date. The Cash Received item
refers to supplemental funds that have been deposited to your agency.
The Balance item should reflect the amount of supplemental funds
expended but not yet received by your agency.

The Cost Statement section of the report is a breakdown of
expenditures by line item and by source of funds. For projects
which receive supplemental funds, costs for each line item for
the Current Period should be listed. These should be broken down
between Supplemental funds and Other funds if the project or activity
is jointly funded.

For projects that do not involve the use of Model Cities supple-
mental funds, it is requested that a total amount expended on the
project for the current period be entered by line item 13 (non-con=
tracted agency).

Under the Cummulative Total column, funds expended to date on
the project should be broken down in the same manner as current period
expenditures.

The Work Program Status section of the Administering Agency
Project Report is designed to report against the Project Work Program
which was..formulated by your agency in cooperation with Model Cities
Personnel. Each month the various tasks listed on the work program
should be analyzed to determine if they are being started and com-
pleted in the planned time frame.

Any tasks which will have different start and complete dates
should be listed under the "Description of Task" column of the agency
project report. The applicable revised start and complete dates
should then be entered in the reporting month, that task should be
entered under the "Description of Task" column and the actual com-
plete date shown.

=-13-&lt;
 

Start or complete dates for a task will be considered on
schedule if they are within three weeks of the originally planned
time frame. A variance of more than three weeks in a task should be
reported as described above. Every effort should be made to report
time revisions as soon as they become evident. For example, if it
becomes apparent that some operational phase of a project will be
delayed due to problems in acquiring equipment, this should be re-
ported as soon as it is known rather than at the time the operational
phase is to begin.

The Project Highlights section of the report should be used
to briefly summarize project activity for the month and to list any
unusual cirsumstances concerning the project. Amplifying information
about revised start or complete dates should also be given in this
section. An example of a completed Administering Agency Project
Report follows these instructions.

-~14—
 

ae ADMINISTERING AGENCY PROJECT REPORT

 

 

AGENCY__Georgia State Employment Service projECT__Employer Services
ADDRESS No. 1 Peachtree Room 408

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Atlanta, Georgia 30301 NUMBER lo [2] ol2 |
REPORTING PERIOD: CUM. SUPPLEMENTAL CASH RECEIVED BALANCE
EXPENDITURES
FROM 8/1/69 TO 8/31/69 $30,000 $25,000 $5,000
COST STATEMENT CURRENT PERIOD CUMMULATIVE TOTAL
COST CATEGORY CODE | SUPPLEMENTAL OTHER SUPPLEMENTAL OTHER
PERSONNEL 91 10,000 "5,000 20,000 10,000
CONSULTANTS, CONT SERV 02 == 1,000 2,000 1,000
TRAVEL 03
SPACE 04 1,500 3,000
CONSUMABLE SUPPLIES 05 300 1,000
RENT, LEASE, PURCH EQP 06 500 1,000 4,000 2,000
OTHER 07
PROPERTY ACQUISITION 08
LAND IMPROVEMENTS 09
CONSTRUCTION 10
PROFESSIONAL SERV 11
CARRYING CHARGES 12
NON-CONTRACTED AGENCY 13. Bees ca Reet oo eee
TOTAL 7,000 30,000 13,000
WORK PROGRAM STATUS ACTUAL REVISED REVISED
DESCRIPTION OF TASK COMPLETE START COMPLETE
Occupy temporary facility 9/8/69 9/19/69
Establish contact with 66 employers
in MNA 10/6/69 4/30/70
Acquire supplies 8/15/69
Personnel orientation 8/20/69

 

 

 

 

PROJECT HIGHLIGHTS: During the month of August project personnel were given orienta+
tion sessions concerning project tasks and objectives. All supplies have been
purchased, but occupation of the temporary facility is being delayed due to

a carpenter's strike. This delay will also delay establishing contacts with
employers. Sample inquiries to employers have produced enthusiastic responses
and it appears that the project will exceed its objective of developing 200
jobs.

(USE REVERSE, IF REQUIRED)

 

 

 

 

THE UNDERSIGNED CERTIFIES THAT THE ABOVE INFORMATION IS CORRECT.
ve / oO 4 ¢ j afl ‘
siGNatuRE AND Tite_Jetun (2&amp;1 fh, Likoc bey DATE_Sept. 2, 196%°
-(FORM MOD. 9) fi
-15-

 
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--,,
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Form !Approved
Budg~t Bureau No. 63-R-1211
' .·
· Attachment 3a
U. s. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Budget Justification
,,
This form is to be attached to each budget for a capital
project, activity and to the Program Administration Budget
.........---·
I
I
NAME OF CDA
1.
I
Atlanta City Demonstration Agency
2.
I ..
BRIEF DESCRIP'.rIVE TITLE OF CAPITAL PROJECT OR ACTIVITY
I
Model Cities Resident Organ i z a tion
I
3,
NAME• ADDRESS AND ZIP CODE OF OPERATING ENTITY
Model Cities Mass Convention, Inc~
I
1:
,
673 Capitol Avenue S.W. Atlanta, Ga.
AMOUNT OR VALUE
4. ·
DESCRIP'.rIOJ.IT OF ITEM* AND BASIS FOR VALUATION**
2.
Public Information
3.
Travel -- $50.00 per month x 12
OF ITEM
I
I
I
ii
I
$10,000.00
600.00
1
5.
'\·
I
1 ·
Consumable supplies -- Office supplies @$200.00
per month.
2,400.00
Rental, Lease, or purchase of equipment - off ic
furniture.
2,300.00
I.
I
6.
Mass Convention Development
Assistance to Neighborhood
Advisory Councils-6 @$1,000 $6 , 00
Matching funds . for gr\mt
from
OEO , : ·
3 , 60
.
.• :, ·
Teleph one s, Ut~ l i t i es and
jan itor ial services@
$200 p er month.
2 , 40
(Jus tificatio n fo r supp l eme nt al f unds Only ) -
Other Costs:
.
L
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1:





$14, 0 00,00
For persairel costs use Personnel justification form .



 I&gt;escribe the item in sufficient detail ~o insure that it is adequately identified




indicate the basis for determining or computing its va.lue. For example , office
r.pace rental for two professionals: 150 square feet at $2.00 per square foot,
i.ncluding utilities and janitorial services.
Ellld
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"e

.
‘ae %

Form Approved
Budget Bureau No, 63-R-1211

' Attachment 3a
' U,S, DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

_ Budget Justification

This form is to be attached to each budget for a capital
project, activity and to the Program Administration Budget

—

 

1. NAME OF CDA

Atlanta City Demonstration Agency

 

2. BRIEF DESCRIPTIVE TITLE OF CAPITAL PROJECT OR ACTIVITY
Model Cities Resident Organization

 

3. NAME, ADDRESS AND ZIP CODE OF OPERATING ENTITY
Model Cities Mass Convention, Inc. 673 Capitol Avenue S.W. Atlanta, Ga.

 

AMOUNT OR VALUE

 

Ce *
4. . DESCRIPTION OF ITEM” AND BASIS FOR VALUATION OF ITEM
2. Public Information $10,000.00
3. Travel -- $50.00 per month x 12 , 600.00
5. Consumable supplies -- Office supplies @$200.00
; per month. 2,400.00

6. Rental, Lease, or purchase of equipment - office
furniture. 2,300.00

7. Other Costs: Mass Convention Development $27000
Assistance to Neighborhood

Advisory Councils-6 @$1,000 $6,000

Matching funds. for grant

from OEO . = &lt;$-.. 3,600

Telephones, Utilities and

janitorial services @

$200 per month. _ 2,400 $14,000, 00
(Justification for supplemental funds Only) ©

 

 

* For personnel costs use Personnel justification form.

#* Describe the item in sufficient detail to insure that it is adequately identified
and indicate the basis for determining or computing its value. For example, office
space rental for two professionals; 150 square feet at $2.00 per square foot,
including utilities and janitorial services.
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,,
'
.
'
i
I\
1.·
I
B. ESTI~'l'f:~L-
.A-.:.....9QST_ CATIY.rORY
(l)
-(2)
. i .
Ii.
i
'
(3)
( 1~)
~- ·
j
I'ERSONNEL
..
I
i
I
SF~RVICES
I
~'.PAVEL
I
SPACE
--
CONTRACT
10,000.00

600.00
600.00
'
I1·:
I
i
I· .
l.
j
'
1:
I·
-(6)
(7)
-
i
CONSUMARLE SUPl:i:LIES
I
I·
i-
.t
',,'.
'
i:
I
2,300.00
-
TOTAL
-·* o.
I
1'
86,000.00*
I,
14,0Q0.00
!.
.. ..__
.
159,380.00
87,380.00
I
E. o./HUD Grant $74',000.00
APPROVAL
j .
A.
-S-ign
_ a_tur
__e_a_n_d_ T_l _t _le_ o_f Authoriz ed. liUD Officie.l
B.
Data
I·
I
I
I
J
HUD- 7041 U0-68)
! '.
- - -2,300.00
-
... 1.
'I '
2,400.00
-
I
I
.
OTHER: ·
. '·
..
0
RE!lTAL, LEA.SE, OR P'JRC11ASt;
OF EQUIPME1i'T .
-
9,
0
2,400.00
-
1
i
I
I
I
I
-
10,000.00
(5)
$ 58,080.00
~
.I
J ·
MCA SHAf-:E :
(If coat is
baing shared :
with o;;hers) •





58,080.00
$
COUSUL1'A1iTS .Alfil
I
c.
'
I
I
• I
· i I
.
'
I
�</text>
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              <text>Cilia ntsn Labi

eee

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Signature and Title of Authorised HUD Official

= * Or

HUD-7041 (10-68)

8. BUDGET
C, MCA SHARE:
(If cost is
being sheared
A. COST CATEGORY B. ESTIMATED COST with others)
(1) PERSONNEL $ 58,080.00 $ 58,080.00
(2) CONSULTANTS AND CONTRACT
SERVICES 10,000.00 10,000.00
(3) TRAVEL
600.00 600.00
~
(4) SPACE ‘ .
(5) CONSUMABLE SUPPLIES
2,400.00 2,400.00
(6) RENTAL, LEASE, OR PURCHASE
OF EQUIPMENT 2,300.00 2,300.00
OTHER: |
(7) 86 ,000.00* 14,000.00
TOTAL
159,380.00 87,380.00
* 0. E. O./HUD Grant $74,000.00
9. APPROVAL
A. | =f;
Pate
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-I
r
.I
/
CITY OF A.TLANTA
October 30, 1969
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
(404) 577 - 5200
Ivan Allen Jr., Mayor
J. C. Johnson, Director
MEMORANDUM
- - TO
Dan E. Sweat, Chief Administrative Officer
FROM
Johnny C. Johnson, Executive Director
Model Cities Program
SUBJECT:
Model Cities Mass Convention, Inc., and QED
Consulting Firm
In response to your memorandum of October 28, an investigation
has been made into your inquiry and the following is submitted
for your consideration.
It has been determined that Model Cities Mass Convention, Inc.
requested bids from three consulta nts that would provide management and personnel guidelines for their operation of the corporation.
It appears that the low bidder for these services was a
firm known as QED.
It seems that the firm of Quod Erat Demonstradum was organi zed in
February of 1964 and that the general purpose of the organization
was to provide consultant services in the areas of marketing,
management studies, and public relations . The firm has performed
services for Radio Station WAOK and is involved in a project with
several Emory University professors.
Upon examination of the contract between the City of Atlanta and
Model Cities Mass Convention , Inc., it has been determined that
under the allocation of funds, no provisions were made for consultant and contract services with third parties e xc ept for public
information purposes. (See attached budget justifications) . However,
when combining the budget for HUD and OEO funds, all monies for
training and technical assistance is to be paid out of the OEO
grant and not out of the Model Cities supplemental funds. The
�Memo to: Dan E. Sweat
Page Two
October 30, 1969
hiring of a management consultant firm appears to be a legitimate
expenditure out of the OEO funds since these funds are provided
especially to assist in the development of greater management
capabilities on the part of the directors of the corporation.
Further inquiry reveals that EOA had requested of the officers of
the corporation to submit personnel and administrative policies
as a requirement of their contract. It appears that EOA, and not
Model Cities, would be the final determinant agency with regards
to the sufficiency and qualifications of the consultants.
Item 14 of the contract between the City and Model Cities Ma s s
Convention, Inc., stipulates that all services sub-contracted to
third parties must have prior approval by this office. Our Program Management Division was knowledgeable of the negotiations
and had informed the proper officer that these services were
eligible only under the OEO grant.
I assure you that the staff is fully cognizant of its responsibility to assure that all monies which flow through the Model Cities
Program are spent wisely and effectively, thus are comitted to fulfilling that obligation
Attached for your perusal is a copy of our manual on accounting
and fiscal management procedures. This manual is furnished all
operating agenci es as a guide.
I hope that the above information has been of some benefit to you.
JCJ:vlc
Attachme nts
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October 30, 1969 OFFICE OF MODEL CITIES PROGRAM

673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
(404) 577-5200

Ivan Allen Jr., Mayor
J. C. Johnson, Director

MEMORANDUM

TO : Dan E. Sweat, Chief Administrative Officer

FROM : Johnny C. Johnson, Executive Director
Model Cities Program

SUBJECT: Model Cities Mass Convention, Inc., and QED
Consulting Firm

In response to your memorandum of October 28, an investigation
has been made into your inquiry and the following is submitted
for your consideration.

It has been determined that Model Cities Mass Convention, Inc.
requested bids from three consultants that would provide manage-
ment and personnel guidelines for their operation of the corpora-
tion. It appears that the low bidder for these services was a
firm known as QED.

It seems that the firm of Quod Erat Demonstradum was organized in
February of 1964 and that the general purpose of the organization
was to provide consultant services in the areas of marketing,
management studies, and public relations. The firm has performed
services for Radio Station WAOK and is involved in a project with
several Emory University professors.

 

Upon examination of the contract between the City of Atlanta and
Model Cities Mass Convention, Inc., it has been determined that
under the allocation of funds, no provisions were made for con-
sultant and contract services with third parties except for public
information purposes. (See attached budget justifications). However,
when combining the budget for HUD and OEO funds, all monies for
training and technical assistance is to be paid out of the OEO

grant and not out of the Model Cities supplemental funds. The
Memo to: Dan E. Sweat
Page Two
October 30, 1969

hiring of a management consultant firm appears to be a legitimate
expenditure out of the OEO funds since these funds are provided
especially to assist in the development of greater management
capabilities on the part of the directors of the corporation.

Further inquiry reveals that EOA had requested of the officers of
the corporation to submit personnel and administrative policies
as a reguirement of their contract. It appears that EOA, and not
Model Cities, would be the final determinant agency with regards
to the sufficiency and qualifications of the consultants.

Item 14 of the contract between the City and Model Cities Mass
Convention, Inc., stipulates that all services sub-contracted to
third parties must have prior approval by this office. Our Pro-
gram Management Division was knowledgeable of the negotiations
and had informed the proper officer that these services were
eligible only under the OEO grant.

I assure you that the staff is fully cognizant of its responsi-
bility to assure that all monies which flow through the Model Cities
Program are spent wisely and effectively, thus are comitted to ful-
filling that obligation

Attached for your perusal is a copy of our manual on accounting

and fiscal management procedures. This manual is furnished all
operating agencies as a guide.

I hope that the above information has been of some benefit to you.

JCI:vic

Attachments
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                    <text>J
I
l
/
November 3, 1969
MEMORANDUM
TO:
Mr . Johnny Johnson
FROM :
Dan E . Sweat, Jr .
SUBJECT: Model Cities Mass Convention, Inc . ,
and QED Consulting F irm
I appreciate your m mo on this subject dated October 30, 1969 . A I
understand your po ition, you tate that the expenditure to employ thi ·
consultant will be from the proceed of an EOA , Inc . gr nt to Model
Cities Ma e Convention, Incorpor ted (MCMC , Inc .) and, con equently,
the city is in no position to exerci e ny control over which firm that MCMC,
Inc . employ for this work.
I will defer to your judgement as to the technical operations of thi procedur
and l und ratand that the city do
not exercise ny direct control ov r the action of MCMC, Inc . , when city funds are not involv d . My only inter t
i that the city, · nd more p cific lly th Model Cities Program, do
not
uffer ny emb rra sm nt re ulting from the
rd of contr cts by ny Model
City Agency or contractor .
To preclude thi pos ibUtty, Ir it r t my reque t of October 28 , 1969,
that a compl te dos ier be pr par d on QED prior to a deci•ion bein mad
on the award of the contract to th m . Thi do sier hould includ the com•
plet 1i t of the princip l with r um.es of th ir educ tion nd xp ri nee;
r view of their pre nt position
o that ny conflict of inter st can be d termined; some exampl
or r f renc s of eimil r work perform d;
compl te review of th
xp ri ne
nd q lification of th firm to do thh
work:
b udg t nd progr m d igned to accompl h th work d sired, and
ny other Worm tion n c •• ry to make a w 11-inform d d ciaio on th
ca bility of thia firm to ucc ••fully ccompli h thi• wo rk.
�!
'
This request should be made to MCMC, Inc . , recognizing that the city
does not have the authority to require it but feels that good administrative
practices demand it. When thi information is prepared, a good case can
supposedly be made for awarding this contract to this firm instead of anQther . Should the1·e be any later question, the city wHl be in a m~ch better
position to defend the action. You may be a13sured that the general public
will not di tinguish betwe n MCMC , Inc . , and the larger Model City Program in the event charges of impropriety or c onflict of interest are mad
against the corporation.
My only interest in this project is the well being of our Model City Program .
If the fact
upport the contention that QED is qualified and able to do this
wot-k at competitive prices , I will fully support the award to them . By the
aame token, if the facts indicate that they are not qualified to accomplish
this work, I feel that the award should not be made . In any ev nt, I w nt
us to be in a position to defend the action of MCMC , •no. , even if we are
not dbectly respon ible for the management of the organization.
DESJr : m
�</text>
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              <text>November 3, 1969

MEMORANDUM
TO: Mr. Johnny Johnson
FROM: Dan E. Sweat, Jr.

SUBJECT: Model Cities Mass Convention, Inc.,
and QED Consulting Firm

I appreciate your memo on this subject dated October 30, 1969. AslI
understand your position, you state that the expenditure to employ this
consultant will be from the proceeds of an EOA, Inc. grant to Model

Cities Mass Convention, Incorporated (MCMC, Inc.) and, consequently,

the city is in no position to exercise any control over which firm that MCMC,
Inc, employs for this work.

I will defer to your judgement as to the technical operations of this procedure
and I understand that the city does not exercise any direct control over the ac-
tions of MCMC, Inc., when city funds are not involved. My only interest

is that the city, and more specifically the Model Cities Program, does not
suffer any embarrassment resulting from the award of contracts by any Model
City Agency or contractor.

To preclude this possibility, I reiterate my request of October 28, 1969,
that a complete dossier be prepared on QED prior to a decision being made
on the award of the contract to them, This dossier should include the com-
plete list of the principals with resumes of their education and experience;
review of their present positions so that any conflict of interest can be de-
termined; some examples or references of similar work performed; a
complete review of the experience and qualifications of the firm to do this
work; a budget and program designed to accomplish the work desired; and
any other information necessary to make a well-informed decision on the
capability of this firm to successfully accomplish this work.
This request should be made to MCMC, Inc., recognizing that the city
does not have the authority to require it but feels that good administrative

practices demand it. When this information is prepared, a good case can

supposedly be made for awarding this contract to this firm instead of ano-

ther. Should there be any later question, the city will be in a much better

position to defend the action. You may be assured that the general public

will not distinguish between MCMC, Inc., and the larger Model City Pro-

gram in the event charges of impropriety or conflict of interest are made

against the corporation.

My only interest in this project is the well being of our Model City Program.
If the facts support the contention that QED is qualified and able to do this
work at competitive prices, I will fully support the award to them. By the
same token, if the facts indicate that they are not qualified to accomplish
this work, I feel that the award should not be made. In any event, I want

us to be in a position to defend the action of MCMC, Hinc., even if we are

not directly responsible for the management of the organization.

DESJrism
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                  <elementText elementTextId="27680">
                    <text>J
I
l
/
November 3, 1969
MEMORANDUM
TO:
Mr . Johnny Johnson
FROM :
Dan E . Sweat, Jr .
SUBJECT: Model Cities Mass Convention, Inc . ,
and QED Consulting F irm
I appreciate your m mo on this subject dated October 30, 1969 . A I
understand your po ition, you tate that the expenditure to employ thi ·
consultant will be from the proceed of an EOA , Inc . gr nt to Model
Cities Ma e Convention, Incorpor ted (MCMC , Inc .) and, con equently,
the city is in no position to exerci e ny control over which firm that MCMC,
Inc . employ for this work.
I will defer to your judgement as to the technical operations of thi procedur
and l und ratand that the city do
not exercise ny direct control ov r the action of MCMC, Inc . , when city funds are not involv d . My only inter t
i that the city, · nd more p cific lly th Model Cities Program, do
not
uffer ny emb rra sm nt re ulting from the
rd of contr cts by ny Model
City Agency or contractor .
To preclude thi pos ibUtty, Ir it r t my reque t of October 28 , 1969,
that a compl te dos ier be pr par d on QED prior to a deci•ion bein mad
on the award of the contract to th m . Thi do sier hould includ the com•
plet 1i t of the princip l with r um.es of th ir educ tion nd xp ri nee;
r view of their pre nt position
o that ny conflict of inter st can be d termined; some exampl
or r f renc s of eimil r work perform d;
compl te review of th
xp ri ne
nd q lification of th firm to do thh
work:
b udg t nd progr m d igned to accompl h th work d sired, and
ny other Worm tion n c •• ry to make a w 11-inform d d ciaio on th
ca bility of thia firm to ucc ••fully ccompli h thi• wo rk.
�!
'
This request should be made to MCMC, Inc . , recognizing that the city
does not have the authority to require it but feels that good administrative
practices demand it. When thi information is prepared, a good case can
supposedly be made for awarding this contract to this firm instead of anQther . Should the1·e be any later question, the city wHl be in a m~ch better
position to defend the action. You may be a13sured that the general public
will not di tinguish betwe n MCMC , Inc . , and the larger Model City Program in the event charges of impropriety or c onflict of interest are mad
against the corporation.
My only interest in this project is the well being of our Model City Program .
If the fact
upport the contention that QED is qualified and able to do this
wot-k at competitive prices , I will fully support the award to them . By the
aame token, if the facts indicate that they are not qualified to accomplish
this work, I feel that the award should not be made . In any ev nt, I w nt
us to be in a position to defend the action of MCMC , •no. , even if we are
not dbectly respon ible for the management of the organization.
DESJr : m
�-
-I
r
.I
/
CITY OF A.TLANTA
October 30, 1969
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
(404) 577 - 5200
Ivan Allen Jr., Mayor
J. C. Johnson, Director
MEMORANDUM
- - TO
Dan E. Sweat, Chief Administrative Officer
FROM
Johnny C. Johnson, Executive Director
Model Cities Program
SUBJECT:
Model Cities Mass Convention, Inc., and QED
Consulting Firm
In response to your memorandum of October 28, an investigation
has been made into your inquiry and the following is submitted
for your consideration.
It has been determined that Model Cities Mass Convention, Inc.
requested bids from three consulta nts that would provide management and personnel guidelines for their operation of the corporation.
It appears that the low bidder for these services was a
firm known as QED.
It seems that the firm of Quod Erat Demonstradum was organi zed in
February of 1964 and that the general purpose of the organization
was to provide consultant services in the areas of marketing,
management studies, and public relations . The firm has performed
services for Radio Station WAOK and is involved in a project with
several Emory University professors.
Upon examination of the contract between the City of Atlanta and
Model Cities Mass Convention , Inc., it has been determined that
under the allocation of funds, no provisions were made for consultant and contract services with third parties e xc ept for public
information purposes. (See attached budget justifications) . However,
when combining the budget for HUD and OEO funds, all monies for
training and technical assistance is to be paid out of the OEO
grant and not out of the Model Cities supplemental funds. The
�Memo to: Dan E. Sweat
Page Two
October 30, 1969
hiring of a management consultant firm appears to be a legitimate
expenditure out of the OEO funds since these funds are provided
especially to assist in the development of greater management
capabilities on the part of the directors of the corporation.
Further inquiry reveals that EOA had requested of the officers of
the corporation to submit personnel and administrative policies
as a requirement of their contract. It appears that EOA, and not
Model Cities, would be the final determinant agency with regards
to the sufficiency and qualifications of the consultants.
Item 14 of the contract between the City and Model Cities Ma s s
Convention, Inc., stipulates that all services sub-contracted to
third parties must have prior approval by this office. Our Program Management Division was knowledgeable of the negotiations
and had informed the proper officer that these services were
eligible only under the OEO grant.
I assure you that the staff is fully cognizant of its responsibility to assure that all monies which flow through the Model Cities
Program are spent wisely and effectively, thus are comitted to fulfilling that obligation
Attached for your perusal is a copy of our manual on accounting
and fiscal management procedures. This manual is furnished all
operating agenci es as a guide.
I hope that the above information has been of some benefit to you.
JCJ:vlc
Attachme nts
�:,
,i .


• I


,•.
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I'ERSONNEL
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SF~RVICES
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~'.PAVEL
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SPACE
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CONTRACT
10,000.00

600.00
600.00
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(7)
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CONSUMARLE SUPl:i:LIES
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2,300.00
-
TOTAL
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86,000.00*
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14,0Q0.00
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159,380.00
87,380.00
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E. o./HUD Grant $74',000.00
APPROVAL
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A.
-S-ign
_ a_tur
__e_a_n_d_ T_l _t _le_ o_f Authoriz ed. liUD Officie.l
B.
Data
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HUD- 7041 U0-68)
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- - -2,300.00
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2,400.00
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OTHER: ·
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RE!lTAL, LEA.SE, OR P'JRC11ASt;
OF EQUIPME1i'T .
-
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2,400.00
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10,000.00
(5)
$ 58,080.00
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(If coat is
baing shared :
with o;;hers) •





58,080.00
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COUSUL1'A1iTS .Alfil
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Form !Approved
Budg~t Bureau No. 63-R-1211
' .·
· Attachment 3a
U. s. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Budget Justification
,,
This form is to be attached to each budget for a capital
project, activity and to the Program Administration Budget
.........---·
I
I
NAME OF CDA
1.
I
Atlanta City Demonstration Agency
2.
I ..
BRIEF DESCRIP'.rIVE TITLE OF CAPITAL PROJECT OR ACTIVITY
I
Model Cities Resident Organ i z a tion
I
3,
NAME• ADDRESS AND ZIP CODE OF OPERATING ENTITY
Model Cities Mass Convention, Inc~
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1:
,
673 Capitol Avenue S.W. Atlanta, Ga.
AMOUNT OR VALUE
4. ·
DESCRIP'.rIOJ.IT OF ITEM* AND BASIS FOR VALUATION**
2.
Public Information
3.
Travel -- $50.00 per month x 12
OF ITEM
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$10,000.00
600.00
1
5.
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Consumable supplies -- Office supplies @$200.00
per month.
2,400.00
Rental, Lease, or purchase of equipment - off ic
furniture.
2,300.00
I.
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6.
Mass Convention Development
Assistance to Neighborhood
Advisory Councils-6 @$1,000 $6 , 00
Matching funds . for gr\mt
from
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3 , 60
.
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Teleph one s, Ut~ l i t i es and
jan itor ial services@
$200 p er month.
2 , 40
(Jus tificatio n fo r supp l eme nt al f unds Only ) -
Other Costs:
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$14, 0 00,00
For persairel costs use Personnel justification form .



 I&gt;escribe the item in sufficient detail ~o insure that it is adequately identified




indicate the basis for determining or computing its va.lue. For example , office
r.pace rental for two professionals: 150 square feet at $2.00 per square foot,
i.ncluding utilities and janitorial services.
Ellld
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·CITY OF .ATL
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
404-524-8876
Ivan Allen Jr., Mayor
J. C. Johnson, Director
ACCOUNTING AND FINANCIAL MANAGEMENT
PROCEDURES FOR OPERATING AGENCIES
AND CITIZENS PARTICIPATION ORGANIZATIONS
.....
I ::"
�---·--·- 7
TABLE OF CONTENTS
. . .
Purpose and Accounting
Page
1
Internal Control
Books of Account and Records •
2
.
. . .
. . . . .
5
Brief Description of Account Classification.
7
Disbursement Procedure • • •
9
Eligible and Ineligible Costs • •
. • • 10
Instructions for Completion of Monthly
Administering Agency Project Reports • • • • • • • . • • • 13
.....
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PURPOSE
These instructions prescribe the accounting procedures and
related fiscal requirements to be followed by agencies which
are awarded contracts with the Comprehensive Demonstration
Agency to administer projects or activities as approved by
the Department of Housing and Urban Development.
The classification and description of - accounts are the minimum
required by the Comprehensive Demonstration Agency. If the
agency desires to establish accounts other than these prescribed
herein, such accounts shall be established as subdivisions of
the prescribed accounts and should be maintained in such a way
that they can be readily combined into the prescribed classifications for uniform reporting purposes.
ACCOUNTING
The operating agency shall establish and maintain on a current
basis an adequate accounting system on an accural basis in
accordance with generally accepted accounting principles and
standards.
The accounting system, among other things, must be adequate
to enable the preparation of a statement of financial condition
and a cost control statement for submission to the
Comprehensive Demonstration Agency on a current and timely basis.
All such reports must be received by the Comprehensive Demonstration
Agency time to permit the data contained therein to be incorporated
into the CDA's records prior to the preparation and submission of
its reports to HUD.
- 1-
�...
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INTERNAL CONTROL
The operating agency shall .maintain an adequate system of
internal control. Internal control comprises the plan of
organization and all of the coordinate methods and measures
adopted within an organization to safeguard its assets, check
the adequacy and the reliability of its accounting data, promote
operating efficiency, and encourage adherence to prescribed
menagement policies .
The characteristics of an adequate system of internal control
include:
a.
A plan of organization which provides appropriate
segregation of functional responsibilities.
b.
A system of authorization and record procedures
adequate to provide reasonable accounting control
over assets, liabilities, revenues, and expenses.
c.
Sound practices to be followed in performance of
duties and functions of each of the organizational
units.
d.
A degree of personnel competence commensurate with
responsibilities.
An adequate system of internal control contains the following
features:
a.
No person should have complete control over all
phases of any significant transaction.
b.
The flow of work should be from one employee to
another so that the work of the second, without
duplicating that of the first, provides a check
upon it.
c.
Record keeping should be seperated from OP,erations
or the handling and custody of assets, such as:
(1)
The function of receiving cash should be centrali z ed in one pe r son , who should not be conce rn ed in a ny wa y wi th approvin g or cer t i f ying
vo u cher s, a cting a s imp rest fund c ash i er, pr e pa ring dep os it s , making disbur sements , o r k eeping
ac c o un ting re cor ds . I n t h is conne ction, the
p ers on who p r epar es ormakes depos i ts , appr oves o r
c ertif ies vouche r s , o r di s bur ses cash s hould h ave
n o acce ss to the ac c o un t ing recor ds .
- 2-
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�(2)
At as early a point as possible in the mail
handling, preferably at the point where the
envelopes are opened immediately upon receipt,
all checks and negotiable instruments should
be stamped with a restrictive endorsement, ail
cash items should be listed in duplicate, and
a c9py of the listing delivered to the person
responsible for making bank reconciliations.
(3)
Periodic examination and count or other review
of cash balances should be made by employees
who do not handle or record cash or sign checks.
d.
Physical and mechanical facilities should be used to the
fullest extent possible to insure security and accuracy,
such as using security vaults or safe cabinets and check
writing machines.
e.
Responsibilities should be clearly established and then
accounted for as close as possible.
f.
Where feasible, employees are rotated to various assignments.
g.
Other control features pertaining to cash include:
(1)
All cash receipts shall be deposited as soon
as possible, preferably the day received.
(2)
All cash receipts shall be deposited intact
and for the full amount received.
(3)
Collections and all other funds held within
an office , whether pending regular deposit or
in imprest funds, shall be, where possible, restrictively endorsed and kept under complete
control and under proper safeguards, preferably in a fire r es istant combination safe or
safe-cabinet.
(4)
Uncollectible items and the related documents
shall not be handled by the person making up
d eposits or by the person h a ndling accounts
receivable.
(5)
Persons preparing payrolls or time reporting
records should not handle the related pay
checks.
- 3-
�(6)
The number of bank accounts and inter-bank
transfers ~hould be kept to a minimum. A
single bank account for the agency is preferred.
~-
�BOOKS OF ACCOUNT AND RECORDS
The following is a brief description of the books of accounts
and records considered to be the minimum required for recording transactions relating to the project or activity. However,
the agency may establish any additional accounting records it
considers necessary to provide adequate financial control of
its assets and liabilities and to account for project or activity
cost.
i
A.
General ledger shall be maintained in which to
record a summarization of all accounting transactions relat i ng to the project or activity and to
classify such transact i ons according to the accounts
l i sted i n the project or activity budget.
B.
A cash receipt and disbursement register shall be
maintained for the recording of funds received
in connection with theproject or activity and for
recording checks i ssued f or the withdrawel of funds
from the project or a ctivity b a nk a ccount. All
disbursements shall be made by prenumbered checks
used in numerical sequence and must be supported
by appropri a te documen t ation such a s payrolls,
i nvoices , cont r a ct s , ~r a vel vouche rs, etc., evidencing
t he n atu re a nd propriety o f e ach p a yment , a nd s howing
the approval o f t h e p roj ect or activit y d ire c tor or
other authorized official. If the volume of receipts
and disbursements justify the seperation of the cash
r e c e ipts and di s bursement r egisters, then the two
should b e kept sep e r a t e .
C.
Jour n al v o u ch ers (or the a gency ' s s u itable s ub s t i tute
therefor) shal l be used to docume n t and recor d tra nsactions i n t h e ge n e r a l l e dger wh i ch a re not r e corded .
fr om t h e c ash rece ipts and di s bursement r e g ister s .
Each j ourn a l v ouche r shal l c ontain a complete e x planatio n o f the tra n saction b e ing r e cor ded a nd re fer e nces
t o the re l a t e d docu me nt s or othe r s ource s o f info rma t i on, i f app l icable . Journal v oucher s shall be
numbe red c o ns e cutiv ely and fi l e d i n numerica l sequence.
All j o urnal vouche rs shall b e approve d by an a u t hor ized
official of t he a g e ncy .
D.
Basic payroll reco rds shall b e maintained to accumulate
the p ayr oll d a t a r equir ed by Federa l , · State o r loc a l
l aw wi t h r e spect t o e a ch employee, such a s g ross
earnings, Federa l i n c ome tax withheld, State or local
income tax withheld, · FICA withholdings, etc. The '....
record shall also include data relating to other
I.
- 5- .
�deductions as may be required by the agency's
personnel policies, including the employer's
contribution to retirement plans, health insurance
plans, etc.
E.
A record shall be maintained for each item of
non-expendable property acquired for the project
or activity. Non-expendable property is property
which will not be consumed or lose its identity
by being incorporated into another item of property, which cost $100 or more per unit and is
expected to have a useful life of one year or more.
Grouping of like items, such as chairs, with an aggregate cost in excess of $100 shall also be controlled
and accounted for as non-expendable property even
though the cost of a single item is less than $100.
The record shall include:
(1) Description of the item of property,
including model and serial number, if
applicable.
(2) Date of acquisition
(3) The acquisition cost or assigned value
to the project or activity.
(4)
Information as to whether the property
was new or used at time of acquisition.
The a ggre gate of the individual costs shown on the
r e cord c a rds s h a ll equa l the b a l a nce in the subs idiary
cost account for non-expendable property.
A physical inve ntory shall be taken and reconciled
with the record card annually or as frequent as
r e quired by t h e Mode l Cit ies Progra m, City of Atlanta.
- 6(.
�BRIEF DESCRIPTION OF ACCOUNT CLASSIFICATION
ACTIVITY COST
(1)
Personnel
Includes the cost of staff and support staff of the operating
agency as spelled out in latest approved budget.
(2)
Consultant and Contract Services
Includes the cost of services contracted to other agencies,
firms or individuals according to a written contract with
the operating agency. All contracts must be in writing and
must have prior approval of the CDA.
(3)
Travel
a. Auto allowance paid on the basis of actual mileage as
spelled out in latest approved budget.
b. Staff travel and e x penses according to latest approved
budget.
(4)
Space Cost
a. Monthly office rental.
b. Telephone a nd telegraph expense if not included in Activity
Cost (7) and contained in latest approved budget.
c. Fire and e x t e nded coverage in s urance on building and contents
if not inc l uded in activity cost (7) and contained in latest
approved budget.
1
d. Utility cost if not included in activity coot (7).
e. Building maintenance, if not included in Activity Cost (7)
and contained in latest approved budget.
(5)
Consumable Supplies
Includes the costs of blue prints, draf t ing materials, charts,
graphics, maps, stationery and all small items of non-ex pendable
property, the total cost of which does not e x ceed $100.
(6)
Renta l , lease or Purcha s e of Equipment
a. Includes rental or l e ase cost of equipment not on loan or
not purchas ed.
b . Total cos t of equipment purcha sed.
(7)
Other Costs
Costs n ot s p e c i ficall y covered in the above budget catego rie s ·
a c c ording to l ates t a p pr ove d budget . I
.-----.. . , ._
PROJECT COST
(8)
(9)
Property Acquisition
The cost incident to the acquiring of land and structures and the
cost of demolition if necessary.
Land Improvement
The cost .. of improving site
to meet the qualifications for the
- 7-
...
�type construction anticipated.
(10) Construction
The cost of construction, rehabilitation, alteration and repair.
(11) Professional Services
The cost of professional services rendered by individuals or
organization including legal, accounting and architectual '
services.
(12) Carrying Charges
The cost of items such as types, interest and insurance premiums
incurred during construction.
(13) Other
Costs not included in the above budget categories for capital projects
according to the latest approved budget.
The description of the budget categories listed above is by no
means exhaustive and in instances where there are questions as
to the proper classification of a transaction, the latest approved
budget and budget justification break down should govern.
- 8-
�DISBURSEMENT PROCEDURE
1.
Disbursements (other than from Petty Cash) for goods, and
for services of persons or firms not payrolled by the Operating Agency shall be supported by executed purchase orders
or contracts. Purchase and contract procedures should follow
CDA practice and policy. Such policies and procedures shall
be approved by the CDA prior to implementation.
2.
Disbursements must be supported by invoices or requisitions
which can readily be traced to the contract or purchase order
for the s e rvices, supplies, or e quipment (except as noted
in Four (4) helow).
3.
Disbursements shall be made by pre-numbered checks countersigned by two officers unless the amount of the individual
disbursement is small (under $10) that payment from a Petty
Cash Fund is more economical.
4.
.A Petty Cash Fund may be established for use in making payment of minor items of expense whenever it is not practicable
to issue a check. An authoriz e d official of the Operating
Age ncy shall approve the establishment and the amount of the
Petty Cash Fund. Each d isbur s e me nt from the Petty Cash Fund
shall b e s upporte d by a rec e ipted bill or invoice . Howe ver,
i f a r e c e i pte d b i ll or i nvoic e is not obtaina b le , the disbursement shall be supported by an itemized list of the items
purchased and the list shall be approve d by an official o f the
Ope rating Age ncy other than the custodian of the fund. Th e
Pe tty Cash fund shall b e repl e nishe d at the end of each calendar quar ter or as f r e que ntly a s may othe rwise b e requir e d.
- 9-
�ELIGIBLE AND INELIGIBLE COSTS
All cost must be reasonable and of a nature which clearly relates
to the specific purposes and end product of the contract under
which the . services are being performed. Care must be exercised
by all concerned in incurring costs to assure that expenditures
conform to these general standards and the following criteria
for eligibility of costs.
1.
To be eligible for inclusion in the program, cost must:
a. Be necessary and reasonable for proper and
efficient execution of the contractual
requirements and in accordance with the
approved budget.
b.
Not. be a general expense required to carry
out regular responsibilities of the operating
agency.
c.
B.e in conformance with any limitations or exclusions in these instructions, federal laws,
city ordinances, or other governing limitations.
d.
Be no more liberal than policies, procedures,
and practices applied uniformly to both federally
assisted and other activities of the operating
agency.
e.
Be accorded consistent treatment through application
of accounting policy and procedures approved and/or
prescribed herein.
f.
Not be allocable to or included as a cost of any
other federally financed program in either prior
or current periods.
g.
Be net of all applicable credits such as purchase
discounts, rebates or allowances, sales of
publication or materials , or other income or refunds.
h.
Be in accordance with budgetary or other restriction
of e x penses established by the comprehensive
Demonstration Agency (City of Atlanta) and approved
by the Department of Housing and Urban Department.
i.
Be fully documented.
..
- 10-
�j.
2.
Comply with polic i es governing administrative practices,
including po l ic i es with respect to employment, salary
and wage r a t e s, working hours, and hol idays, f r inge
benefits (health and hopitalization insurance, retirement, etc.) vacation and sick leave privileges, and
travel. The policies relating to the above must be in
writing and appr oved by the governing body of the
Agency, or Director, as authorized, as well as by the
City. Such pol i cies and pra ctice s should t a ke account
of situations where theoperating agency is a temporary,
non-governmental entity composes primarily of part-time
staff wh i ch may have full-time employment elsewhere.
In add i tion to costs inel i gible under the above ceriteria,
t he follow i ng costs a re speci fic a lly ine ligible:
a.
Accounting- Costs of maintaining central accounting
records necessary for overall agency purposes, such
as appropriat ion of f und a ccounts by the tre asurer
or similar o ff icia l, are cons i d ered to be a general
exp e n se of the a ge ncy a nd a re una llowable. However,
the cost of esta blishing and mainta ining accounting
or other informa tion sys tems required for the management of the contract is al l owable. This includes
cos ts incurred b y c e ntral service agenc i e s f or t h ese
purpo se s.
b.
Bad Debts- Any losses arising from uncollectable
accounts and other claims, and related costs.
c.
Contin genc ies. Contribu tions t o a con tingency
reserv e or any simi l ar provision for un f o rseen e v ents .
d.
Contribut i ons and Donations .
e.
Entertainmen t. Cos t s o f amus e me nt s , s ocia l activities,
and incidental c o sts, such as meals beverages, lodgings,
and gratuities, relating to enter t a inment.
f.
F i nes and Penalties. Costs resu lting fr om vio lation
o f or fai l ure to c omply with federal, state, and
l o cal laws and regulations.
g.
I nte r es t a nd o t h e r F i n a n c i a l Costs . Interes t on
borrowing (h owe ver represented ) , cost of financing
and refinancing operations, and legal and professional
fees p a id in conne ction therewith.
- 11-
�h.
Legal expenses. Legal expenses for the prosecution
of claims against the Federal Government. However,
the costs of legal expenses required directly for
the administration of the program are allowable.
i.
Membership Expenses. Cost of membership in an
organization which devotes a substantial part of
its activities to influencing legislation.
j.
Travel. Costs in excess .of those allowed by the City
of Atlanta for its equivalent employees. In a case,
the difference in cost between first-class air
accomodations and less-than-first-class air accomodations
is not allowed expect when less-than-first-class air
accomodations are not available and is so documented.
k.
Meeting Attendance. Costs of attending meetings which
are not open for attendance on a non-segreated basis.
1.
Executive Expenses~ The salary and expenses of the
chief executive officer of the agency are considered
a cost of the agency and are not allocable in any way
to the project or activity.
- 12 -
�.'
INSTRUCTIONS FOR COMPLETION OF .MONTHLY AD.MINISTERING AGENCY
PROJECT REPORTS
This report is to be delivered to .Model Cities prior to the fifth
day of the month following the reporting month. This deadline is
imperative in order to report expenditures to HUD.
J.
The heading of this report includes lines for Agency Name and
Address, Project Name, and .P roject Number. The Reporting Period i tern
should reflect beginning and ending dates (usually first to last
of month) of the report. The Cum. Supplemental Expenditures item
should contain a total of all funds designated supplemental which
have been expended 9n the project to date. The Cash Received item
refers to supplemental funds that have been deposited to. your agency.
The Balance item should reflect the amount of supplemental funds
expended but not yet received by your agency.
The Cost Statement section of the report is a breakdown of
expenditures by line item and by source of funds.
For projects
which receive supplemental funds, costs for each line item for
the Current Period should be listed. These should be broken down
between Supplemental funds and Other funds if the project or activity
is jointly funded.
For projects t hat do not involve the use o f .Model Cities supplemental funds, it is requested ~hat a total amount e x pended on the
p r oject for the curr e nt period be entered by line item 13 (non-con=
tracted agency).
Under the Cumrnulative Total column, funds expended to date on
the project should be broken down in the same manner as current period
e x penditures.
The Wo r k Program Status section of the Administerin g Agency
Pr oject Report is d e signed to report ag a inst the Project Work Program
whi ch was-.. f ormul a t e d by y our a gency in cooperation with Mode l Citie s
Pe rsonnel . Each month the various task s listed on the wo r k program
should be a n a lyzed to determine if they are being started and comp leted in the planne d time frame .
Any t asks which will have different s t a r t and complete dates
s h oul d be lis ted u n der the "Description of Task " c olumn o f t h e a g ency
p r oj e ct report. Th e applic able r e v ised sta r t a n d c ompl e te dat es
s h ould t h e n be e n t e red i n the r epo r ting month , t hat t ask s houl d be
entered under th e "De sc r iption of Task" col umn an d the actual complete date shown .
- 13-
�Start or complete dates for a task wili be considered on
schedule if they are within three weeks of the originally planned
time frame. A variance of more than three weeks in a task should be
reported as described above. Every effort should be made to report
time revisions as soon as they become evident. For example, if it
becomes apparent that some operational phase of a project will be
delayed due to problems in acquiring equipment, this should be reported as soon as it is known rather than at the time the operational
phase is to begin.
The Project Highlights section of the report should be used
to briefly summarize project activity for the month and to list any
unusual cirsumstances concerning the project. Amplifying information
about revised start or complete dates should also be given in this
section. An example of a completed Administering Agency Project
Report follows these instructions.
(
- 14-
�ADMINISTERI NG AGENCY PROJECT RE'PORT
\
Georgia State Em2loyment S~;i;:vic!; PROJECT_ Emplo¥er Ser~d ces
No. 1 Peachtree Room 4 08
Atlantat Georgia 30301
NUMBER IQ
2
2
AGENCY
ADDRESS
I I ol I
CUM . SUPPLEMENT AL
EXPENDITURES
REPORT I NG PERIOD:
FROM
8/1/69
TO
8/31/69
$30,000
CODE
PERSONNEL
01
I
CONSULT ANTS, CONT SERV
02
TRAVEL
03
SPACE
· 04·
CONSUMABLE SUPPLIES
05
RENT, LEASE, PURCH EQP
06
OTHER
07
PROPERTY ACQUISITION
08
LAND IMPROVEMENTS
09
CONSTRUCTION
10
PROFESSIONAL SERV
11
CARRYING CHARGES
12
NON-CONTRACTED AGENCY
13
SUPPLEMENTAL
OTHER
·s. ooo
10 000
-0-
1,000
1,500
300
500
$ 5.
1,000
CUMMULATIVE TOTAL
.
SUPPLEMENT Al
20.000
2,000
OTHER
1o
onn
1 000
4,000
2 ·: 000
~~'": ;r~- · :·...~ -~
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'.".


12,300
7,000
(
WORK PROGRAM STATUS
DESCRIPTION OF TASK
000
3.L 000
l 000
... •
TOTAL
BALANCE
$25,000
CURRENT PERIOD
COST ST ATEMENT
COST CATEGORY
CASH RECEIVED
ACTUAL
COMPLETE
Occupy temporary facility


06


30,000
13,000
REVISED
COMPLETE
REVISED
START
9/8/69
Establish contact with 66 employers
in MNA
10/6/69
Acquire supplies
8/15/69
Personnel o rienta tion
8/20/69
9/19/69
4/30/70
-
PROJECT HIGHLIGH'rS: Dur ing the month o f August project personnel were given orienta
tion sessions concerning project tasks and obj ectives. All supplies have been
purchased, but oc cupation of the temporary fa cility is being delay ed due to
a carpenter's strike . This delay will als o delay establishing contacts with
employers. Sample inquiries to emplo yers have produced enthusiastic responses
a n d it appears that the project will e x ceed its objective of develo ping 2 00
jobs .
(USE REVERSE, IF REQUIRED)
THE UND ERSI GNED CERl lF IES THAT TH E ABOVE INFORMATION IS CORRECT .
SIGNATU RE AND TI TLE
· (FORM MOD. 9)
r/4_,n (;
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- 1 5-


DATE
SeEt • 2, 1969-"
�c
T _T o_~
/{·
.-
October 7, 1969
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga . 30315
(404) 577 -5200
Ivan Allen Jr., Mayor
J. C. Johnson, Director
Dr. John W. Letson
Superintendent
Atlanta Public Schools
224 Central Avenue, S. W.
Atlanta, Georgia
30303
RE:
Requested Contract
Revisions and Disposition
Dear Dr. Letson:
The contract betwe e n the Atlanta Board of Education (Agency) and
the City of Atlanta (CDA) state s that the Agency must have prior
approval by the CDA on any shift of funds that significantly
changes the approved program and/or exceeds 10% of the line item
total from which the funds are being removed or to which added.
The following state ments _indic ~te the action taken by the CDA
with regards to the revisions requested by the Atlanta Board of
Education.
The CDA does not ~pprove the proposed changes in projects ED-005N
and ED-041C. It was proposed that $30,000 be shifted from ED-005N
to ED-041C. The approved original budgets are attached herein.
We are happy to know that only t wo temporary units will be required
thereby reflecting a savings of $30,000.
The CDA approves the proposed changes on project ED-020C, but with
some modification. Th e shi ft of funds proposed b y the Agency
involved $4;ooo being shifted from personnel, with $3,000 added
to consumable supplies and $1,000 added to equipment.
Inasmuch
as this proposed change could not be adequate to meet present
equipment expenditures (as indicated by Age ncy's August Project
Report), CDA proposes that $1,374 be shifted to equipment with
$2,626 going to consumable supplies. This change does not effect
the total cost of the project. This approved budget is included
herein.
�Dr. John W. Letson
Page Two
October 7, 1969
The CDA approves the proposed c hanges in project ED-021C. This
involves removing $5,978 fro m personn el and adding $4,738 for
instructional equipment costs, $40 0 for office equipment, and
$840 for mileage. Also, the number of lead teachers is reduced
from eight to seven in order to create the position of Model
Cities Coordinator. These changes do not affect the total cost
of the project. The approved budget is included herein.
With rega.rds to the proposed changes in project ED-022C, the CDA
app:c oves the additi·on of three · teacher aides. However, the CDA
does not approve the adding of $1,620 to travel. The funds are
to :remain in personnel. The CDA appr9ves the adding of $396 for
tel ,=phone service. Telephone service is included in the space
cost line item. These changes do not affect the overall total
the total cost of the project. The approved budget is included
her1=in.
The CDA approves the changes in project ED-024N. The number of
Extended Day Programs is reduced from five to four, and consultants and contract services will be covered by In-Service Training
funds. These changes allows $49,287 to be removed and to be
allocated as follows:
$16,500 added to food; $12,543 added for
labor; $6,649 added for custodial services; $2,000 added for consumable s upplies; $4,000 added for equipment; $6,768 added for
three additional teachers aid e s; $584 for telephone services;
and $243 added to trave l. The approved budget with costs in the
appropriate line items is includ ed here in.
The CDA approves the changes in pr oj ect ED-025N.
It was proposed
to r educe the number of pre-school progr ams from nine to eight.
This allows additional fund s to be used for food, labor for food
preparation, equipment, custodi a l serv ices, field trips, and
substitute teacher aides. These changes only involve the shifting of funds and does not a l ter the total cost of the project.
The approved budget with costs i n the appropriate line items is
included herein.
The CDA approves the proposed changes in project ED-039N. These
changes include removing $14,813 from personnel, and distributed
as follows: Consultants and Contract Services, $3,000; Travel,
$2,000; Consumable Supplies, $3,500; Rental, Lease, Purchase of
Equipment, $6,000; Custodia l Services, $813. The approved budget with costs in the appropriate line items is included herein.
�Dr. John w. Letson
Page Three
October 7, 1969
The attached budgets control al l future
authorized revisions.
expenditures specified as
We a.re encouraged to k now t hat m-ny staff p ositions were overbudgeted and will reflect considerable savings.
~'--:,:°'-v'&lt;::d'-""=
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Exe cutive
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/
Mayor Ivan Allen, Jr.
Model Cities Executive Board
Members
(
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,,
MODEL CITIES BOARD TRAINING PROGRAM
University of Tennessee at Chattanooga
Guerry Center
August 9, 1969
Welcome
Dr. William H. Masterson,
Chancellor
University of Tennessee at
Chattanoog a
Introduction of Guests
Mr. Roy Batchelor, Dir e ctor
Urban Affairs
University of Tennessee at
Chattanooga
Overview-Model Cities Training Program
Dr. Charles Hyder, Dir ector
Model Citie s Training Program
Dr. Rob e rt W e lch
Model Cities Training Prog ram
Int roduction of Consultant
Dr. John Dye r
Fed er al Pro g r am C o ordinator
and Acting Dire c tor
Chattan o o ga Model Cities
Addre ss
M r . Dan S weatt
Chief A d minis t rative Officer
City o f Atlanta
AGENDA
9:45. . Model Neighborhood Area Representatives ... Betty Blocker Lounge
9 : 45 .. Non - Mode l N e ighborhood Area R e presenta tives .. Conference Room
10: 30 . ...•• . . . . . . . . . .. Coffee Break ... . ..•. . . . ...•.... Snack Bar
10:45 ..•......•.... Simulation Exercise ......•.... Conference Room #1
�STATEMENT OF ·MAYOR BENDER
ON MODEL CITIES PROGRAM
August 1, 1969
The Model cities Program is a cooperative effort among the
Federal Government, State Government, the City Government and the
residents who live in the Model Neighborhood Area.
As such, the
specific program designed to correct the problems in the Model
Neighborhood Area will be a product of the cooperative effort of
all those involved.
On August 2nd, the 25 members of the CDA Board who will
represent the citizens of the Model Neighborhood Area will be·
elected.
Every resident of the Area should plan to vote in his
district at one of the polling places listed below.
(
Never has
'
an election been held in this Area which affe~ted the liv~s of
its residents more directly and significantly than will this one.
In order to vote in the election, residents must be registered
with the Model Cities Program.
Registration has been conducted (1) house-to - house in
the Model Neighborhood, · (2) at the centers listed below during
Ju_ly and,
(3) at the Moclel Cities Office, 1418 Mccallie
Avenue between the hours of 8:30 a.m. and 5 : 00 p . m. for the past
month.
As of July 30, 1969, the following numbers of people had
registered.
�.,
PAGE TWO
DISTRICT I
655
DISTRICT II
592
DISTRICT III
1302
DISTRICT IV
380
DISTRICT V
564
......
.·.•
·--·
DISTRICT VI
537
I
DISTRICT VII
1066
TOTAL REGISTERED VOTERS 5096
It is estimated t h a t
is registered to vot e ~
70% o f the MNA population o ver 18
In other Model Citie s around the country
the leve l of r es i dent p articipa tion h as ave r a ged 10% to 15%.
(
Votin g will b e on Augu st 2, 196 9 f r om 9 :00 a .m . u nt il
9:00 p.m. at the following place s which a re shown on the a tt a che d
ma p .0
District
District
District
·Dist ri c t
Distr i ct
District
District
1
11
111
lV
V
Vl
Vll
East Area Neighborhood Service Center
Bo one-Hysinge r Community Center
Avonda le Community Center
Carv er Commun i ty Ce n ter
Carv er Commun ity Center
Orch ard Knob El ementary School
Orch ard Knob Jr. High School
One key to the success of the Model cities Program is the
direct participation of the citi zen s of the Mode l Ne ighborhood
Ar e a.
The f a ct is that the Mode l Citie s Program c a nnot succeed without
the p articipa tion of a significant numbe r of the r e sidents o f the MNA.
I wa n t t o u rge e a c h a nd e v e ry v oter reg i s t ered to p artic i pate i n
�PAGE THREE
the Modelcities Program to vote on August 2, 1969 at the appropriat~ voting place.
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l,r
i
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c n1 1:·si" to be conduct e d in sc ,n:i.n:ir fo_rm undP. r th() dircc tion
l:r llnb1c1·si Ly o f Ten nessee at Cb.:iLto.noo L:.:i .
Th e m:.1jor objc,cl.ivP. of the Mode l
Ci.ties Tr;)fn::n ~~ l'rc1:_1;r:1in is the en:1b l em8nt of the fifty mr:imb r~ rs of t :1 c C.D.A.
i.~0:1~'G
or- 11:;__r ect1"rs b-0 -f -L111,Jtion c1s a cohes ive arlminlstrat ive body ,1h:i.l~ s imnlt=meous ly ·
c1:c , 11r·1,::;i: :.:; t h e dtt.ci.i.n.,1.ent'. nr r':)t ~ntion of indiviciu.1.l .i.dentity w~th t ho se va rious
spo rw0rin r,; :~rL;u r--c Fh0m :i.t is the board mc;1'.1bers
I
r e sponsi.hlity to repr1:;scnt.
This
objed:ive can best be ach i.. eved by en.J.b line :,h e participants to:
1.
acquire knowJ.erl Ge of the actual structur e of thA Model Cities organization and the objectives of the progr am .
2. ·deve lop an aw3.reness of the decision-makini::; proces s in tr:-rms of s e l e ct i r.G
acc eptable alternativ ~s to recogni zed problems confronti~c the CDA Board.
3.
Establish.i.ng and . maint,ainin g an orga nizationc1l esprit
I
de corps' which
on one hand wil l enable each CDA H.oard. par t i cipant t o mafot3.in his
id entity and . t ies wit9i.n _his own spher e of the community , and yet
permit hj~'ll to Inr'.lke decisi:ms b ased on a tot-3. l committ me nt to an Jv erall
achievement of the organizatiana l goals o ·
Th i.s s eries of s eminars uti liz in_, c onsult::i.nts , applyin1:; dynamic a;1d
inno 1i:1.ti.v~ ed ctcati on'l l techniqu~s , and jnvolving expertise from as many perti :-1':=nt
s nJ rc r.:; 3.s a r e availab l e is, like th e Mode l Cj_ t,ies Program i t se l f , a de;--:onstr 3.ti0n
rroj ect.
!lec.1.use thP. re i s l ittl,~ nat ·l on;:i. l experie nce in train iri;:; prograns Sllch as
the onr:; d esc!"ibed, the emphasis in th e Chattanooca progr,:11,1 wi l l be on experi.r:,ent ati:rn
anrl i:'1.:10vati,, n.
As mie ht be expected of an expe rimenta l undert.1kin~ , it :vill be
subjcc ~ to reiular ob servati on, monitorine, and evaluation of its effectiveness in
terr.;s of the goals it seeks to fulfill.
It should be understood that this
�{2)
co:1 ti :n:nu[, ev:tlu-:itivc p' oces" is o. tcsLin;; proc:&lt;'ss or thP. tr;i:i.,dn _~ pr0:.:;r·1m and
it.s shfr, a~ 1,e ll


i .c;


of th0 p:1rti.r.ip,1. n~s .
'fl1c: l':i.rsL :.;cs s i on or. the program will lllf':'ct Saturchy, J\uc11st 9, 19(.9,
~t the camp1s- 0r ll.T.C.
rts
•
•
~
n.1.ne
c onsccut,1.v
c ,;;,.
, tur,:.1.i ;_ws.
w:i.11 the followin 1~ n:he sessi,Jn:::\ 'm the follo','l' i nG
A suJ~estnd strucLure and cont e nt of e~ch se ss i on
is found :in Appendices I thru X.
s t,1·t1c t\ire the
E·.J.ch consult:i.nt, however, may modiry or re-
seminar to achieve the objectives as outlined.
F11nd:Ln 6 .f0r th i.s t.rainini proi;ram has been secured under thP. · provisions
of Ti.t.lP. 1 of the B:i_::her Education Act from the Department of He;iltn, Eduea tion
.inrl '.·!9 1f,1 r? ; Ins t.i. Lu l;ional monies of U. T .c.; and funds from the 1fodel Cities
Phnnir![; '}rant.
The cxpectat.i.on is th at t.he e ~~pe rience and inf.'ormation derived fro;,1
the pro ~ram will c 0nt.ribute siz;nific.:i.ntly to the effectiveness of the C.D. A.
B02 ::--d as a de cis i ve administrative body.
It is hoped, · also , that from this
.ModP.l Citi e s Training Pro ~ram th e re will emer;:;e a ,body of knowledge and experi ence
which will be of value not only in Chatta nooga, but. in other cities
·,
as
v:e ll.
�(J)
t.lic- .:it,n:t.." .:ind HiJli.n:~ness of the C.D.A. Doard to disc har;;c e ffccL:i.v ely its
res ~,0n s:i.bil i ty as chi.8 f ar.lriiin:i.Rt.ra t. i.ve body of th&lt;: Ch-1t k rno 0,;a Model Citie s
Progran.
As adrninistrator:s who are. responsibJ.e for the pl;:i.nnin;:; and jm;_;l~rirmt:i.tion
of th e L;it1l Model Ci. ti.es Pro,:;ram, CDA Board · rneinbe:rs must be sufficientl:-{ eci1J:i.pped
· ( 1) ~d.th the necess,'.lr,Y ski lls, tools, and informati.on r c J..citP.d to all aspects of
the l~d~l Cities Program; ( 2) with 3n understanding of the Mod el CitieR Pro~r a m
and its rebt. ions li:i.p to city i;overnment ;ind other agencies in the urban are --both
privc1te and pubhc; and (3 ) with methodoke;y anr.l dynamics of decision-mak inr:;.
To this enrl, thP. Mod e l Cities Tra inj_n~ and Orienta ti:m Seminar Proc;ra.~ is
d8si_:;ned.:
1.
To insure th a t the C.D.A. Board members will be a1-1are of - their roles in
the Model CiL:i.es Proir a m.
2.
To provide C.D. A. Board mPmbe r s wi t-,h si.1fficient and relevant information
c oncerni nc th~ Mod el Ci.ties conc ept a nd m~thort .
3.
To insure tha t C.D.A. Board members a re fami liar with the ~:odcl
Citi,;,s structure , bo t h na tiona lly and loca l ly o
L.
To provide C.D.A. Board members witA pertinent data concerning the Hud
~ui?eli ne s as related to the Model Cities Program.
5.
To provide G.D.~. Board mP.~bers with r e l evant informaL ion concernine
s peci fi c problAms rind program areas t o b e dealt with in the :fod el
Neighborhood area.
Furtr1P.r, this · proc;ram is de sir;ned to foster competency and sound judgement
on the part. of the Board member.s by provirHng them with training cxcercises ar.d
experiences i n problem-solv ing _and d ec ision-makin~.
No Board wi th a members hip
so v~ried as that of the C.D.Ao Board ~an effectively discharge its duties and
�t.he inLcnt of t hi s pr o 1;ram Lo provide structured experiences for the fifty partici-
r'.::l.t:in,; CDA Boal'd mE'n:be rs- - memhe rs with va r:i. P-d backcrounds, w5.de r a ng e s · of e xperiences,
di.ff erent lev e ls or· edllcational attainme nt, anri diverse interc sts --wh ich ·t1ill
P 1nble
the iJo.Jrcl to function as a colwsive nnit with mutual interests and c or.,r:i.o n
t~rnls; on P dedicated. to . salving the problems of the Model Nei~hborhood and its
r0. op l e e
�'.vlii lr t.he1'f' is 11,:i st.:ip('tir-l or othr-r Corm of' comr, 0 nsaLion for ~ tt, cnd jn~
thc:.;e l r :1in; i\~ ~rn tl •:iric-rnt:i.t,i ., n sctnin:1rs , U1r.rc i : =, ovailablc -for all members [':inon ci':11
as :..ds k1nr.c jn \.11 0. f' orm
wlri 18 ,U.cnd itt :';
L} 1e0 r
or
r :1y 1~cnts or r .e iinb1ir seme nLs for all f'Xpcnses iw~1 1rrPd
·- c,
10 sessi.,1rn:i. , If you spencJ · or ne0 d any m.-rni..es for ci1ilr:l-c-:1.r
t.r:111s rort.-1 t.i,, n, f :1od , or los e money Cor be.ing. off your j o b, you n.1ay qua lify for
fjn =i.nc:i al assj_st-,nr.0 .
As a memb er of the C.D.A. Board y ou are r e nde rir. 3 to the
ci tizcns or Lllis comnnmi ty a V;) lu.:i. hle s e rv i ce; thus you should not be pena lize d
f:ir..1.ncially in connP.c tion with your services on the C.D .A. Board.
A simple voucher will be provid ed at each s ession.
Simply list the expenses
ir.c urr~d by Y·"ll. a nd bring, send, or mail to the Mode l Cities· Office at ll.il8
Mccallie Avenue .
�If
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1nrl thC:' as:~11 r t, inn which c,ntrihuLcG rnosL Lo jJ,s · uniciue chri.r::1ct0r is th0 uc1i.cf


l.!~:..t ;11.1 .xi 1:w,11 hrr10ril·, c.1n be rlr.rived nn1;y ,,lien thrr P. :ls m;:i_;d.rnum p1.rticipaU.0n in
pl·rnnin,~, rolicy fn.rnnVinn, :.nrl i.mplemental.ion by those v1l1ose li.vcs a:vj fut1iros
,d 11 b e


1


r· r Pctr.d I,~,
t.lJP· pro;;ro.m.
One of t.hc b-,sic el8m0ntc.;
ot' an honest invit:ition for citizen particip-1.ti.::&gt;n
is th0. orfer 0·f t0.ch1Yic:1l astdRtance to the citiz e ns; the failure to provide s uch
~:.3s :l s L:t:-:c c ,-101,l i r~nrler th r: concept or genu1ne nei 2:hborhood involvement mea n i n;; l-=ss,
since ther0. c~n he no partner~l1ir, ~r inv olvement, wh~n one of the parties l ack s the
t? chn ic1l ~xpertis e to make informed judgements.
In City Dein:-ins t,ration Asency Letter No. 3, October JO, 1967, the :!:lep3.rtment
of :{ousi n_; an ci Urban D~velopme nt established performance standards for citiz en
p~rt ic i pat i0n in the Mod~l Cities Program .
Amon~ the major points contained in
these standard s is that of technical assistance:
••••• The structure must ha ve the technical capacity for n,3.kin 0
kno1,,ledGeahle decisions~ ••• Some form of professional tech nical
asEistnnc·e in a m;:inner agre e d to by neiehborhood resid e nts shall
be provided."
)
.... -
�I
(7)
,",1) ~) ~'.L CJT1 r,:.s C:lf'lr :U.'l .l 'l'Y Dl~l/l~Lij l'Nfi:N T
ADIUi·JIS'l'iL'\'T'JON
130!\itD
UflJ". NThTJ UN S,•~['JJNI\R.
1.
An Ovrrview of Mode l Citi0s
A. · Ilistory of Hodel Cities Proera m, ~J:iti.nnal and Local
B.
Phil6sopl)y of Moclcl Cities !'roGram
C.
llud guidelines ,1 ncl pcrfor 11:.:ince st0ndards
D.
The D~r1 ·nstr;1 t,ion CiLies .cind i"lctropolitan
Develo pment Act of
Aur,ust
16
1.
Bo3.rd Decision Ha kine - Theory and Pr,ictice
A~
Value a nd fact in decision making
B
H.esprinsibility, Res ponsivene s s, and Autl;ority
0
C.
Au gust
23
1.
A.
Role . of loc~l Go vern ment
B.
Role of CDA Board
D.
1.
"The Hidden Agenda"
Organiz a tion of the Nodel City' Program in Chatt;} r.ooga
·c.
August JO
1966, as amended
Role of nthPr agenctes
Role of citi ze ns
The Model Cities Planning Year
A.
Plan submission r equ ir ement.a
B.
Role of Model Citi8s sta ff
Co
1/.ole of CD/\ Board
Do
Role of Citiz ~n part i eiration structure
~-
Problem ana l ysis
Fo
Goals ci.nd obj ectives
G.
Priorities
Ho
Bud get in~
�( H)
J..
i:,,1Jc l City
1'l:u111j
n~ G0nccyt.s ,md Approaches
B.
Proc0.rl11r.:i.l l.'lann:in:_';
C.
Fxe cu tory l'l .1 nni"ri[:
11.
P lnn n:i.n s .'mr.l rPv:i. ew in the pr ') r,ess of c )n: posite
d0c:i.sion-ma kin e
3c-;:itcmber 13
1.
T!Je I'-'!i:H:lcl Citfos Five Year fimrncinl Plan
A.
The "Uem'. mstr;:i Li ·,n 11 concr-pt
B.
What is rneri.nt ~JY the s t nt ement:
"The pro[:;r&amp;rn
f,h01Jld 1r.ake a substantial imp1 ct on L he _:h~rsical,
P.conornic, and s ocial problems in the Viodel
Nei~h bo.rhood /\rea."
C
ThP role of
D.
The role .•f the CDA Bo:,rd
~.
Technic a l assist~nce arr~r.ir~ents
F.
Pos: ible st:r;-uct 1:rir.g ar:ranger.cn ts
0
Se ~t ember 20
1.
the Model
Cititts staff
R')le nf Boa rd, St;:iPf, Citizens ~articipaLion Street ·re,
and Te chnic-31 '\ssi.stance in Model CHies
Se t·tei nber 27
I
•
1.
.q,.
1'\ r ..- as in which ::i Esist.:Jnce riay be called
B.
K; nds ':-&gt;.f a['SistP.nce av;:i ih ble
c.
Mechanics of r e:L nburs ement of te~hn ic:a l assis t2nt s
D.
R.c&gt;as m f o r r rovision of assist'Jnce
0
Tr1e Firc- t YPar Acti ..,n Pro,::;ram
A.
l·'roe;ram De velo_p]llenL
B.
Prrigr-'.lm rfa n::t ~€' ment
c.
Progn.01 fvionitorinG
D.
i'ro 1:ra m 'Sva l1iaU. .- :i n
�(?)
C.
It(-'] a t-,i
'llship r,f each ;_ ,rogram to Morl e l Ci tj_es
.0.., .~.Tlie me r. h.'.:l ni cs of f8r:l rc: ra 1 ,::irograms - plo nnin 'i,
progri1rnmin~, fundinc, iniplcrnent.:iti·m
1.
l'robJ.em .Solvin:; and Group Interaction
A.
Hr.spect for the or;inion of others
D.
Se&gt;nsitivi ty t,o the needs anr:l lim:i.tati0ns o.f otters
c.
S&lt;?Lting eroup 6 oals c1nd making orderly progre ::.-s
D.
Democratic participation
'!;'
~r.e,liency arid Compromise
'•
�(:ICl)
The CD,\ ~i0aril, cornpri~,::,cl of 50 people of varied ba cl:r;r0uncls, abil·j tiPS
anci :ii~t C' ··c,~~t.n, n•nst. t,c brou.:;tit. L,o funct:ion e rfcct.jvely
after a scdc-s of tr.n \·1e 0.kly ori0nt.ation mr.etings.
as
a 1:nH, durinc; and
This trainine r,:::·o;;ram wi).l .
be ch.:ir:i.c_tcrhcd , in tern;.s of format, by strict ad}1erence to time schedules
and by fJexibility in tr.e
(in or,:l cr to :1.::i.kP. the best use of limited ti1ne )
f ) r :'it:°lati on and :implerncntG.tion of the format.
The board will b e divided during
~art of the traininG sr.ssion to permit model neighborhood are representatives-half the b oard -- to rPceive special orientation dea ling with the broad area
o°f citiz e n p2.r:i tc:i.rati on; thP. othe t 1:;roup, non-MNA repre sentatives, will also
receivR 3rnup tra ining d11rin~ thls pe rjod.



cct. i.n~;s will be hP ld each Sa tt:rc1:iy, August 9 throu 6 h October 11,




on
The tentative pr ograrn da y for t he. ten meetin[S will proc eed
th=: c w-,,,·us o.f UTC.
accord jn: t 0 t h~ followin~ sche dule .
8:J0-9:L5
Bo.J.rd mf"!el ,s togGther'with Spe cial Area Consultant.
9:L5-lO:JO
i'-i 11L'\ representaU ve mr.et toge t her with Consulta nt rota tin;; .
9: L5-lO: JO
Non-E:{A me;:ibers mee t together .
10:30-10 :LS
Coffee Break .
10: L5-ll: 15/
°803.rd meets tot;ether Simulation exercis e presented.
11:15-12: JO
Sma D. group discus s ion.
The fo rma t may be f.;ooiffod after the first two n;eetin .::;s to permi t a
gre.:::. ter ·dezree of flexibility in the utilization of the consultant s a nd ::&gt;tr.er
technic;:,.l o.s::: istanceo
For each S.J.tt:rday ' s seminars a special are cor.sult=1.nt
~;ill h e r e ta ine cl and he ui 11 be at l ·Jb er Ly to aria.pt the format t o J-;j s r.E'cis
s i.n~~
!'-11:'
~·rill be in char::;e of tha t day I s pro Gram.
�(J J.)
pro,~rarn, a



bta:i.kci ., ct.iv.tty Gche dulc 1vi 11 br: wrjttr:-n f or tr:c rlJ.y c:.ncl s1.11-J'ri:i.tted to




bo.'.l.rd
!:;01111':~rs
.'.l. t. lo,::i.s t. a week in arlvancc for their c oncurrci:c:e o
�(12)
EV/\LU/\.TION
An es, ent.bl clc11:ent of the or:i.0ntation pro 0 rarn i.s the process by
· 1-:l:frh :i.t. j_[.; cv:tlt1~ted
0
Apart from the obvious 1.Jener.its •J I: such an evJ.luative
i-=rt)c~ss t o tl:8 .r-rog r :un itself and to. its participo.nts, is th~it Gu.ch a
i='l' )cess will driubt,l.0ss be a dck·rn-inin 0 factor in th0 .fc.J.sibility of thA
11s"' of sur.!i
3
prot;1'&lt;1lll cls 0.•-1!-iPre.
Arsas tn bo cvciluatPd :i.re:
(1 ) attitnclinal change s amone ' the
rar ticip~~ts ; (2) r0tention and scope of factual materials presented ;
and (J ) procress in the arc~s of d~cision-making and problem- solvinG•
It, is f8lt that cv.il113.tions .sh-,uld tc1.ke place at_ the beginning of the
pro~ra!1, a t, the t~rmina tion of the pro::;rn.m and as often durinc the pro~ram
as is felt necessary.
�(l)
Al '1 -~~ ~1DIX I
8: JO-S1: .15
CD/1 ;Jo1r:.l me -•l:,s Special Are a ConsuHant.
9:L15-ll) : J0
Vil'JA ::irid Cnnsultc1nt.
9: L5-10: JO
Non-t·:IJA rnembers · and ConsuJ.tanto
Sach e: roup u:i.11 0.lect le.:ide:r to act as chair;nan and member to ;:crve
as r e cor i:kr and/or fcp,YrLcro
Sessions will be !:,aped , both HW\ ,1.nri Non-rZ·:A



_:1·oups ·d ll he rli.scus sion seminar s




1.
th t1-1 0-f0ld purpose:
To enablr. part tcipants to partic:i.pa te in some: dee Lsi0n 1::ak:i.n;
or
proc?f&gt;s in terms
2.
wj
orcanizati on- ·:&gt;.10.cti,)n
o:
chairman and recnr rter.
To discuss t.he implica ti.on of the consultant I s morn:~n~ present:itinn
·in terms of the
11
50 11 and what eff8ct the croup could have on the
Grea ter C}ic1U a noo:;a- 11 Thi.nk Tank" for what conld take place t.hrou;h
1975.
· 10:J0-10:~5 Coffee Dreak.
l0: L.::-11:15 .Simul:.il:,i :m ".:;;.;:crcisc basect on weekly format-Leo, a pic:torici.l .
rep rese:nt,:d;i-)n of a philiso phy expressing opposition to th-3 need for a
~'.od:; l Cities Pro:·;ro.m i.ri Chattanooca o
This will alss, be structl1red to s erve
as a catal;;st for a sensitivity exercise.
1::.:15-12 :30
F'ive s ma ll discussion broups will be formed-leaders and recorders
will be elP.cted by each group.
Tapes provided fo r some --Vi deo Tapes of othe rs.
Discussion will proceed on the basis of attcmptin::; to formu l ate 3.n acc e;:-ta~le
decis t0n C'Jncernin;; the nature of the pictorial pres e ntation.
.1 :ember shi;;-,
wi ll rc r.1ain the same for first five session-then r ar. d0r:1 s e l e ction o: :ive
n e ,v croups o
Iloarr:l m~r.ibcrn will re :orm as- CDA Board duri;--i,; last 20 mi:,ut c~
of t h~ proJram o Brief report fro m each group chairman or record er.
'



.e:r.a-5:icer




�(2 )
I.
L)f
rc1·j :)Ll srcnt
i11
olrl:,.:t:in:int; the co11scn0u s o.f the
.'.lC'. l~cpt,tbl,~ t.o the :_;roup.
11
)0" in tcn.1::; of.' d cc isi:m(s)
�(J)
APl ';.i;NDI X JI
CD!\ Doard and Cc111sultan~,.
8:JL)-9:.':;
9:)1S:-l'.J:J0
tJi ;A i3 oarcl ancl ConsuJ.ta nt.
9: 1_:~-' -10 :J0 Non-NtL\ Doani .cind Consultant.
T1-10 _;rou~)S me e L independent-~,, ele ct chairmcm a nd recorder s , disc uss
H:C'ir un:iq11e role as individuals in the total ctedision-makint_; structuri:
,v
of th i::- CDA Bna1·d.
cr i tique
or
Hep-'Jrts of chairmen of the tuo ~rou ps, Discussion and
the reports in terms of total interaction of the participants.
10:J0-10 :L5
Coffee Dreak.
10:L5-ll:15
Sj_intilatbn Exercise.
Role l'l;:iyjn 1_; --~rnrc1se designed to enhance the authoritorive structlcre of
an or~anizatinn in terms of decision-making.
ll:;15-12:J0
Five Reports--CDA. Boa rd structures a model for interactbn
based on principles acceptable to the total Boardo ·
�8: J0-9: /15
CD/\ Doard meets Special Consult.:tnt.
9: !,5-l'.1: JO i'iJ.JA and Consult.ant.
9:LiS-l·J:J0
~:on-l'-,NI\ me mbers.
ElFcti•m of cliairm:in .:incl recorckr.
Discussion seminar·s for Loth 2roups~ . .
Two-fold purpose:
1.
To participate in decision making process by clcctin.; .chair:nan.
2.
To disc11ss an issue as unique to the 1;roups,ioe.; the l•l}JA mer.ibe rs
and the effort of non-participation in decision-:n.aking in the
Chattnnoo 0a City Goverrunent--the Non-MNA membGrs anr:1 the d (: sirability
of bcin:.:; in a position to effect a decisi0n with the city goverruni:; nt.
l0:JO-lO:)i5
Cof.fco Brea ko
10: L5-ll: 15
S:i.mulation Exercise.
Role playin[; by selectccl r;r ciup.
"i iilit::?.nt Citiz ens"--a confrontation between a' group of citiz e ns ;ind
'
.
i n~trl r-&gt;qua t P. police protection or n.n inadequa t") schoQl cur :-- .i.c 11lu..'n.
Problem
based on -Zcono:, ics--I-fow to cope wi"t.h sec11rine enployment.
11:15-12:JO
Five discussion groups--ele ct leader and r e corder. Disc uss
acceptable solution to the problPm pres e nted.
ques tion pe r i od.
wi ll b e mad e
Simula tors ava ilable for
Report of the r e c ord ers to the full CDA Board .
An at tempt
to obtain a cons e nsus of opinion as to the be tter solut ion.
Vi deo Ta pe Re c orde r to r ecord the de ci s i on- making proce ss.
mi nu t e s for self-eva l ua t ion of problemo
Use l a s t
15
Use
�('.:S )
/1YPENDIX IV
Au:_;us L
J()
8:J0-9:L ~ CDA GoarJ.mects Spec ial Area Consulta nt.
?: L5-:i.0:30
n~J.\. .:i.nd Consult:int.
9: L5-10: JO
}\111-l\en:bcrs NHA.
Each r,i~0up 0lP.cts chairrna n and record12r
co:.c e r:1in G e:ich groups
I
o
Sessions ta pedo
Serni_nar discussi -Jn
uni.queness in terms of the consultant 's presenta:.iono
Two-fold purpose:
1.
To strcn ghtcn total participation of all memb8rs of the group.
2.
To disc 1-&lt;s s t:1e decision-making process as related to Nl":A and
Non-Nl'"IJ\ o
l0:J0-10:L5
Coffee Break.
10:L5-11:15
Sbu l atLon Sxerci se .
35 r.m pictorial presenta tion of a
,_
"Cit-izr=m 1 s Participation S t,ructure" wh ich does not reflect the r;oals
of the 1-lodel Cj t-,y Program.
Problem of making acc~ptah l8 decision by
the sroup is prcs~nted to the CDA Board.
11: 15-12: JO . Sma 11 grjup discussi :m of sinula tion exercise--5 l eaders and
recorde rs are ele cted.
1.
Discussion will proceed on the ba sis of:
How could the structure of the board be c hanged to make the board
more effective?
2.
What alternatives are available to th e group in t eTiils of maktr.e
an acceptable decision as posed by the problem.
Brief repor t fr om Chair~an--Remainder of time spent by CDA Board ma.kL~g
a dec ision based on da ta presented in problem.
�(6)
APJ 'ENDIX V
Scptc:;ll.iPl' 6
S:J0-9:)_Jr.
CD;\ !Jo:wd m0cLs
Spcci:,l Consultant.
~) :!1)-10: JO
}lNJ\
and Consultant.
9: l,S'-10: JO
Non-MJ'li\ and Consultant.
- Each group · electr·leader and recorder.
Each group will decide the·most
seriol1s problem confront:Ln~ the CDA Board in terms of the consultant's
cU ~cussion.
10: J0-10: )15
Coffee Drcak.
10: 16-11: 15
Simubtion ·Exercise
11
Con.D ictir1e Priorities" a pictorial
representa tion of priorjties beinG established with adequate participation
of thP. area ciUzenry.
ll:15-12:JO
Small group seminars.
group establish priorities.
Elect chairmen and record8rs.
CD/\ group meets.
Zach
Chairmen report briefly.
CDA attempts to estahlish priorities acceptable to total Board.
�('I)
i\Fl'~ NDIX VI
Sept.crnb cr 13
8:J0-9://;
C:DA J10.1rcl meet::; S;;8c :i'11 Area Consultant.
9: ){;-Jo: JO
MNA :rnr:l c,~nsult-1 .nt.
9: L~-1 1"' :JO
l'fon-MN1\
and Con:rnltant.
Two-fold pnrrosc:
1.
D:lch grou p elect chairma n and recorder.
2.,
Each group discus3 the role of the total CDA Board and
11
Subtantive
I:npost" with specific reference to (a) physical problerns; (b)
ec -:momic problems; (c) social problems.
(Use Video if available)
10:JJ-10:L5
Coffe e Dreak.
10: !.;5-11: 15
Simulation F.xercise--Hypothet ical Problem prrnented to CCA
parti::i.p:1nts.
Short skit developed for purposes of drama tizinz a spe cific


-r'-1bl,,r;i arisinc within tb i=

 !fodel Area.




11 :15-12:JO
Small 3roup disc ussion of pr obl em ~ nd. solutions.
rr.cets as unit.
3rief reports fro~ r ecord~rs.
CDA Board
An Analysis of the proble ~
by to t~ l group and an .acceptanc~ or reject~on of the five solutions --a
c onsensus of the group is formed in terms of articulating a decision 'oy
the tot3l group.
(taped)
�(fl )
AP l "~ImIX: VII
,S:J(l- 0
CD,\ Doard rr.i--ets Special Area Consu ltant.


//


9:l,S-JJ:JO
Nt-"·/\ and Consult::i.nt.
9: lt-JO: JO
Nim,..}17',1.f\. anrl Consult-1.nt.
Two- :·o·Jd !' ;1rpose;
1. Elccti.on of chairm=rn and record er.
-
2. Group disc11s sinn jmplcmcnt the discuss:ion of the CDA to the '.:.hr"'e
s;-,ccific ar eas as seen by the two groups- -city Government, nei;;hborhood, nnd Model City Staff.
l0:J0-10:L5
Coffee Dreak.
10:IJ5-ll :15
Simulation Bxercisc~


&lt;~erci se-pi dorial will present .a problem (5 ) which will involve .a high


de~rcc of rolarizntion of three aroas of interest groups--goverru, ental
officials, nej.-:;hborhooct organization, and Hod el · City Sta ff.
11:15-12: J O Sma ll group
(5)
discus s ion with lea der a nd r ecord er.
An
analysis of th'? problem(s) ancl altr,rmitives available to the to tal CDA
group as seen by the s ma ll gr 0up.
Report of five chairme n:
An ana lysis
by the CD!\ group as a comm i tt ee of the whole:--What is acceptable i..n terms
of a decision to the pictorial problem.
�(9)
S0.;.:,tenl.'c r 27
8: JCl-9: )(
CD!\ l30.:1 rd mecl,s Special /1.rca Consultanto
9 : 1:5-10: 30
JWa\ anc1 . Cons u 1t.:1nt.
9: /J.5-10:30
n:in:..t!Ef\. and Cons nli;,anto
~:-ic~ ;roup meets:
1.
To elect chnirnmn and recorde r.
2.
To discusf specific ques tions arising out o.f th~ co nsultant .ts
present,,. t i on with an emphasis on th~ uniqueness of int er actions
as ar~i'l ic.::ihle to each croup.
10:J0-10:L5
Coffee Break.
10:)15-11:15
Simulation Exercise~ ·
i'ictor:i ~l presentation of problems which set the sta ge for prob l0.m- solvin.::;
in th~ are a of tech nical assistanceo
11:15-1?.:JO Fiv e e roups rltscuss ann formnlate ·action pro~ram based on
t ecbnic.;il assis tance .
t o CDA Boarrl.
CDA Board ll)eets as a group.
Five chairmen re port
Discussion of concl1Jsio n by tota l Board .
�(10 )
1\ PP !~NDIX IX
Oct.0b0.r Ii
n:3(1- S' : //
CD,\ Bciard meets Spccia l Arca Consu1 Lant.
9: lt-10 : JO
tiNf\ Boarrl niemb Prs and Cons11 1 t :rn t..
9:/.5 -10 :JO
Non - MN.~ Bo.J.ril m0.rnbe rs and Consultant.
-1.
2.
Slec-t Je3.r:l 0r.~a nd r ecord er.
lrnplC'mcnt.ntion of clisc us si0n by consulta nt, with emphas is on
r0le1tinnsh ip


 nicl c oord in 3. tion.


10 :J0-10:~5
Coffee Dreak.
10: L5-ll: 15
S i.1n111.:t t i on Acti.vity o
Pictor i.al presen t G.t ion of a hy potr;etica l
case of thr in-• bili t y of a boarJ to make a decj_sion bec.J. use of an inadeqt.:a te
c ,11-rd; r.,1tin:1 anrl informa tion structure within the total organization.
( a nother a~;ency (i.P.s) within the Model Neighb orhood Area )
11:15-12:JO
Sma ll discuss_ion groups.
di scussion :;roups.
Ele ct chair ma n and r ecor der.
Tape
Purpose _of group is to :~naJ..;ysts the problem pre sented
in the sir-iul3.terl experience an d attempt, to select a lt ernate soJ.1;.tions in
tN; 1.s o.f a value d eterminent .
Comparison of solutions by group presentation.
A sohition or" a ·b etter -solution by the CDA. Board. ·
�(11)
APPENDIX X
8:JC&gt;-9 :li~: CDf\
9:l15-10 :Ji1
2.
Bl):ll'd
(tnd Cn11s11ll,ant.
J·!on-!'r~•lp r::, ,111°1 Cnnsult.ani..
Contj1111.·.lt:i.on of Consul tan l,'s theme in terms of:
(1) Sensitivity to ncedG of all membrrs of the CDA Boarrl .
(2) i\n ex1111:in.1t·Lon o f the group 's responsibility in s e ttin3 cr o.;p
fi01ls anrl makini progress.
10:J0-10:L5 Cnffc e Br~~k.
10:l:5-11 :l;'.
Sjmul"ltinn :T.xercis c .
Selected croup portrayine; a 6 roup of r epr8-
sen bt-~ve youn;: peop1€' of the Model Neighborhood Area Thmne of sir.rul::i.tion
~:-: r_, rcise is a rlir~ct confron t d ,i0n b2t1-reen one se;:;ment o~ the r-ItrA anr:l the C'..)A
B,,ar &lt;~.
Impli.cati,..,:i.s for authorH'lri rm decision-riakin.; .1r.d p.1rticipa tory
deci.si•Jn-m,:1. Jci.n:;; are pictoriA-lly portrayed tb the group.
11: 15-12 :30
Small 6 rciup disc 1tssion.
Slection of 6 roup l eaner and r ecorde ro
." n J.n:ilysis of th8 ty I') cs or ctecision-ma ki.ng as portr3.yed witi1 an atte::i,,:Jt to
$tri1ct.ure a mnre ae c eptab l0 procc2:=, . for arrivlnG at a dccisiono
f_;rot:p rP~ort, to the cnA. group by chairmen.
T.'lpe o
CD.t..
The CDA, · q.ctin6 as a unit, is
prF?ssured to. for mulate de finitivP. .:;oals for the c;roup with ne eative stirru l a t ion
bdnc c011st," lntly p!'ovided by '::'Xtcrnal force --Consultant 0r member of the ?·:nd e l
CiLies Teqm.
body.
RPaction of group in terms of cohesiveness as a decisi0n-rna k i n;
Video t ape.
�MODEL CITIES TRAINING PROGRAM
University of Tennessee at Chattanooga
Chattanooga, Tennessee
.·.- . .... . .....
The Model Cities Training Program, one of the first of it."s
kind in the country, i~. a ten session course to be conducted in
seminar form under the direction of the University of Tennes·s ee
at Chattanooga.
Th e ma jor objective o f the Model Citie s Training
Program is the enablement of the fifty members of the CoDoA.
Board of Directors to function as a cohesive policy-making body
while simult an e ously encoura ging the a t t ainme nt or ret e ntion of
individual identity with those various sponsoring groups whom it
is the board me mbe rs' r es p o n s ibility _to 're p resent.
This obj e ctive
c a n b es t b e a chie v e d by e n ab l ing t h e p articipa n ts t o:
(1) acq uir e
knowledge of the . actu~l structure of the Model Cities o r g a nizat~on
and the obj ectives of the p r ogr a m;
(2 ) d e v e lop an awaren ess of the
d e cision- mak ing process in t e rms of se l e cting a cce ptabl e al tern a tives to r e cognize d problems confronting the CDA Board; and,
(3)
est a bli s hing and ma int ain i ng an o rga n i z a tiona l es p r it' d e cor ps'
which on one h and will e n a ble each CDA Bo ard p art icipa nt to
ma intain hi s i d entity a nd ties within h is own sphere o f the
commu nity , and y e t p e r mit him to ma k e d e cis ions b ased o n a tota l
c o mmit tme nt to an ove ra ll achieve me nt o f the o rgani z ation a l g oa l s o
�l
I
(2)
This series of seminars utilizing consultants, applying
dynamic and innovative educational techniques, and involving
expertise from as many pertinent sources as are available is,
like the Model Cities--Program itself, a demonstration project •..
Because there is iittle national experience in training programs
such as the one .described, the emphasis in the Chattanooga program
will -be on experimentation and innovation.
As might be e x pected
of an experimental undertaking, it will be subject to regular
observation, monitoring, and evaluation of its effectiveness in
terms of the goals it seeks to fulfill.
It should be understood
that this continuous evaluative process is a testing process of
the training program and its staff, as ~elL ~s of the participants.
The first session of the program will meet Saturday,
August 9, 1969, at th~ campus of UoToCo as will the following
nine sessions on the following nine consecutive Saturd ay s.
A
suggested structure and content of each session is found in
Appendic es I thru Xo
Each consultant, however, may modify or
restructure the seminar to achieve the objectives as outlinedo
Funding for this training program has been secured under
the provi sion s of Title 1 of the Higher Education Act from the
Department of Health, Education and Welfare; Institution al monies
of U T0C o; and funds from the Model Cities Planning Grant o
0
�l
(3)
The expectation is that the experience and information
derived from the program will contribute signific~ntly to the
effectiveness of the CDA Board as a decisive administrative bodyo
It is hoped, also, _thi;lt from this Model Cities Training Program_
there will emerge a body of knowledge and exp~rience which will
be of . value not only in Chattanooga, but in other cities as wello
�(4)
OBJECTIVES
The succe-ss of the Model Cities Program to a large degree
depend~ upon the~a~i~!ty and willingness of the CDA Board to
discharge effectively its responsibility as chief policy-makirig
.
body of the Chattanoog·u. Model Cities Programo
As administrators
who are responsible for the planning and implementation of the
total Model Cities Program, CDA Board members must be sufficiently
equipped (1) with the necessary skills, tools, and information
related to all aspects of the Model Cities Program; · (2) with an
understanding of the Model cities Program and its relationship to
city government and other agencies in the urban are--both private
and public; and (3) with me thodology and dyna~i cs of d e cis ionmaking.
To this end, t~e Mode l citie s Training· and Orientation
Se minar Pr o gram i s d es i g n e d:
. 1.
To. insure that . the CDA Boa rd me mbers will be aware of
the ir role s · in the Mode l Cities Program
2o
To p r ovide CDA Bo ard me mbe rs with s u f fi cie nt and re l e vant informa tion c o nc erning the Mode l cities concept
a nd me t h od .
3o
To ins u r e th a t
CDA Board me mb ers are familiar wi th the
Mode l Cities st r u ctu re, both n a t ion a lly and l oca l ly.
�(5)
4o
To provide CDA Board members with pertinent data
concerning the HUD guidelines as related to the
Model Cities Programu
So
To provide CDA Board members with relevant information
concerning speciti6 problems and program areas to be
dealt wi.th in the Model Neighborhood area o
Further, this program is designed to foster competency and
sound judgment on the part of the Board members by providing
them with training exercises and experiences in problem-solving
and decision - makingo
No Board with a ·membership so varied as that
of the CDA Board can effectively discharge its duties and responsibilities unless its members develop a oneness of mind and purpose.
It is the intent of this program to provid·e s~ructured experiences
for the fifty participating CDA Board members--members with varied
backgrounds, wide ranges of e x periences, diffeient levels 6f
educational attainment, and diverse interests--which will enable
·the Board to .function as a cohesive unit ·w ith mutual interests
and common goals; one dedicated to solving the problems of the
Model Neighborhood and its people.
�Re sident Involvement During Planni nq Proce ~s
In December 1967 the residents of the Mod~ l Ne ighborhood Area
selected the s tructure tha t they_ felt would be the most workable and repre sentat i ve o f the s i ~ ne ighborhoods that make up
the Atlanta Model Cities Program. ( see figure on community
structure) .
l•Iass Convent:!.0.1
The Mass Convention is open t o a ll Mode l Neighborhood Area residents. Here the cit:i.zen·s .have an op portunity to hear the progress made to improve their coromunity and to voice their views
on the Model Cities Pro gram. The Mass Convention also guarantees to every Mode l Neighbcrhood Area res ident that all elections that relate_ to the organizatio n o f the Mode l Neighborhood
Area will be conducted in an orderly and democrati c manner.
The Mass Conventio n also symbolizes the idea that the Model
Neighborhood Area is a unified c ommunity with many similar
· as·s ets and liabilities in each of the six concerned neighborhoods.
Executive Board
The 14 me mbe r Executive Board i s the policy making body in the
Model cities organization. It is c omposed o f six neighborhood
residents .
(One elected representative fr om each of s ix · ·
neighborhoods _within the Model Neighborhood Area).
In addition
to the six citizens , it includes the f ollowing: Mayor of the
City o f At l anta , one citi zen repr esenting the Atlanta Negro
community, one citizen from the genera l Atlanta Community, one
repr esentative from the Atlanta Board o f Education , one repres e ntat i'.,e from the Stai.:e of G~orgia , two Aldermen from the
City of Atlanta , and ~he Fulto n County Commissi on chairma n.
Steering Committee
The 16 merri::)er citizen ' s Steering Committee serves as the Mass
Co nvention when i t is not in session . It ac c epts recommendation s a nd proposa ls from each o f the six n eighborhoods. It
wi ll bring th~s~ recommenda~ions and propo sals to the Mas s
Conventio r:. and t h e Executive Board. The Steering Committee is
also responsible for deve loping a n effective citizen organization in each of the s i x neighborhoods.
It is compo sed of the f our Mass Convention officers, six
neighborhood vice chairmen (one elect e d fr om each of the s ix
neighborhoods) ·a nd six residents who serve on the Executive
Board.
Neighborhood Advisor y Councils
The Neighborhood Advisory council structure is designed to
organize citizens at the neighborhood level •. The residents
decided to use thr ee basic structures of organization. Adair
Park elected it s repr,2sentatives on an area-wide basis.
Grant Park and Peoplestown elected their representatives on a
district basis. Mecr.anicsville, Pitt sbm·gh, and Summerhill
elected its representatives through the block structure.
�The basic function of the councils is to coordinat e all activity in the neighborho0d and to be sure that all operating and
standing committees are functioning at maximum efficiency.
Operating committees
Each of the six neighborhoods has 11 operating commj tt ees for
the following program areas: Health, Ed1_tcation, Welfare and
Social Services, Hou sing, Relocation, De s i .gn and Preservation
Physical Improve ments, Public Facilities, Ernplcyment, Crime
Prevention and Re creation. These commit.tees played a valuable
role in the planning phase of Model Cities Programs through
working with pl a nners in identifying problems ti.nd s uggesting
solutions to solve these problems.
The Operating Committee s work closely with thE: .:leighborhood
Advisory Council so that all proposals from the community will
be coordinated through the council. Membership on th-J Operating Committees is open to any resident of the-neighborhood.
Standing Commi ttees
'J~he St anding Comm.i.t.tees serve a s th e o rga nizational arm for
the Mass Con ve ntion and the s i x nei ghborhoods within Atlar.ta's
Model Ne ighbo rhood Area . There are seven committe e s (Boundary,
credenti als, Nor.ti n.at ions, Pr ogram, Org3 ni zation, Resolutions,
and Con sti tution and By-Laws ) .
Each neighborhood has three
representatives on each committee.
Techni8 a l Adviscry Bo ar d
The purpose of the Technical Advisory Boa rd is to 1:eview the
pl ans of the re s idents and planners, and to offer technical
advice. Members ar e r.epr e se ntatives of various community
organiz a tion s . Total membership is open - ended, allowing the
Model Cities Prog r am Director to appoint anyone who might aid
the program.
�Small-Group Work for Sessi on I of Model Cities Training Program
Elect group l e ader or spokesman Make list of names of participants
Yt'\ t,
~-ff,~ l&gt;~N
Our work in groups of ten (10) has three purposes:
1) to help the participants to get better acquainted with each other;
2)
to help them examine their own thoughts and feelings about the Model
Cities program and their role as board members;
3) · to provide us as planners of the training program with information
about the participants' knowledge, n e eds and attitudes regarding the
Model Cities pr,ogram and the training program itself.
The content of each group session will consist of consideration of three
questions:
1)
" S uppo se someone stopp e d you on the str e e t or conf ronted you i n a
meeting with the question, "What m a kes you think you're qualified
to be on the Model Cities board? 1 What would be your answer?"
2) "Suppa se w e gave each of you a $1, 000 gr ant, to be u s ed in any way
you choo se , to b e tt e r p rep a r e your self for p arti cip ation in the
M od e l C ities boa rd. H ow would you u se the m on e y ? 11
1
3) "Suppose that you
people a re. the Mod e l Cities Bo ar d, and th at
y o u were o ffere d the answe r s . to t hre e (and only three ) questions
about the M ode l N e ighborhood A rea. What three q u es tion s w ould
you as a B o ard ask? "
T h e firs t t w o ques ti ons are to be answered b y e a c h .member of the
group individually. (Group disc u ssion could fo llow the individual answers
if that seems natural. ) The answer to the third question should be
arrived at by consensus of the group.
Total time available for the group discussion is 10 0 minutes, allowing
about 30 minutes for consideration of each question. This is a flexible
standard, however, and if a lively discussion develops around one
question or another, the leader need not cut it off for the sake of
covering all three questions.
�rJUL 1 8 REG"b
DEPARTME NT OF LAW
2614 FI RST NATION AL BANK BU I LD I NG
ATLAN TA , GEORGIA 30303
July 16
HEMRY L . BOW ! EN
CITY
ATTORN ,Y
FERRIN Y. MA H · ,W S
A SSIS':ANT CITY
1969
ROBERT S. WIGGIN S
MA RT IN McFAR LAND
EDW I N L . STERNE
RA I_PH C. JENKINS
JOHN E. DO U GHE RT Y
CHAR L ES M . LOKEY
T H O MAS F. CHOYC E
J AME S EJ . · PILCHER
ASSOC IA T E
A T ' ORN !:.. Y
CIT Y
ATTORNEYS
HORII.CE T . WA RD
01.cP UT Y
CI T Y. A TTO RNEY
ROBERT A . HA RRIS
HENRY M . MURFF
CLA IMS A TTORNEYS
JAMES B . HEN D ERSO N
Mr a J ohn 1y S. J0hns on, Dirsc to r
Model ri:ies ?rog~t m
676 r-ap1· -.-, 1 '\ven""' S P!IV
Atlanta , c ~orgia 30315
,....,
... . .,.•
•
A.
•-. \. ...
)
..
SPECI Al.
ASSOC I A 1"E C l TY
AT "rO RNEY
g
Dear Mro Johnson:
I have i~ hand your request fo r an opinion, dated July 14, 1969 9
In addi tion, I have in hand the minut es of the Model Neighborhood
Executb e Board, dated July 1, 1969 . It contains, among other
things, a request f or an opinion from t he Ci ty At torne y as to
whe t her :) r not a proposed res olution prepa red by Mro Clarence
Coleman is a "lega 1 document".
Further, I have i n hand a copy of the proposed resolution, as well
as a copy of Contr;,,ct No o ME-10-00 1 which, hereinafter, shall be
ref erred to as the grant agreeme.nt o
It is important to know what a grant is from a l egal standpoint o
A grant has been judicially defined as the bestowing or conferring
upon another of some thing, with or without compensation, particularly in answer to the request of the othero In this instance, that
thing is money. One of the conditions of this grant is found in
Section 502 of the grant agreement above referred too This section
reads as follo~s:
n~EC o 502 .
Opportunities for Residents -- In all
,.;o -r i:&lt; 11\1. de possible by or r esulting from t his
/ .grr~ 1;;1nen :.. :i the City and each employer wi 11 take


• f f','


~-·mE d v e ,qction to ensure that residents of
�Mro Johnny C. Johnson, Director
Model Cities Program
Page 2
July 16, 1969
the mode l ne ighborhood are given maximum opportunities for training and employment and that
bus iness concerns located in , or owned in substant:U1 l part by , residents of the model neigh-·
borhocd are t o t h e gre atest extent fea sible
awa. ·!Bd cont::ac ts. ' 1
This ~yr, .... r.f c c ~t:c: f.:ua:: ..,,..,.-.:-eement is authori zed under Section 42 USCA
3303 C:1 ):: 1
There.:-u :~...,, : · '1 8 r-i1y op1.n1.on that a gr ant, such a s we have here: may
be c onditio· ed upon add i t i ona l performance by the donee , the
recipien t of the grant . Th is type of add it i ona l performanc e is
made manifes t by the s e ct i on of the grant a gr eement a bove r e fer red
t o.
The general requirements of law relat ing t o c ompetitive biddi ng
are set forth in McQui l lan on Municipal Corporations, Vol 10,
at PPs 321, wherein , i t states as f ol lows:
"The provisions of statut es , charters and ordinances requiring competitive bidding in the
letting of municipal contracts are for the
purpose of invitin g competition, to guard
against favoritism, improvidence, extravagance,
fr aud and corruption, and to secure the best
work or supplies at the lowest price practicable,
and they are enacted for the benefit of property
holders and taxpayers, and not for the benefit
or enrichment of bidders, and should be so construed and administered as to accomplish such
rrnrpose fai rly and reasonably with sole reference
, .0 t· .c public interest o 11 (Emphasis added)
The pr:- :,c :· ~ 1 .._ ._· c:;n ·.·~tion mu.s t now be compared with the verbage of
the s ~ct.1, ~: u[ -.. .-~ "': ,...A.nt agreement above referred to and with the
genera~ · ,., .


_. --
- .~ . . . . .:it:::T.-Jing the resolution, I am of the opinion


tha t :_, : . ·.::&gt; , ..1.1-. J ,. OlJ ' · t.eJ resolution may be a "lega 1 document",
none, i. · l · . ·
-' S -. i tl y wor.ded, it is more restrictive than the
1
�Mro Johnny C. Johnson, Director
Model Cities Program
Page 2
July 16, 1969
section of the grant agre ement above referred to in tha t it places
more of a bur den on the donee than was origina lly envisaged in
the grant a r:rE.ement o
The n e x t qu,:-~r t i u t 1--a L ;:nu r t be answered is whether or not the
l angua ge o f i.:.L;.:, :.~c'J;:,,~sr· ·, r~so lution is so restric t ive that it does
not ful f i } 1 tb ,." ~ C!; L. ~-~: ·:. -.r e ri.1 f rements of law rela t ing to c ompetitive
b i .::'ld · :.;_.'.,c °i:,' r• . , · ~,:. .. ,,. _, :. . is t oo r e stric t iveo
The r e.:., s t
r-"r.
.. ,·. c ;· i.nl;;n i s that it is necessary f or t he donee ,
th e Ci t :~· r... , ~-- .. . . cc: OL·;:: ain the contra cts at t he lowe s t p ossible
price c oP. s u r,;;: ,t: ·vLt.l; Lo t h the condi tion s o f the grant a g r e ement
and the gene r a l. l -c:\v. Th i s obj ec t i ve, i n a l l p roba bilit y, c annot be
ob ta ine d und er the l a n gua g e of the p r oposed r e s o lution und er con-
s ideration.
Therefore , we wou ld r e spec tful l y s uggest tha t the propos ed res olution
be modified a lon g the l ine s of th,3 propos e d re s olution a t tach ed
h ereto so that bo t h the pa.t i cular section o f the grant a greement
( SEC o 502) a nd the general l aw can be sat i sf i ed~
Shoul d you wish any addi tiona l
pr oblem, please fee l f r ee to con tact me o
HLB:cwh
1
with res pect to this
�Southside pr oposal - 1
I. PrearnbJ.e
..
Thi s proposal fo r a nursery program of day car e and child development activitiP.s is submitt ed to t he Model Cities Program for consideration
of its merits for fun ding under 1969 appropriation s .
Southside Day Care As sociation has found it necessary to request emergency funding for thi s phase of its progr am because of three recent developments:
1. Southside has recently acqui red the use of the school building previously occupi ed by Pryor Str eet Elementary School.
This facility i s not
only mor e substanti al and more adequat e for an eff ecti ve day program, ; it .
als o increases the c apacity of the c ent er from ni nety- one (91) to over 135
chi l dr en.
2. Wi t hi n we eks of Souths i de's move into its new fac ilities , t he funding agency of its program ini tiated pol i cies which 1) phas ed out all s ervi ces to chi ldren under two years of age, and _2) pr oportlonate l y reduc ed enrollment quotas of all delegate agenci es operati ng day care centers; Sout hs ide ' s quot a was cut fr om ninety - one (91 ) to eighty (80) c hi ldren.
Thus ,
ins tead of being able t o expand its s ervi c es to needy f amilies , Souths i de
has had t o r educ e the number of chi ldren to mor e than fi fty bel ow i ts
capac i t y.
J. I n the two months Souths i de has occupied its new loc ation, i t has
had to refus e chi l d c ar e to more t han sixty children f rom families that
qual i f y for its servic e~ under t he E.
admis sion policies.
o.
Ao ~over ty gui delines that govern
I n mos t ins tances , t hese were chi ldren of mot hers who
were s e_eki ng c hild care in order to
be able to ac cept jobs and ra.i.se thei r
living standards above we lf a:re subs i s t ance l evels.
�Southside proposal ~ 2
&lt;
The proposal outlined in this document will maximize the use of Southside Is facilities.
The center will be able t 'o care for fifty-two additional
children of mothers needing its services in order to work and improve the
economic and pP-rsonal wellbeing of family.
Tte salaries these: mothers earn .-
even at minimum wage levels , will return over $100,000.00 into the economy
of the inner-city.
The public schools will be open shortly. · Surveys have shown that 80%
of the absenteeism in the schools results from older children having to stay
, home and care for the little ones while mother works.
and nursery programs are presently operational.
Southside's preschool
The new openings for day
care services this proposal makes possible would be available in a matter
of weeks.
This . proposa.Lfor ·. the· nurser y pr ogram at Southside, if funded, will
make it possible for Southside to continue to ser ve the ne eds of mothers
wi t h an infant as well as an ol der preschool child needing care; t hes e
mothers-- the ones wi t h the most chi ldren-- are_ usually the ones who need day
care the most.
There is no other major .center offering quality day care
services, -oper a ting ' or proposed, withi n mile s of Southside t hat off ers day
care services to mothers of children from infants t o· school age.
Wit hout
funding, the se mothers will have no day care s ervices available that wil l
release them. for gainful employment.
In addition to re cently acquiring more suitable and spacious facilities,
Souths ide has entered upon a joint venture of cooperat i on with the School of
Education at Georgia State College for the purpos e of developing the center
into an experimental laborator y for the College's students in early childhood education.
The coupling of t he professional'resourc e s of a major school
of education with Southside 1 s four year s of cont inuous experienc e in educa-
�Southside proposal - J
tional day care has important implications: ma.,jor research findings indicate
that educational stimulation during early childhood is the most promising
antidote to educational deprivation brought on by the conditions of poverty.
Research also indicates the importance of continuing the nursery program at
Southside as a part of this project; it suggests that more than
50%of
the
intellectual potentials of the adult is determined by the kinds of learning
experiences he had before he was two years old.
In view of the foregoing facts, the spons ors of Southside Child Develop~
ment Center suggest that no public funds expended can benefit so many, so
directly, so quickly, or so meaningfully, as funds invested in its plans .
for the· .nurser y program outlined
~
this proposal.
No money spent at thi s
time has any greater promise of finding answers to the burden of poverty today, and to its alleviation tomorrow.
�Southside proposal - 20
IX. budget
Nursery Program Budget. - Southside Day Care Association
1. PERSONNEL - Classroom
In-Kind
3 teachers @ 5,200
3 teacher trainees @ 4,200
3 child care trainees, 33 hr. wk. @2,746
2 part-time child care assistants@ 1, 900
1 practical nurse, 25 hr. wk. @ 3,250
$J.5, bOO
-f2,b00
8,238
J,800
3,250
$43,488
PERSONNEL - Administrative and Program
Director (4/11 of 8,000)
· 2,909
Program Coordinator (4/11 of 6,00U)
2,182
Social Worker, JO hr. wk . (4/11 of 4,500)
1,637
Secretary (4/11 of 4,400)
1,600
Cook (4/11 of 4 , 800 )
1,746
Maintenance, incl. supplies (4/11 of 7,000) 2, 536
Kitchen Assistant, 25 hr. wk.(4/11 of2,0c!O)
, 756
Assist ant Cook (4/11 of 4,000)
1,l156
•.'
} 1
'-
· ·!
, .
~~- J
. :·, ·' :
_:_ ,
!
··:;






 ·. 1


...., ..
_ _;...
,,; ·. i
14,822
58,310
2,799
Total salaries
FICA (4. 8%)
Workman's Compensation (.25%)
Total Personnel
146
$61,255
2. Consultants and Contract Services
150
600
3. Travel
150
450
4e Space
- o-
4,500
5. Consumables
children' s program mat erials
office suppl ies (4/11 of 400)
medical supplies, f irst aid
clothing, bedding, laundry
staff literature
food @ .45 per child, 38 child.' ·2.50 ·days
infant care@ per JO child. per week
Total Consumables
350
150
145
36
100
150
400
75
25
5-98
3,677
2,800
6,933
6. Rental, Lease, and Purchase of Equipment
750
100
7. Others
utilities (4/ 11 of 4,000)
telephone (4/11 of 660 )
insurance
equipment r epairs
recreati on
data processing
Total Others
1,455
240
JOO
350
200
425
75
75
1,071
3, 216
TOTALS


= classroom volunteer s and.


· other volunteers
•;.
$72., 454'. ·
$14., 713
�Model Cities Mass Convention
Pryor Street School
July 20, 1969
The Model Cities Mass Convention met in its regular session, on the
above date at the designated time and place. The meeting was called to
order by the Chairman, Deacon Lewis Peters; the invocation was given
by Mr. N. Ao Scott III. Upon the adoption, of the proposed agenda, the
meeting was put in progress o The tminutes of the previous meeting were
read by the Secretary, Mrso C. B. Wright. They were accepted . as read
w~th one suggested change by the city attorney. (The suggestion is
attached) . The secretary motioned that the suggestion of name change
be accepted as read, it -was seconded by Dr. Cox, motion carried.
De~con Peters made a plea for greater community participation.
Model Cities Staff Reporti
Mrs. Xernona Clayton
1.
2.
3.
4.
5.
A one stop serv.ice building is being built.
News letters will be sent every Wednesday.
All committees need to be made stronger. Help from the
communit±es is needed .
See that· your community is represented in all meetings.
Thanks for cooperation that has been given .
A- preliminary report of Credentials Committee was given by the Chairman,
Revo Calvin Houston.
Grant Park
Pittsburgh
Mechanicsville
Adair Park
Summerhill
. Peoplestown
32
21
11
10
9
4
85
Steering Committee
l
Dro Charles McClain Reviewed the minutes of the Steering Committee.
Constitution and By-Laws i
Mr. Willis Weems read the Constitution and By-Laws No Discussion or
vote was taken.
�-·
PAGE~
MODEL CITIES MASS CONVENTION
At this point the city attorney, Jim Pilcher was asked to speak, he stated
he would read a statement and Dr. McClain would put it in the form of a
motion (Statement Attached). Motion: That the Chairman and secretary
and the Steering Committee of Atlanta Model Cities Mass Convention
Inc. be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive the funds in the approximate
sum of $135 ~aousand ($727 63 ) This motion was seconded by or.
Cox motion carried.
Mr. Allison {William) Executive of EOA was asked to give a description of
O.E.O. funds, after a lengthy discussion the name EOA not to e deleated from the contract was carried 27 to 23.
Mr. C. Craig motioned that the secretary of Model Cities give an
attendance report of each Steering Committee member to the Mass
Convention, seconded by Mr. Whitley motioned carried. {motion attached)
Mr.• Howard Kline a candidate for the Board of Education was introduced
by Mr. Craig.
~- Craig asked for law and order in our communities the percent of
juvinile delinquency was too high and suggested that the citizens
must want law and order in the community.
Final report of the Credentials Committee -- Rev. C. Huston
s
Grant Park
Pittsburgh
Adair Park
Mechanicsville
Summerhill
Pe6plestown
38
23
11
11
9
Total
5
97
The foliowing persons were requested by Deacon Peters to meet on
Tuesday to work on a work proposal and would be paid $35.00 for each
me~ting.
Mrs. Mattie Ansley
Mrs. Rosa Burney
Mrs. Martha Weems
Mrs. Beatrice Garland
Mr. Calvin Craig
Dr. Cox
0
Mr$. Lacey principal of Pryor Street School was introduced
a very warm welcome and words of commendation.
0
Th~re being no more business the meeting adjourned.
Deacon Lewis Peters
Dr. Chas. McClain
Mrs. C. B. Wright Sec.
Mrs. Rosa Burney Asst. Sec .
0
she gave
- ~
�MASS CONVENTION MINUTES PAGE 3
RESOLUTION SUBMITTED TO MASS CONVENTION BY CALVIN F. CRAIG
7-29-69
That the Model Cities Mass Convention Secretary at each Mass Convention
give a report as to the attendance at Steering Committee meeting by
the elected members of this body.
MOTION :
"That the chairman and secretary of Atlanta Model Cities Mass Convention
Inc. be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive funds in the approximately
sum of $83,000 for citizen participation in the Model Cities Program."
That the corporation serve asagent
of the Mass Convention until the
completion of corporate formalities.
�-
I
A Rr: SOLUTION
WHEREAS, the Mod 1 Cities Program wa s insti tuted for
the purpose of improving the educationa l, socia l , emp l oyment,
ax1d hous i ng of citizens in low-income area s; and,
WHEREAS, one of t he pri,1e purp oses of t hi s program is
to improvi; e-mployment opportunities of c i t izens living wi,:h i n t he
Model Ci ties area; and ,
WHEREAS~ the City of Atlanta has rec eived t h e firs t year's
grant a.moanting to more than 7 mil l ion dol lars and t his money will
be used for many an&lt;l varied. projec t s ; and ,
WHEREAS ~ t hese prcje.c t s wil l be. put ou t under contrac t
by the City of At1:inta upon r ec ommenda t ion of s evera l grou ps ,
.i.ncb.1ding individu'31S wi t hin the ,:1.rea, Model Ci ties Mas s Conven tion,
Model Cities staff, the Mode l Ci t ies Review Board and t he Model
Cities Sxecut i ve Commi.ttee. , with fina l app r ova l b y the Board of
Aldermen; and ,
WHEREAS, it is ex t remely des i rable tha t as many jobs
a s possi ble covered by s uch contrac ts should be given to res idents
of the :Model Citi eB area in furtherance of t he purposes of the. Ac t
creating Model Cit ies , consonant with the pr oper use of f unds to
be expended under the Program by the Ci t y of Atlanta~
THEREFORE BE IT RE SOLVED t hat t he per s onne l po l i cies an d
practices of the Model Ci t ies Progr am and its contracting agencies
shall prov i de that in a l l work ma de pos sible by or r e.s ult i ng from
the grant agreem _nt above refe·r red to, af fi r ma tive action be t aken
t~_insure that res idents of the mode l n e i ghborhood area are given
maximum opportunity fo-i;: training and employment ~ as hereina fter set
�fo r t h , cons onant wi th t he prop er ts e of f unds t o be expended unde r
t he Program by the Ci ty
1.
f At lanta:
The Mode l Cit ies Pr ogram a nd t t:s cont r ac t ing agenc i e s sha l l
con j unctively or i n dividua l ly devi.s e s ys t ems using all r e :ognized
mean s of c ommunlcations f or t hos e neighbor hoods t o adequa t e l y
i nform the a .cca r es i dents of al l availa b le pos i t ions fa.md.ed by t h e
Model Ci t i e s Program , th a t i nf orma t ion a s to qua.i:i.fic a. t i on s , rat e
of pay , where t o app ly&gt; and c los ing dates shal l be inc l uded, and
that, if reas onably possib le , a.n a .r;1 plication offi ce be l oca ted
within the Mode l Ci t i es area;
A mini um of ren ( 10) da ys shal l be a l lowed fo r reeei ving
2o
a pp licat i ons fr om Mode l Cities re sidents fo l l owing t he full i n i tia t i on
of the a r ea~.vi.de information sys tern;
3.
The Mode l Cit ies Program and i ts c ontrac t i ng agenc i es be. en-
cour aged to develop c ompreh ens i ve sys t ems for progr es s ively t rain i ng
and upgradi ng workers a t all leve l s through such p r oven met h ods
at New Ca r a e r s, job l adde r s :, e t c


i


&lt;=~n d tha t t hese sys tems should
i.nclude s ubsidiz ed fo rmal educat ion at the gec ondary , techni cal ,
and / or col l ege lev e l s ; and ,
4,,
Th is Board sh.a l l give top consi.der:ition to prov idi ng a ddi tiona. l
fund ing f o:;: agenc i es and pr ogr ams emphasizing t he deve l opment of
Mod l Ci.ties a.rea res i dent s f or posit ions be i.ng c r eated by Mode l
0
Cities programming;
BE IT FURTHER RESOLVED that the propos ed pers onnel proc edur e s a nd pr act i ces of al l c on t r ac ting agenc i. e s sha ll be s ubmitted
a s pa r t of the .ir program proposals .:fn d shal l become a part of the
f inal contrac t , grant , or agreement ~ upon t he app r oval of t h is Board,
and tha t agenc i es wi th pr ogr ams a l r eady under c on t.r a ct sha l l be
�strong ly urge d to establish procedures and practices in line with
t hese guidelines wi t hi n the ex:isttng programs , and tha t their w:i.llingness and/or a bility to do so ·w i 11 be a major criteria in determining
the renewal of ex isting cont:ra.cts , grants, or agreements ~ under
this program;
BE IT FURTliER RESOLVED that a copy of this · Res o l.utio·ci be
f urnished to all exis t ing contract i ng agencies~ and to all agenc ies
or organizations which in.di.cate in terest in s e eki ng Model Cities
contracts, grants, or agreements a
�Model Cities Mass Convention
Pryor Street School
July 20, 1969
on
~e Model Cities Mass Convention met in its regul~r sess1on,
the
above date at the designated time and place. The meeting was . called to
o~der by the Chairman, Deacon Lewis Peters; the invocation was given 1
by Mr. N. A. Scott III . Upon the adoption, of th~ proposed agenda, t 'he
meeting was put in progress. The tm.inutes of the ,tirevious meeting were
read by the Secretary, Mrs . "C. B. Wright. They Jlre accepted as read
with one suggested change by the city attorney . , (~he suggestion ·is
attached) . The secretary motioned that the sugg~~tion of name change
be accepted as read, it was seconded by Dr. Cox, motion carried.
Deacon Peters made a plea for greater community participation.
Moael Cities Staff Report g
Mrs. Xernona Clayton
1.
2.
3.
4.
5.
A one stop serv.t ce building is being built.
News letters will be sent every Wednesday.
All committees need to be made stronger. Help from the
communit±es is needed.
See that· your community is represented in all meetings.
Thanks for cooperation that has been given .
A·-preliminar y report of Credent ials · Committee was given by the Chairman ,
Rev. Calv i n Hous ton .
Grant Park
Pittsbur gh
Mechani c s v ille
Adair Park
Summerhill
Peoples town
32
21
11
10
9
4
85
S~eering Committee
D~. Charles McClain Reviewed the minutes of the Steering Committee.
Cqnstitution and By-Laws g
Willie Weems read the Constitution and By-Laws No Discussion or
vote was taken.
Ml:l.
�PAGE (2
MASS CONVENTION
At this point the city attorney, Ji~ Pilcher was asked to speak, he stat~d
he would read a statement and Dr. McClain would put it in the form of a
motion (Statement Attached). Motion: That the Chairman and secretary
and the Steering Committee of Atlanta Model Cities Mass Convention
I~c. be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive the funds in the approximate
sum of $135 ~nousand ($727 63 ) This motion was seconded by Dr.
Cox motion carried.
MODEL CITms
Mr. Allison (William) Executive of EOA was asked to give a description of
O.E.O. funds, after a lerigthy discussion the name EOA not ~o e deleated from the contract was carried 27 to 23.
Mr. C. Craig motioned that the secretary of Model Cities give an
attendance report of each Steering Committee member to the Mass .
Convention, seconded by Mr. Whitley motioned carried. (motion attached)
Mr. Howard Kline a candidate for the Board of Education was introduced
by Mr. Craig.
~- Craig asked for law and order in our communities the percent of
juvinile delinquency was too high and suggested that the citizens
must want law and order in the community.
Final report of the Credentials Committee -- Rev. C. Huston
s
Grant Park
Pittsburgh
Adair Park
Mechanicsville
Summerhill
Peoples town
38
23
11
11
9
5
Total
97
The foliowing persons were requested by Deacon Peters to meet on
Tuesday to work on a work proposal and would be paid $35.00 for each
meeting.
Mrs. Mattie Ansley
Mrs. Rosa Burney
Mrs. Martha Weems
Mrs. Beatrice Garland
Mr~ Calvin Craig
Dr. Cox
0
Mrs. Lacey principal of Pryor Street School was introduced, she gave
a very warm welcome and words of commendation.
There being no more business the meeting adjourned.
Deacon Lewis Peters
Dr. Chas . McClain
Mrs. C. B. Wright Sec.
Mrs. Rosa Burney Asst . Sec .
0
-~
�MASS CONVENTION MINUTES PAGE 3
RESOLUTION SUBMITTED TO MASS CONVENTION BY CALVIN F. CRAIG
7-29-69
That the Model Cities Mass Convention Secretary at each Mass Convention
give a report as to the attendance at Steering Committee meeting by
the elected members of this body.
MOTION ~
"That the chairman and secretary of Atlanta Model Cities Mass Convention
Inco be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive funds in the approximately
sum of $83.000 for citizen participation in the Model Cities Program."
That the corporation serve asagent
of the Mass Convention until the
completion of corporate formalities.
�PROPOSA
f'O R 'l 'HE EVALUATION OF THE ATLANTA MODEL CI 1'IE S P ROGRAi."1
�.ATLANTA MODEL CITIES EVALUATION PLAN
The plan f or evaluation o f t h e Model Cities p rogram wa s ·d e v eloped
by t he Mode l Citie s P lan s and Eva.lua t ion s ta ff .
The ob jecti ve o f th e
plan i s to p r o v ide q u a n i tat i v e a.n a qua l i tat ive analysi s o f t h e program bot h f o r
fi~ t u r e Mode l Ci t ie~:1 p l a n n i ng and as a d emon s trat i o n 0 £
this typ - of urba n impr o v eme nt ;,rogr a.rn .
It i s v i t a l tha t we be aware
of e xactly wha t ou r e ffo r t s a r e accompli sh i ng .in o r der t o lay e f f ecti ve plan s ¥o r f ut u r e upgr ~d i ng o f o ur c i ty.
Residents 1i l l p lay a
ma jor ro l e · n d e t e rmin i ng 1-1hat the mea su:cE&gt; fl of p r ogram s uc ces s should
be , i n inte r v i ewing , in mo ni t or i ng p r o jec t s, a n d i ~ as se ss i n g the e ff e c tiveness of p r o jects and t he ov erall p rogr am.
The evaluat i on p l an h as t wo ma jor i nter.relate d compon e nts:
A
Residen t Se rvi c e In forma tion System a nd a Re s e arch Ana ly s is System.
The Re~' ident Serv ice Information Sys tem (RSIS ) i s a computerized


net.hod of monitor ing services p r ovidE
.!d t o r e sident


p rogrr-1.m .
b y the Model Ci t i e s
The Resea rch Anal ysis System wi l l pr ,.r i de a q ua l ita t i v e
an alysis of t he progran based on t h e opinio ns a nd at titudes o f r e s iden ts .
The RS I S is desi~J ned t o accomplish t h e foll owing:
(1)
Maintain records 0f al l services re n d~red to re s i de nts fo r
statistical analysi s.
(2)
Provide s ervice agencies with stat i stica.1. report s t o rel iev e
them of menial cl e rical work.
(3)
Provide random samples of participants in various pro jects
f or survey in the Research Analysis System.
(4·)
Prepare profi le reports on char.acte~cistics on residents
served by age, geographic location, occupation, race, etc.
�-2-
(5)
Provide agencies with lists of residents in need of their
services.
(6·)
Provide benefit unit reports for costjbenefi t analysis.
(7)
Prepare correlation reports to show influence on residents
or families involved in combina t ions of projects.
(8)
Provide interface wi th a geographic ma pping program which
will show areas of progra.111 weakness.
(9 )
Provide information to research framework analysts to aid
in the prepar a tion of their reports.
(10)
Provide various reports on reque st to service agencies,
city depar tments, or the federal government.
(11 ,
Prov ide baseline data estimates (e . g. unemployment rates,
crime rates, bir t h rates).
(12)
Provide projections of numbers of people who will be involved
in projec ts in future y ea rs.
(13)
Encourage i n tera gency cooperation and sh a ring of common data .
The Research Analysis System is d esigned to accomplish the
following:
(1)
Ga t h e r and asse ss opinions of part icipants about the qual i ty
of Model Cit i ~s projects.
(2)
Secure follow-up data on project participants.
(3)
Gather data concerning control groups within and outside the
Model Neighborhood.
�-3-
(4)
Conduct attitud~ surveys concerning basic outlooks toward
life of a sample of Mode l Neighborhood Area re sidents.
(5)
Assess attitudes and perception s o f insti tutional personnel
employed to serve the Model Neighborhood residents .
(6)
Collect base-line data and formulate appropriate standards
for future program planning .
(7)
Sel e ct and tra i n interviewers.
(8)
Develop appropriate attitude and opinion questionnaires.
(9)
Supe r vi s e the activities of resident obse rve r s who will
furnish chronlc l e s on sign ificant change s that take place in the
Model Neighborhood .
�r
"
Opinion
Surveys
ttitude
Survey s
p
Re search
Analysis
System
'"""l
Institut ion
al Studies
Random
Re sident
Samples
Service
tllllli~-------_,....,..,,_....,.,__,_ _ _-IInformation
System
Statistical
Report s
Residen t
ServiceOb!3ervers · Needed
. Report!:'
ServiceRe n dered
Reports
Reside nt
Profi le
Repo rt s
Quanti tativ e
AJ. alysi s
Qualitative
Analysis
Model Cities
Program
Evaluation
Special
Request
Re p o rt s
A9 ency
Statistical
Reports
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August 11, 1969
'~ I
OFFICE OF MODEL CITIES PROGRAM
673 Copitol Avcnuo. S.W.
Atlanta. Ga. 30315
404-524 -8876
Ivan Allen Jr., Mayor
J. C. Johnson, Director
MEMORANDUM
TO:
Model Cities Executive Board
FROM:
The Div ision of Plans and Evaluation
SUBJECT:
Approval of Evaluation Projects
The Atlanta Model Cities staff recommends that the City of Atlanta
enter into contract with Arthur Andersen and Co. for the design
and implementation of the proposed Resident Serv ice Information
System for a cost not to excee d $70,000.
The staff furth e r r e comme nds t hat the City of Atlanta e nter into
contract with the Urban Observatory of Ge orgia Sta t e College for
the implementation of the proposed Research Analysis Sy stem for
a c ost not to exceed $ 144 ,000.
fa)
1/
,::;ob:;--?(I) Jff.b
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�MODEL CITIE S EXECU.1-I'VE BOARD
REVI EW COM.MJ:ni'I'BE
Ju.L.y 1 5, 19 6 9
M I N U T E S
·rhe Model Citie s Exec ut i ve Bo a r d Rev i e•,1 Com_m i t. t ee met Tuesday~
,Jul y 15 , at 1 0 : 00 a . m. i n City Hal l, Committee Ro o m #2 .
The followinq me mbers \'7e r e p r esent:
Mayo r
I v a n All en , ,J r. , Chairman
Mattie An sley
Mr • Jo1 n Hood
Alderman Ever ett Milli can
1.liX ..
~'7 al t er fvj,i t: c ·he l l
Mr. J. D . Newberr7
Dr . C , Miles Smit,h
Mr. Bi l l C . Wainwri9ht
lfu: s .
Mrs. Jllla r thci WP.ems
'I'he Chairman , Mayor Iva.n Al len, Jr . presided over the meeting.
'I'he f o l lowing proj ects wer e d i s.-:ussed a nd app·coved:
Amou nt
Pr 9..i_ect Numbers
$11 9, 0 00
HR - 005N
Urban East Housing
Consul ta 1.ts
HE-019N
At l anta Assoc i a tion o f
Mental Retardation
9,00 0
HE- 0.llN
Planned P1.rer t 'l:10::x:!,
5,000
Inc .
It '.tvas mo ved a.nd second ed that action on. the fo l o wing projects be
withheld u ntil fuxi":1"l:... r investiga tion can be made.
The Chairman
appointed Dr . C . Mi les Smith to hi:.~ad a c ommit ~ee to look into t he
Hea l t h Component a n d to r~port at the next me et ing. Mr. Hood a nd
Mr . :t-Iewbe rry were appoint ed "-o the ,.,orrnnittee.
The proje c ts invo l ved
are:
HE =0 02N
HE-00 9N
HE-014N
HE-007N
Better Health , Inc.
113,000
100,000
5 , 00 0
4,000
�2
Mr.
Wainw.;· :iyht moved that t he two ( 2) deletions :ceconi.mended by
the staff b-2. appr oved .
,lrs . We e n's :,::e condEd
the motion.
'rhe
deletions w~re :
HE-008.N
He a.:L th Scr. e ening
HE-·018N
Mm1tal Health Plann.e:::
$ 45,000
20,000
A discussion. was open.ed concer ning Project E~rpand . After a
brief di scussio, Mrs. Ansley moved to temporarily delete Project
Expand so the balance of the EOA projects c a n be sent back to the
Board of Aldermen . The mot.:i.on was secon ded and app roved.
The meeting wa s adjourned.
APPROVED:
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c ~or

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Cit ies Prog ro
May· r Iva.n Allen, Jr . , Chairman
Mode l Ci tie s Exec u tive Board
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November 3, 1969
MEMORANDUM
TO:
Mr . Johnny Johnson
FROM :
Dan E . Sweat, Jr .
SUBJECT: Model Cities Mass Convention, Inc . ,
and QED Consulting F irm
I appreciate your m mo on this subject dated October 30, 1969 . A I
understand your po ition, you tate that the expenditure to employ thi ·
consultant will be from the proceed of an EOA , Inc . gr nt to Model
Cities Ma e Convention, Incorpor ted (MCMC , Inc .) and, con equently,
the city is in no position to exerci e ny control over which firm that MCMC,
Inc . employ for this work.
I will defer to your judgement as to the technical operations of thi procedur
and l und ratand that the city do
not exercise ny direct control ov r the action of MCMC, Inc . , when city funds are not involv d . My only inter t
i that the city, · nd more p cific lly th Model Cities Program, do
not
uffer ny emb rra sm nt re ulting from the
rd of contr cts by ny Model
City Agency or contractor .
To preclude thi pos ibUtty, Ir it r t my reque t of October 28 , 1969,
that a compl te dos ier be pr par d on QED prior to a deci•ion bein mad
on the award of the contract to th m . Thi do sier hould includ the com•
plet 1i t of the princip l with r um.es of th ir educ tion nd xp ri nee;
r view of their pre nt position
o that ny conflict of inter st can be d termined; some exampl
or r f renc s of eimil r work perform d;
compl te review of th
xp ri ne
nd q lification of th firm to do thh
work:
b udg t nd progr m d igned to accompl h th work d sired, and
ny other Worm tion n c •• ry to make a w 11-inform d d ciaio on th
ca bility of thia firm to ucc ••fully ccompli h thi• wo rk.
�!
'
This request should be made to MCMC, Inc . , recognizing that the city
does not have the authority to require it but feels that good administrative
practices demand it. When thi information is prepared, a good case can
supposedly be made for awarding this contract to this firm instead of anQther . Should the1·e be any later question, the city wHl be in a m~ch better
position to defend the action. You may be a13sured that the general public
will not di tinguish betwe n MCMC , Inc . , and the larger Model City Program in the event charges of impropriety or c onflict of interest are mad
against the corporation.
My only interest in this project is the well being of our Model City Program .
If the fact
upport the contention that QED is qualified and able to do this
wot-k at competitive prices , I will fully support the award to them . By the
aame token, if the facts indicate that they are not qualified to accomplish
this work, I feel that the award should not be made . In any ev nt, I w nt
us to be in a position to defend the action of MCMC , •no. , even if we are
not dbectly respon ible for the management of the organization.
DESJr : m
�-
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/
CITY OF A.TLANTA
October 30, 1969
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
(404) 577 - 5200
Ivan Allen Jr., Mayor
J. C. Johnson, Director
MEMORANDUM
- - TO
Dan E. Sweat, Chief Administrative Officer
FROM
Johnny C. Johnson, Executive Director
Model Cities Program
SUBJECT:
Model Cities Mass Convention, Inc., and QED
Consulting Firm
In response to your memorandum of October 28, an investigation
has been made into your inquiry and the following is submitted
for your consideration.
It has been determined that Model Cities Mass Convention, Inc.
requested bids from three consulta nts that would provide management and personnel guidelines for their operation of the corporation.
It appears that the low bidder for these services was a
firm known as QED.
It seems that the firm of Quod Erat Demonstradum was organi zed in
February of 1964 and that the general purpose of the organization
was to provide consultant services in the areas of marketing,
management studies, and public relations . The firm has performed
services for Radio Station WAOK and is involved in a project with
several Emory University professors.
Upon examination of the contract between the City of Atlanta and
Model Cities Mass Convention , Inc., it has been determined that
under the allocation of funds, no provisions were made for consultant and contract services with third parties e xc ept for public
information purposes. (See attached budget justifications) . However,
when combining the budget for HUD and OEO funds, all monies for
training and technical assistance is to be paid out of the OEO
grant and not out of the Model Cities supplemental funds. The
�Memo to: Dan E. Sweat
Page Two
October 30, 1969
hiring of a management consultant firm appears to be a legitimate
expenditure out of the OEO funds since these funds are provided
especially to assist in the development of greater management
capabilities on the part of the directors of the corporation.
Further inquiry reveals that EOA had requested of the officers of
the corporation to submit personnel and administrative policies
as a requirement of their contract. It appears that EOA, and not
Model Cities, would be the final determinant agency with regards
to the sufficiency and qualifications of the consultants.
Item 14 of the contract between the City and Model Cities Ma s s
Convention, Inc., stipulates that all services sub-contracted to
third parties must have prior approval by this office. Our Program Management Division was knowledgeable of the negotiations
and had informed the proper officer that these services were
eligible only under the OEO grant.
I assure you that the staff is fully cognizant of its responsibility to assure that all monies which flow through the Model Cities
Program are spent wisely and effectively, thus are comitted to fulfilling that obligation
Attached for your perusal is a copy of our manual on accounting
and fiscal management procedures. This manual is furnished all
operating agenci es as a guide.
I hope that the above information has been of some benefit to you.
JCJ:vlc
Attachme nts
�:,
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CONTRACT
10,000.00

600.00
600.00
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-
TOTAL
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14,0Q0.00
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159,380.00
87,380.00
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E. o./HUD Grant $74',000.00
APPROVAL
j .
A.
-S-ign
_ a_tur
__e_a_n_d_ T_l _t _le_ o_f Authoriz ed. liUD Officie.l
B.
Data
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2,400.00
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-
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(5)
$ 58,080.00
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(If coat is
baing shared :
with o;;hers) •





58,080.00
$
COUSUL1'A1iTS .Alfil
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Form !Approved
Budg~t Bureau No. 63-R-1211
' .·
· Attachment 3a
U. s. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Budget Justification
,,
This form is to be attached to each budget for a capital
project, activity and to the Program Administration Budget
.........---·
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NAME OF CDA
1.
I
Atlanta City Demonstration Agency
2.
I ..
BRIEF DESCRIP'.rIVE TITLE OF CAPITAL PROJECT OR ACTIVITY
I
Model Cities Resident Organ i z a tion
I
3,
NAME• ADDRESS AND ZIP CODE OF OPERATING ENTITY
Model Cities Mass Convention, Inc~
I
1:
,
673 Capitol Avenue S.W. Atlanta, Ga.
AMOUNT OR VALUE
4. ·
DESCRIP'.rIOJ.IT OF ITEM* AND BASIS FOR VALUATION**
2.
Public Information
3.
Travel -- $50.00 per month x 12
OF ITEM
I
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ii
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$10,000.00
600.00
1
5.
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Consumable supplies -- Office supplies @$200.00
per month.
2,400.00
Rental, Lease, or purchase of equipment - off ic
furniture.
2,300.00
I.
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6.
Mass Convention Development
Assistance to Neighborhood
Advisory Councils-6 @$1,000 $6 , 00
Matching funds . for gr\mt
from
OEO , : ·
3 , 60
.
.• :, ·
Teleph one s, Ut~ l i t i es and
jan itor ial services@
$200 p er month.
2 , 40
(Jus tificatio n fo r supp l eme nt al f unds Only ) -
Other Costs:
.
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1:





$14, 0 00,00
For persairel costs use Personnel justification form .



 I&gt;escribe the item in sufficient detail ~o insure that it is adequately identified




indicate the basis for determining or computing its va.lue. For example , office
r.pace rental for two professionals: 150 square feet at $2.00 per square foot,
i.ncluding utilities and janitorial services.
Ellld
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·CITY OF .ATL
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga. 30315
404-524-8876
Ivan Allen Jr., Mayor
J. C. Johnson, Director
ACCOUNTING AND FINANCIAL MANAGEMENT
PROCEDURES FOR OPERATING AGENCIES
AND CITIZENS PARTICIPATION ORGANIZATIONS
.....
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�---·--·- 7
TABLE OF CONTENTS
. . .
Purpose and Accounting
Page
1
Internal Control
Books of Account and Records •
2
.
. . .
. . . . .
5
Brief Description of Account Classification.
7
Disbursement Procedure • • •
9
Eligible and Ineligible Costs • •
. • • 10
Instructions for Completion of Monthly
Administering Agency Project Reports • • • • • • • . • • • 13
.....
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PURPOSE
These instructions prescribe the accounting procedures and
related fiscal requirements to be followed by agencies which
are awarded contracts with the Comprehensive Demonstration
Agency to administer projects or activities as approved by
the Department of Housing and Urban Development.
The classification and description of - accounts are the minimum
required by the Comprehensive Demonstration Agency. If the
agency desires to establish accounts other than these prescribed
herein, such accounts shall be established as subdivisions of
the prescribed accounts and should be maintained in such a way
that they can be readily combined into the prescribed classifications for uniform reporting purposes.
ACCOUNTING
The operating agency shall establish and maintain on a current
basis an adequate accounting system on an accural basis in
accordance with generally accepted accounting principles and
standards.
The accounting system, among other things, must be adequate
to enable the preparation of a statement of financial condition
and a cost control statement for submission to the
Comprehensive Demonstration Agency on a current and timely basis.
All such reports must be received by the Comprehensive Demonstration
Agency time to permit the data contained therein to be incorporated
into the CDA's records prior to the preparation and submission of
its reports to HUD.
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INTERNAL CONTROL
The operating agency shall .maintain an adequate system of
internal control. Internal control comprises the plan of
organization and all of the coordinate methods and measures
adopted within an organization to safeguard its assets, check
the adequacy and the reliability of its accounting data, promote
operating efficiency, and encourage adherence to prescribed
menagement policies .
The characteristics of an adequate system of internal control
include:
a.
A plan of organization which provides appropriate
segregation of functional responsibilities.
b.
A system of authorization and record procedures
adequate to provide reasonable accounting control
over assets, liabilities, revenues, and expenses.
c.
Sound practices to be followed in performance of
duties and functions of each of the organizational
units.
d.
A degree of personnel competence commensurate with
responsibilities.
An adequate system of internal control contains the following
features:
a.
No person should have complete control over all
phases of any significant transaction.
b.
The flow of work should be from one employee to
another so that the work of the second, without
duplicating that of the first, provides a check
upon it.
c.
Record keeping should be seperated from OP,erations
or the handling and custody of assets, such as:
(1)
The function of receiving cash should be centrali z ed in one pe r son , who should not be conce rn ed in a ny wa y wi th approvin g or cer t i f ying
vo u cher s, a cting a s imp rest fund c ash i er, pr e pa ring dep os it s , making disbur sements , o r k eeping
ac c o un ting re cor ds . I n t h is conne ction, the
p ers on who p r epar es ormakes depos i ts , appr oves o r
c ertif ies vouche r s , o r di s bur ses cash s hould h ave
n o acce ss to the ac c o un t ing recor ds .
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�(2)
At as early a point as possible in the mail
handling, preferably at the point where the
envelopes are opened immediately upon receipt,
all checks and negotiable instruments should
be stamped with a restrictive endorsement, ail
cash items should be listed in duplicate, and
a c9py of the listing delivered to the person
responsible for making bank reconciliations.
(3)
Periodic examination and count or other review
of cash balances should be made by employees
who do not handle or record cash or sign checks.
d.
Physical and mechanical facilities should be used to the
fullest extent possible to insure security and accuracy,
such as using security vaults or safe cabinets and check
writing machines.
e.
Responsibilities should be clearly established and then
accounted for as close as possible.
f.
Where feasible, employees are rotated to various assignments.
g.
Other control features pertaining to cash include:
(1)
All cash receipts shall be deposited as soon
as possible, preferably the day received.
(2)
All cash receipts shall be deposited intact
and for the full amount received.
(3)
Collections and all other funds held within
an office , whether pending regular deposit or
in imprest funds, shall be, where possible, restrictively endorsed and kept under complete
control and under proper safeguards, preferably in a fire r es istant combination safe or
safe-cabinet.
(4)
Uncollectible items and the related documents
shall not be handled by the person making up
d eposits or by the person h a ndling accounts
receivable.
(5)
Persons preparing payrolls or time reporting
records should not handle the related pay
checks.
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�(6)
The number of bank accounts and inter-bank
transfers ~hould be kept to a minimum. A
single bank account for the agency is preferred.
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�BOOKS OF ACCOUNT AND RECORDS
The following is a brief description of the books of accounts
and records considered to be the minimum required for recording transactions relating to the project or activity. However,
the agency may establish any additional accounting records it
considers necessary to provide adequate financial control of
its assets and liabilities and to account for project or activity
cost.
i
A.
General ledger shall be maintained in which to
record a summarization of all accounting transactions relat i ng to the project or activity and to
classify such transact i ons according to the accounts
l i sted i n the project or activity budget.
B.
A cash receipt and disbursement register shall be
maintained for the recording of funds received
in connection with theproject or activity and for
recording checks i ssued f or the withdrawel of funds
from the project or a ctivity b a nk a ccount. All
disbursements shall be made by prenumbered checks
used in numerical sequence and must be supported
by appropri a te documen t ation such a s payrolls,
i nvoices , cont r a ct s , ~r a vel vouche rs, etc., evidencing
t he n atu re a nd propriety o f e ach p a yment , a nd s howing
the approval o f t h e p roj ect or activit y d ire c tor or
other authorized official. If the volume of receipts
and disbursements justify the seperation of the cash
r e c e ipts and di s bursement r egisters, then the two
should b e kept sep e r a t e .
C.
Jour n al v o u ch ers (or the a gency ' s s u itable s ub s t i tute
therefor) shal l be used to docume n t and recor d tra nsactions i n t h e ge n e r a l l e dger wh i ch a re not r e corded .
fr om t h e c ash rece ipts and di s bursement r e g ister s .
Each j ourn a l v ouche r shal l c ontain a complete e x planatio n o f the tra n saction b e ing r e cor ded a nd re fer e nces
t o the re l a t e d docu me nt s or othe r s ource s o f info rma t i on, i f app l icable . Journal v oucher s shall be
numbe red c o ns e cutiv ely and fi l e d i n numerica l sequence.
All j o urnal vouche rs shall b e approve d by an a u t hor ized
official of t he a g e ncy .
D.
Basic payroll reco rds shall b e maintained to accumulate
the p ayr oll d a t a r equir ed by Federa l , · State o r loc a l
l aw wi t h r e spect t o e a ch employee, such a s g ross
earnings, Federa l i n c ome tax withheld, State or local
income tax withheld, · FICA withholdings, etc. The '....
record shall also include data relating to other
I.
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�deductions as may be required by the agency's
personnel policies, including the employer's
contribution to retirement plans, health insurance
plans, etc.
E.
A record shall be maintained for each item of
non-expendable property acquired for the project
or activity. Non-expendable property is property
which will not be consumed or lose its identity
by being incorporated into another item of property, which cost $100 or more per unit and is
expected to have a useful life of one year or more.
Grouping of like items, such as chairs, with an aggregate cost in excess of $100 shall also be controlled
and accounted for as non-expendable property even
though the cost of a single item is less than $100.
The record shall include:
(1) Description of the item of property,
including model and serial number, if
applicable.
(2) Date of acquisition
(3) The acquisition cost or assigned value
to the project or activity.
(4)
Information as to whether the property
was new or used at time of acquisition.
The a ggre gate of the individual costs shown on the
r e cord c a rds s h a ll equa l the b a l a nce in the subs idiary
cost account for non-expendable property.
A physical inve ntory shall be taken and reconciled
with the record card annually or as frequent as
r e quired by t h e Mode l Cit ies Progra m, City of Atlanta.
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�BRIEF DESCRIPTION OF ACCOUNT CLASSIFICATION
ACTIVITY COST
(1)
Personnel
Includes the cost of staff and support staff of the operating
agency as spelled out in latest approved budget.
(2)
Consultant and Contract Services
Includes the cost of services contracted to other agencies,
firms or individuals according to a written contract with
the operating agency. All contracts must be in writing and
must have prior approval of the CDA.
(3)
Travel
a. Auto allowance paid on the basis of actual mileage as
spelled out in latest approved budget.
b. Staff travel and e x penses according to latest approved
budget.
(4)
Space Cost
a. Monthly office rental.
b. Telephone a nd telegraph expense if not included in Activity
Cost (7) and contained in latest approved budget.
c. Fire and e x t e nded coverage in s urance on building and contents
if not inc l uded in activity cost (7) and contained in latest
approved budget.
1
d. Utility cost if not included in activity coot (7).
e. Building maintenance, if not included in Activity Cost (7)
and contained in latest approved budget.
(5)
Consumable Supplies
Includes the costs of blue prints, draf t ing materials, charts,
graphics, maps, stationery and all small items of non-ex pendable
property, the total cost of which does not e x ceed $100.
(6)
Renta l , lease or Purcha s e of Equipment
a. Includes rental or l e ase cost of equipment not on loan or
not purchas ed.
b . Total cos t of equipment purcha sed.
(7)
Other Costs
Costs n ot s p e c i ficall y covered in the above budget catego rie s ·
a c c ording to l ates t a p pr ove d budget . I
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PROJECT COST
(8)
(9)
Property Acquisition
The cost incident to the acquiring of land and structures and the
cost of demolition if necessary.
Land Improvement
The cost .. of improving site
to meet the qualifications for the
- 7-
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�type construction anticipated.
(10) Construction
The cost of construction, rehabilitation, alteration and repair.
(11) Professional Services
The cost of professional services rendered by individuals or
organization including legal, accounting and architectual '
services.
(12) Carrying Charges
The cost of items such as types, interest and insurance premiums
incurred during construction.
(13) Other
Costs not included in the above budget categories for capital projects
according to the latest approved budget.
The description of the budget categories listed above is by no
means exhaustive and in instances where there are questions as
to the proper classification of a transaction, the latest approved
budget and budget justification break down should govern.
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�DISBURSEMENT PROCEDURE
1.
Disbursements (other than from Petty Cash) for goods, and
for services of persons or firms not payrolled by the Operating Agency shall be supported by executed purchase orders
or contracts. Purchase and contract procedures should follow
CDA practice and policy. Such policies and procedures shall
be approved by the CDA prior to implementation.
2.
Disbursements must be supported by invoices or requisitions
which can readily be traced to the contract or purchase order
for the s e rvices, supplies, or e quipment (except as noted
in Four (4) helow).
3.
Disbursements shall be made by pre-numbered checks countersigned by two officers unless the amount of the individual
disbursement is small (under $10) that payment from a Petty
Cash Fund is more economical.
4.
.A Petty Cash Fund may be established for use in making payment of minor items of expense whenever it is not practicable
to issue a check. An authoriz e d official of the Operating
Age ncy shall approve the establishment and the amount of the
Petty Cash Fund. Each d isbur s e me nt from the Petty Cash Fund
shall b e s upporte d by a rec e ipted bill or invoice . Howe ver,
i f a r e c e i pte d b i ll or i nvoic e is not obtaina b le , the disbursement shall be supported by an itemized list of the items
purchased and the list shall be approve d by an official o f the
Ope rating Age ncy other than the custodian of the fund. Th e
Pe tty Cash fund shall b e repl e nishe d at the end of each calendar quar ter or as f r e que ntly a s may othe rwise b e requir e d.
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�ELIGIBLE AND INELIGIBLE COSTS
All cost must be reasonable and of a nature which clearly relates
to the specific purposes and end product of the contract under
which the . services are being performed. Care must be exercised
by all concerned in incurring costs to assure that expenditures
conform to these general standards and the following criteria
for eligibility of costs.
1.
To be eligible for inclusion in the program, cost must:
a. Be necessary and reasonable for proper and
efficient execution of the contractual
requirements and in accordance with the
approved budget.
b.
Not. be a general expense required to carry
out regular responsibilities of the operating
agency.
c.
B.e in conformance with any limitations or exclusions in these instructions, federal laws,
city ordinances, or other governing limitations.
d.
Be no more liberal than policies, procedures,
and practices applied uniformly to both federally
assisted and other activities of the operating
agency.
e.
Be accorded consistent treatment through application
of accounting policy and procedures approved and/or
prescribed herein.
f.
Not be allocable to or included as a cost of any
other federally financed program in either prior
or current periods.
g.
Be net of all applicable credits such as purchase
discounts, rebates or allowances, sales of
publication or materials , or other income or refunds.
h.
Be in accordance with budgetary or other restriction
of e x penses established by the comprehensive
Demonstration Agency (City of Atlanta) and approved
by the Department of Housing and Urban Department.
i.
Be fully documented.
..
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2.
Comply with polic i es governing administrative practices,
including po l ic i es with respect to employment, salary
and wage r a t e s, working hours, and hol idays, f r inge
benefits (health and hopitalization insurance, retirement, etc.) vacation and sick leave privileges, and
travel. The policies relating to the above must be in
writing and appr oved by the governing body of the
Agency, or Director, as authorized, as well as by the
City. Such pol i cies and pra ctice s should t a ke account
of situations where theoperating agency is a temporary,
non-governmental entity composes primarily of part-time
staff wh i ch may have full-time employment elsewhere.
In add i tion to costs inel i gible under the above ceriteria,
t he follow i ng costs a re speci fic a lly ine ligible:
a.
Accounting- Costs of maintaining central accounting
records necessary for overall agency purposes, such
as appropriat ion of f und a ccounts by the tre asurer
or similar o ff icia l, are cons i d ered to be a general
exp e n se of the a ge ncy a nd a re una llowable. However,
the cost of esta blishing and mainta ining accounting
or other informa tion sys tems required for the management of the contract is al l owable. This includes
cos ts incurred b y c e ntral service agenc i e s f or t h ese
purpo se s.
b.
Bad Debts- Any losses arising from uncollectable
accounts and other claims, and related costs.
c.
Contin genc ies. Contribu tions t o a con tingency
reserv e or any simi l ar provision for un f o rseen e v ents .
d.
Contribut i ons and Donations .
e.
Entertainmen t. Cos t s o f amus e me nt s , s ocia l activities,
and incidental c o sts, such as meals beverages, lodgings,
and gratuities, relating to enter t a inment.
f.
F i nes and Penalties. Costs resu lting fr om vio lation
o f or fai l ure to c omply with federal, state, and
l o cal laws and regulations.
g.
I nte r es t a nd o t h e r F i n a n c i a l Costs . Interes t on
borrowing (h owe ver represented ) , cost of financing
and refinancing operations, and legal and professional
fees p a id in conne ction therewith.
- 11-
�h.
Legal expenses. Legal expenses for the prosecution
of claims against the Federal Government. However,
the costs of legal expenses required directly for
the administration of the program are allowable.
i.
Membership Expenses. Cost of membership in an
organization which devotes a substantial part of
its activities to influencing legislation.
j.
Travel. Costs in excess .of those allowed by the City
of Atlanta for its equivalent employees. In a case,
the difference in cost between first-class air
accomodations and less-than-first-class air accomodations
is not allowed expect when less-than-first-class air
accomodations are not available and is so documented.
k.
Meeting Attendance. Costs of attending meetings which
are not open for attendance on a non-segreated basis.
1.
Executive Expenses~ The salary and expenses of the
chief executive officer of the agency are considered
a cost of the agency and are not allocable in any way
to the project or activity.
- 12 -
�.'
INSTRUCTIONS FOR COMPLETION OF .MONTHLY AD.MINISTERING AGENCY
PROJECT REPORTS
This report is to be delivered to .Model Cities prior to the fifth
day of the month following the reporting month. This deadline is
imperative in order to report expenditures to HUD.
J.
The heading of this report includes lines for Agency Name and
Address, Project Name, and .P roject Number. The Reporting Period i tern
should reflect beginning and ending dates (usually first to last
of month) of the report. The Cum. Supplemental Expenditures item
should contain a total of all funds designated supplemental which
have been expended 9n the project to date. The Cash Received item
refers to supplemental funds that have been deposited to. your agency.
The Balance item should reflect the amount of supplemental funds
expended but not yet received by your agency.
The Cost Statement section of the report is a breakdown of
expenditures by line item and by source of funds.
For projects
which receive supplemental funds, costs for each line item for
the Current Period should be listed. These should be broken down
between Supplemental funds and Other funds if the project or activity
is jointly funded.
For projects t hat do not involve the use o f .Model Cities supplemental funds, it is requested ~hat a total amount e x pended on the
p r oject for the curr e nt period be entered by line item 13 (non-con=
tracted agency).
Under the Cumrnulative Total column, funds expended to date on
the project should be broken down in the same manner as current period
e x penditures.
The Wo r k Program Status section of the Administerin g Agency
Pr oject Report is d e signed to report ag a inst the Project Work Program
whi ch was-.. f ormul a t e d by y our a gency in cooperation with Mode l Citie s
Pe rsonnel . Each month the various task s listed on the wo r k program
should be a n a lyzed to determine if they are being started and comp leted in the planne d time frame .
Any t asks which will have different s t a r t and complete dates
s h oul d be lis ted u n der the "Description of Task " c olumn o f t h e a g ency
p r oj e ct report. Th e applic able r e v ised sta r t a n d c ompl e te dat es
s h ould t h e n be e n t e red i n the r epo r ting month , t hat t ask s houl d be
entered under th e "De sc r iption of Task" col umn an d the actual complete date shown .
- 13-
�Start or complete dates for a task wili be considered on
schedule if they are within three weeks of the originally planned
time frame. A variance of more than three weeks in a task should be
reported as described above. Every effort should be made to report
time revisions as soon as they become evident. For example, if it
becomes apparent that some operational phase of a project will be
delayed due to problems in acquiring equipment, this should be reported as soon as it is known rather than at the time the operational
phase is to begin.
The Project Highlights section of the report should be used
to briefly summarize project activity for the month and to list any
unusual cirsumstances concerning the project. Amplifying information
about revised start or complete dates should also be given in this
section. An example of a completed Administering Agency Project
Report follows these instructions.
(
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�ADMINISTERI NG AGENCY PROJECT RE'PORT
\
Georgia State Em2loyment S~;i;:vic!; PROJECT_ Emplo¥er Ser~d ces
No. 1 Peachtree Room 4 08
Atlantat Georgia 30301
NUMBER IQ
2
2
AGENCY
ADDRESS
I I ol I
CUM . SUPPLEMENT AL
EXPENDITURES
REPORT I NG PERIOD:
FROM
8/1/69
TO
8/31/69
$30,000
CODE
PERSONNEL
01
I
CONSULT ANTS, CONT SERV
02
TRAVEL
03
SPACE
· 04·
CONSUMABLE SUPPLIES
05
RENT, LEASE, PURCH EQP
06
OTHER
07
PROPERTY ACQUISITION
08
LAND IMPROVEMENTS
09
CONSTRUCTION
10
PROFESSIONAL SERV
11
CARRYING CHARGES
12
NON-CONTRACTED AGENCY
13
SUPPLEMENTAL
OTHER
·s. ooo
10 000
-0-
1,000
1,500
300
500
$ 5.
1,000
CUMMULATIVE TOTAL
.
SUPPLEMENT Al
20.000
2,000
OTHER
1o
onn
1 000
4,000
2 ·: 000
~~'": ;r~- · :·...~ -~
~..-;~::;;::-&gt;'
" .--~"~:-&lt;fl&gt;::~: "~~•
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'.".


12,300
7,000
(
WORK PROGRAM STATUS
DESCRIPTION OF TASK
000
3.L 000
l 000
... •
TOTAL
BALANCE
$25,000
CURRENT PERIOD
COST ST ATEMENT
COST CATEGORY
CASH RECEIVED
ACTUAL
COMPLETE
Occupy temporary facility


06


30,000
13,000
REVISED
COMPLETE
REVISED
START
9/8/69
Establish contact with 66 employers
in MNA
10/6/69
Acquire supplies
8/15/69
Personnel o rienta tion
8/20/69
9/19/69
4/30/70
-
PROJECT HIGHLIGH'rS: Dur ing the month o f August project personnel were given orienta
tion sessions concerning project tasks and obj ectives. All supplies have been
purchased, but oc cupation of the temporary fa cility is being delay ed due to
a carpenter's strike . This delay will als o delay establishing contacts with
employers. Sample inquiries to emplo yers have produced enthusiastic responses
a n d it appears that the project will e x ceed its objective of develo ping 2 00
jobs .
(USE REVERSE, IF REQUIRED)
THE UND ERSI GNED CERl lF IES THAT TH E ABOVE INFORMATION IS CORRECT .
SIGNATU RE AND TI TLE
· (FORM MOD. 9)
r/4_,n (;
&lt;,f ,n:11f
f-J tJ. //J C. C. ~2
I
J/


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DATE
SeEt • 2, 1969-"
�c
T _T o_~
/{·
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October 7, 1969
OFFICE OF MODEL CITIES PROGRAM
673 Capitol Avenue, S.W.
Atlanta, Ga . 30315
(404) 577 -5200
Ivan Allen Jr., Mayor
J. C. Johnson, Director
Dr. John W. Letson
Superintendent
Atlanta Public Schools
224 Central Avenue, S. W.
Atlanta, Georgia
30303
RE:
Requested Contract
Revisions and Disposition
Dear Dr. Letson:
The contract betwe e n the Atlanta Board of Education (Agency) and
the City of Atlanta (CDA) state s that the Agency must have prior
approval by the CDA on any shift of funds that significantly
changes the approved program and/or exceeds 10% of the line item
total from which the funds are being removed or to which added.
The following state ments _indic ~te the action taken by the CDA
with regards to the revisions requested by the Atlanta Board of
Education.
The CDA does not ~pprove the proposed changes in projects ED-005N
and ED-041C. It was proposed that $30,000 be shifted from ED-005N
to ED-041C. The approved original budgets are attached herein.
We are happy to know that only t wo temporary units will be required
thereby reflecting a savings of $30,000.
The CDA approves the proposed changes on project ED-020C, but with
some modification. Th e shi ft of funds proposed b y the Agency
involved $4;ooo being shifted from personnel, with $3,000 added
to consumable supplies and $1,000 added to equipment.
Inasmuch
as this proposed change could not be adequate to meet present
equipment expenditures (as indicated by Age ncy's August Project
Report), CDA proposes that $1,374 be shifted to equipment with
$2,626 going to consumable supplies. This change does not effect
the total cost of the project. This approved budget is included
herein.
�Dr. John W. Letson
Page Two
October 7, 1969
The CDA approves the proposed c hanges in project ED-021C. This
involves removing $5,978 fro m personn el and adding $4,738 for
instructional equipment costs, $40 0 for office equipment, and
$840 for mileage. Also, the number of lead teachers is reduced
from eight to seven in order to create the position of Model
Cities Coordinator. These changes do not affect the total cost
of the project. The approved budget is included herein.
With rega.rds to the proposed changes in project ED-022C, the CDA
app:c oves the additi·on of three · teacher aides. However, the CDA
does not approve the adding of $1,620 to travel. The funds are
to :remain in personnel. The CDA appr9ves the adding of $396 for
tel ,=phone service. Telephone service is included in the space
cost line item. These changes do not affect the overall total
the total cost of the project. The approved budget is included
her1=in.
The CDA approves the changes in project ED-024N. The number of
Extended Day Programs is reduced from five to four, and consultants and contract services will be covered by In-Service Training
funds. These changes allows $49,287 to be removed and to be
allocated as follows:
$16,500 added to food; $12,543 added for
labor; $6,649 added for custodial services; $2,000 added for consumable s upplies; $4,000 added for equipment; $6,768 added for
three additional teachers aid e s; $584 for telephone services;
and $243 added to trave l. The approved budget with costs in the
appropriate line items is includ ed here in.
The CDA approves the changes in pr oj ect ED-025N.
It was proposed
to r educe the number of pre-school progr ams from nine to eight.
This allows additional fund s to be used for food, labor for food
preparation, equipment, custodi a l serv ices, field trips, and
substitute teacher aides. These changes only involve the shifting of funds and does not a l ter the total cost of the project.
The approved budget with costs i n the appropriate line items is
included herein.
The CDA approves the proposed changes in project ED-039N. These
changes include removing $14,813 from personnel, and distributed
as follows: Consultants and Contract Services, $3,000; Travel,
$2,000; Consumable Supplies, $3,500; Rental, Lease, Purchase of
Equipment, $6,000; Custodia l Services, $813. The approved budget with costs in the appropriate line items is included herein.
�Dr. John w. Letson
Page Three
October 7, 1969
The attached budgets control al l future
authorized revisions.
expenditures specified as
We a.re encouraged to k now t hat m-ny staff p ositions were overbudgeted and will reflect considerable savings.
~'--:,:°'-v'&lt;::d'-""=
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Exe cutive
vlc
cc:
/
Mayor Ivan Allen, Jr.
Model Cities Executive Board
Members
(
�I
!/
.,-,ii,. !
,,
MODEL CITIES BOARD TRAINING PROGRAM
University of Tennessee at Chattanooga
Guerry Center
August 9, 1969
Welcome
Dr. William H. Masterson,
Chancellor
University of Tennessee at
Chattanoog a
Introduction of Guests
Mr. Roy Batchelor, Dir e ctor
Urban Affairs
University of Tennessee at
Chattanooga
Overview-Model Cities Training Program
Dr. Charles Hyder, Dir ector
Model Citie s Training Program
Dr. Rob e rt W e lch
Model Cities Training Prog ram
Int roduction of Consultant
Dr. John Dye r
Fed er al Pro g r am C o ordinator
and Acting Dire c tor
Chattan o o ga Model Cities
Addre ss
M r . Dan S weatt
Chief A d minis t rative Officer
City o f Atlanta
AGENDA
9:45. . Model Neighborhood Area Representatives ... Betty Blocker Lounge
9 : 45 .. Non - Mode l N e ighborhood Area R e presenta tives .. Conference Room
10: 30 . ...•• . . . . . . . . . .. Coffee Break ... . ..•. . . . ...•.... Snack Bar
10:45 ..•......•.... Simulation Exercise ......•.... Conference Room #1
�STATEMENT OF ·MAYOR BENDER
ON MODEL CITIES PROGRAM
August 1, 1969
The Model cities Program is a cooperative effort among the
Federal Government, State Government, the City Government and the
residents who live in the Model Neighborhood Area.
As such, the
specific program designed to correct the problems in the Model
Neighborhood Area will be a product of the cooperative effort of
all those involved.
On August 2nd, the 25 members of the CDA Board who will
represent the citizens of the Model Neighborhood Area will be·
elected.
Every resident of the Area should plan to vote in his
district at one of the polling places listed below.
(
Never has
'
an election been held in this Area which affe~ted the liv~s of
its residents more directly and significantly than will this one.
In order to vote in the election, residents must be registered
with the Model Cities Program.
Registration has been conducted (1) house-to - house in
the Model Neighborhood, · (2) at the centers listed below during
Ju_ly and,
(3) at the Moclel Cities Office, 1418 Mccallie
Avenue between the hours of 8:30 a.m. and 5 : 00 p . m. for the past
month.
As of July 30, 1969, the following numbers of people had
registered.
�.,
PAGE TWO
DISTRICT I
655
DISTRICT II
592
DISTRICT III
1302
DISTRICT IV
380
DISTRICT V
564
......
.·.•
·--·
DISTRICT VI
537
I
DISTRICT VII
1066
TOTAL REGISTERED VOTERS 5096
It is estimated t h a t
is registered to vot e ~
70% o f the MNA population o ver 18
In other Model Citie s around the country
the leve l of r es i dent p articipa tion h as ave r a ged 10% to 15%.
(
Votin g will b e on Augu st 2, 196 9 f r om 9 :00 a .m . u nt il
9:00 p.m. at the following place s which a re shown on the a tt a che d
ma p .0
District
District
District
·Dist ri c t
Distr i ct
District
District
1
11
111
lV
V
Vl
Vll
East Area Neighborhood Service Center
Bo one-Hysinge r Community Center
Avonda le Community Center
Carv er Commun i ty Ce n ter
Carv er Commun ity Center
Orch ard Knob El ementary School
Orch ard Knob Jr. High School
One key to the success of the Model cities Program is the
direct participation of the citi zen s of the Mode l Ne ighborhood
Ar e a.
The f a ct is that the Mode l Citie s Program c a nnot succeed without
the p articipa tion of a significant numbe r of the r e sidents o f the MNA.
I wa n t t o u rge e a c h a nd e v e ry v oter reg i s t ered to p artic i pate i n
�PAGE THREE
the Modelcities Program to vote on August 2, 1969 at the appropriat~ voting place.
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l,r
i
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c n1 1:·si" to be conduct e d in sc ,n:i.n:ir fo_rm undP. r th() dircc tion
l:r llnb1c1·si Ly o f Ten nessee at Cb.:iLto.noo L:.:i .
Th e m:.1jor objc,cl.ivP. of the Mode l
Ci.ties Tr;)fn::n ~~ l'rc1:_1;r:1in is the en:1b l em8nt of the fifty mr:imb r~ rs of t :1 c C.D.A.
i.~0:1~'G
or- 11:;__r ect1"rs b-0 -f -L111,Jtion c1s a cohes ive arlminlstrat ive body ,1h:i.l~ s imnlt=meous ly ·
c1:c , 11r·1,::;i: :.:; t h e dtt.ci.i.n.,1.ent'. nr r':)t ~ntion of indiviciu.1.l .i.dentity w~th t ho se va rious
spo rw0rin r,; :~rL;u r--c Fh0m :i.t is the board mc;1'.1bers
I
r e sponsi.hlity to repr1:;scnt.
This
objed:ive can best be ach i.. eved by en.J.b line :,h e participants to:
1.
acquire knowJ.erl Ge of the actual structur e of thA Model Cities organization and the objectives of the progr am .
2. ·deve lop an aw3.reness of the decision-makini::; proces s in tr:-rms of s e l e ct i r.G
acc eptable alternativ ~s to recogni zed problems confronti~c the CDA Board.
3.
Establish.i.ng and . maint,ainin g an orga nizationc1l esprit
I
de corps' which
on one hand wil l enable each CDA H.oard. par t i cipant t o mafot3.in his
id entity and . t ies wit9i.n _his own spher e of the community , and yet
permit hj~'ll to Inr'.lke decisi:ms b ased on a tot-3. l committ me nt to an Jv erall
achievement of the organizatiana l goals o ·
Th i.s s eries of s eminars uti liz in_, c onsult::i.nts , applyin1:; dynamic a;1d
inno 1i:1.ti.v~ ed ctcati on'l l techniqu~s , and jnvolving expertise from as many perti :-1':=nt
s nJ rc r.:; 3.s a r e availab l e is, like th e Mode l Cj_ t,ies Program i t se l f , a de;--:onstr 3.ti0n
rroj ect.
!lec.1.use thP. re i s l ittl,~ nat ·l on;:i. l experie nce in train iri;:; prograns Sllch as
the onr:; d esc!"ibed, the emphasis in th e Chattanooca progr,:11,1 wi l l be on experi.r:,ent ati:rn
anrl i:'1.:10vati,, n.
As mie ht be expected of an expe rimenta l undert.1kin~ , it :vill be
subjcc ~ to reiular ob servati on, monitorine, and evaluation of its effectiveness in
terr.;s of the goals it seeks to fulfill.
It should be understood that this
�{2)
co:1 ti :n:nu[, ev:tlu-:itivc p' oces" is o. tcsLin;; proc:&lt;'ss or thP. tr;i:i.,dn _~ pr0:.:;r·1m and
it.s shfr, a~ 1,e ll


i .c;


of th0 p:1rti.r.ip,1. n~s .
'fl1c: l':i.rsL :.;cs s i on or. the program will lllf':'ct Saturchy, J\uc11st 9, 19(.9,
~t the camp1s- 0r ll.T.C.
rts
•
•
~
n.1.ne
c onsccut,1.v
c ,;;,.
, tur,:.1.i ;_ws.
w:i.11 the followin 1~ n:he sessi,Jn:::\ 'm the follo','l' i nG
A suJ~estnd strucLure and cont e nt of e~ch se ss i on
is found :in Appendices I thru X.
s t,1·t1c t\ire the
E·.J.ch consult:i.nt, however, may modiry or re-
seminar to achieve the objectives as outlined.
F11nd:Ln 6 .f0r th i.s t.rainini proi;ram has been secured under thP. · provisions
of Ti.t.lP. 1 of the B:i_::her Education Act from the Department of He;iltn, Eduea tion
.inrl '.·!9 1f,1 r? ; Ins t.i. Lu l;ional monies of U. T .c.; and funds from the 1fodel Cities
Phnnir![; '}rant.
The cxpectat.i.on is th at t.he e ~~pe rience and inf.'ormation derived fro;,1
the pro ~ram will c 0nt.ribute siz;nific.:i.ntly to the effectiveness of the C.D. A.
B02 ::--d as a de cis i ve administrative body.
It is hoped, · also , that from this
.ModP.l Citi e s Training Pro ~ram th e re will emer;:;e a ,body of knowledge and experi ence
which will be of value not only in Chatta nooga, but. in other cities
·,
as
v:e ll.
�(J)
t.lic- .:it,n:t.." .:ind HiJli.n:~ness of the C.D.A. Doard to disc har;;c e ffccL:i.v ely its
res ~,0n s:i.bil i ty as chi.8 f ar.lriiin:i.Rt.ra t. i.ve body of th&lt;: Ch-1t k rno 0,;a Model Citie s
Progran.
As adrninistrator:s who are. responsibJ.e for the pl;:i.nnin;:; and jm;_;l~rirmt:i.tion
of th e L;it1l Model Ci. ti.es Pro,:;ram, CDA Board · rneinbe:rs must be sufficientl:-{ eci1J:i.pped
· ( 1) ~d.th the necess,'.lr,Y ski lls, tools, and informati.on r c J..citP.d to all aspects of
the l~d~l Cities Program; ( 2) with 3n understanding of the Mod el CitieR Pro~r a m
and its rebt. ions li:i.p to city i;overnment ;ind other agencies in the urban are --both
privc1te and pubhc; and (3 ) with methodoke;y anr.l dynamics of decision-mak inr:;.
To this enrl, thP. Mod e l Cities Tra inj_n~ and Orienta ti:m Seminar Proc;ra.~ is
d8si_:;ned.:
1.
To insure th a t the C.D.A. Board members will be a1-1are of - their roles in
the Model CiL:i.es Proir a m.
2.
To provide C.D. A. Board mPmbe r s wi t-,h si.1fficient and relevant information
c oncerni nc th~ Mod el Ci.ties conc ept a nd m~thort .
3.
To insure tha t C.D.A. Board members a re fami liar with the ~:odcl
Citi,;,s structure , bo t h na tiona lly and loca l ly o
L.
To provide C.D.A. Board members witA pertinent data concerning the Hud
~ui?eli ne s as related to the Model Cities Program.
5.
To provide G.D.~. Board mP.~bers with r e l evant informaL ion concernine
s peci fi c problAms rind program areas t o b e dealt with in the :fod el
Neighborhood area.
Furtr1P.r, this · proc;ram is de sir;ned to foster competency and sound judgement
on the part. of the Board member.s by provirHng them with training cxcercises ar.d
experiences i n problem-solv ing _and d ec ision-makin~.
No Board wi th a members hip
so v~ried as that of the C.D.Ao Board ~an effectively discharge its duties and
�t.he inLcnt of t hi s pr o 1;ram Lo provide structured experiences for the fifty partici-
r'.::l.t:in,; CDA Boal'd mE'n:be rs- - memhe rs with va r:i. P-d backcrounds, w5.de r a ng e s · of e xperiences,
di.ff erent lev e ls or· edllcational attainme nt, anri diverse interc sts --wh ich ·t1ill
P 1nble
the iJo.Jrcl to function as a colwsive nnit with mutual interests and c or.,r:i.o n
t~rnls; on P dedicated. to . salving the problems of the Model Nei~hborhood and its
r0. op l e e
�'.vlii lr t.he1'f' is 11,:i st.:ip('tir-l or othr-r Corm of' comr, 0 nsaLion for ~ tt, cnd jn~
thc:.;e l r :1in; i\~ ~rn tl •:iric-rnt:i.t,i ., n sctnin:1rs , U1r.rc i : =, ovailablc -for all members [':inon ci':11
as :..ds k1nr.c jn \.11 0. f' orm
wlri 18 ,U.cnd itt :';
L} 1e0 r
or
r :1y 1~cnts or r .e iinb1ir seme nLs for all f'Xpcnses iw~1 1rrPd
·- c,
10 sessi.,1rn:i. , If you spencJ · or ne0 d any m.-rni..es for ci1ilr:l-c-:1.r
t.r:111s rort.-1 t.i,, n, f :1od , or los e money Cor be.ing. off your j o b, you n.1ay qua lify for
fjn =i.nc:i al assj_st-,nr.0 .
As a memb er of the C.D.A. Board y ou are r e nde rir. 3 to the
ci tizcns or Lllis comnnmi ty a V;) lu.:i. hle s e rv i ce; thus you should not be pena lize d
f:ir..1.ncially in connP.c tion with your services on the C.D .A. Board.
A simple voucher will be provid ed at each s ession.
Simply list the expenses
ir.c urr~d by Y·"ll. a nd bring, send, or mail to the Mode l Cities· Office at ll.il8
Mccallie Avenue .
�If
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Cl'f'J :3·;- t.! i '/\l/'l' 1 C 1 1'f\Tf 1)t! •\N D T~CIWJCJ\L /\SSTS'i'llf.JGii.:


1nrl thC:' as:~11 r t, inn which c,ntrihuLcG rnosL Lo jJ,s · uniciue chri.r::1ct0r is th0 uc1i.cf


l.!~:..t ;11.1 .xi 1:w,11 hrr10ril·, c.1n be rlr.rived nn1;y ,,lien thrr P. :ls m;:i_;d.rnum p1.rticipaU.0n in
pl·rnnin,~, rolicy fn.rnnVinn, :.nrl i.mplemental.ion by those v1l1ose li.vcs a:vj fut1iros
,d 11 b e


1


r· r Pctr.d I,~,
t.lJP· pro;;ro.m.
One of t.hc b-,sic el8m0ntc.;
ot' an honest invit:ition for citizen particip-1.ti.::&gt;n
is th0. orfer 0·f t0.ch1Yic:1l astdRtance to the citiz e ns; the failure to provide s uch
~:.3s :l s L:t:-:c c ,-101,l i r~nrler th r: concept or genu1ne nei 2:hborhood involvement mea n i n;; l-=ss,
since ther0. c~n he no partner~l1ir, ~r inv olvement, wh~n one of the parties l ack s the
t? chn ic1l ~xpertis e to make informed judgements.
In City Dein:-ins t,ration Asency Letter No. 3, October JO, 1967, the :!:lep3.rtment
of :{ousi n_; an ci Urban D~velopme nt established performance standards for citiz en
p~rt ic i pat i0n in the Mod~l Cities Program .
Amon~ the major points contained in
these standard s is that of technical assistance:
••••• The structure must ha ve the technical capacity for n,3.kin 0
kno1,,ledGeahle decisions~ ••• Some form of professional tech nical
asEistnnc·e in a m;:inner agre e d to by neiehborhood resid e nts shall
be provided."
)
.... -
�I
(7)
,",1) ~) ~'.L CJT1 r,:.s C:lf'lr :U.'l .l 'l'Y Dl~l/l~Lij l'Nfi:N T
ADIUi·JIS'l'iL'\'T'JON
130!\itD
UflJ". NThTJ UN S,•~['JJNI\R.
1.
An Ovrrview of Mode l Citi0s
A. · Ilistory of Hodel Cities Proera m, ~J:iti.nnal and Local
B.
Phil6sopl)y of Moclcl Cities !'roGram
C.
llud guidelines ,1 ncl pcrfor 11:.:ince st0ndards
D.
The D~r1 ·nstr;1 t,ion CiLies .cind i"lctropolitan
Develo pment Act of
Aur,ust
16
1.
Bo3.rd Decision Ha kine - Theory and Pr,ictice
A~
Value a nd fact in decision making
B
H.esprinsibility, Res ponsivene s s, and Autl;ority
0
C.
Au gust
23
1.
A.
Role . of loc~l Go vern ment
B.
Role of CDA Board
D.
1.
"The Hidden Agenda"
Organiz a tion of the Nodel City' Program in Chatt;} r.ooga
·c.
August JO
1966, as amended
Role of nthPr agenctes
Role of citi ze ns
The Model Cities Planning Year
A.
Plan submission r equ ir ement.a
B.
Role of Model Citi8s sta ff
Co
1/.ole of CD/\ Board
Do
Role of Citiz ~n part i eiration structure
~-
Problem ana l ysis
Fo
Goals ci.nd obj ectives
G.
Priorities
Ho
Bud get in~
�( H)
J..
i:,,1Jc l City
1'l:u111j
n~ G0nccyt.s ,md Approaches
B.
Proc0.rl11r.:i.l l.'lann:in:_';
C.
Fxe cu tory l'l .1 nni"ri[:
11.
P lnn n:i.n s .'mr.l rPv:i. ew in the pr ') r,ess of c )n: posite
d0c:i.sion-ma kin e
3c-;:itcmber 13
1.
T!Je I'-'!i:H:lcl Citfos Five Year fimrncinl Plan
A.
The "Uem'. mstr;:i Li ·,n 11 concr-pt
B.
What is rneri.nt ~JY the s t nt ement:
"The pro[:;r&amp;rn
f,h01Jld 1r.ake a substantial imp1 ct on L he _:h~rsical,
P.conornic, and s ocial problems in the Viodel
Nei~h bo.rhood /\rea."
C
ThP role of
D.
The role .•f the CDA Bo:,rd
~.
Technic a l assist~nce arr~r.ir~ents
F.
Pos: ible st:r;-uct 1:rir.g ar:ranger.cn ts
0
Se ~t ember 20
1.
the Model
Cititts staff
R')le nf Boa rd, St;:iPf, Citizens ~articipaLion Street ·re,
and Te chnic-31 '\ssi.stance in Model CHies
Se t·tei nber 27
I
•
1.
.q,.
1'\ r ..- as in which ::i Esist.:Jnce riay be called
B.
K; nds ':-&gt;.f a['SistP.nce av;:i ih ble
c.
Mechanics of r e:L nburs ement of te~hn ic:a l assis t2nt s
D.
R.c&gt;as m f o r r rovision of assist'Jnce
0
Tr1e Firc- t YPar Acti ..,n Pro,::;ram
A.
l·'roe;ram De velo_p]llenL
B.
Prrigr-'.lm rfa n::t ~€' ment
c.
Progn.01 fvionitorinG
D.
i'ro 1:ra m 'Sva l1iaU. .- :i n
�(?)
C.
It(-'] a t-,i
'llship r,f each ;_ ,rogram to Morl e l Ci tj_es
.0.., .~.Tlie me r. h.'.:l ni cs of f8r:l rc: ra 1 ,::irograms - plo nnin 'i,
progri1rnmin~, fundinc, iniplcrnent.:iti·m
1.
l'robJ.em .Solvin:; and Group Interaction
A.
Hr.spect for the or;inion of others
D.
Se&gt;nsitivi ty t,o the needs anr:l lim:i.tati0ns o.f otters
c.
S&lt;?Lting eroup 6 oals c1nd making orderly progre ::.-s
D.
Democratic participation
'!;'
~r.e,liency arid Compromise
'•
�(:ICl)
The CD,\ ~i0aril, cornpri~,::,cl of 50 people of varied ba cl:r;r0uncls, abil·j tiPS
anci :ii~t C' ··c,~~t.n, n•nst. t,c brou.:;tit. L,o funct:ion e rfcct.jvely
after a scdc-s of tr.n \·1e 0.kly ori0nt.ation mr.etings.
as
a 1:nH, durinc; and
This trainine r,:::·o;;ram wi).l .
be ch.:ir:i.c_tcrhcd , in tern;.s of format, by strict ad}1erence to time schedules
and by fJexibility in tr.e
(in or,:l cr to :1.::i.kP. the best use of limited ti1ne )
f ) r :'it:°lati on and :implerncntG.tion of the format.
The board will b e divided during
~art of the traininG sr.ssion to permit model neighborhood are representatives-half the b oard -- to rPceive special orientation dea ling with the broad area
o°f citiz e n p2.r:i tc:i.rati on; thP. othe t 1:;roup, non-MNA repre sentatives, will also
receivR 3rnup tra ining d11rin~ thls pe rjod.



cct. i.n~;s will be hP ld each Sa tt:rc1:iy, August 9 throu 6 h October 11,




on
The tentative pr ograrn da y for t he. ten meetin[S will proc eed
th=: c w-,,,·us o.f UTC.
accord jn: t 0 t h~ followin~ sche dule .
8:J0-9:L5
Bo.J.rd mf"!el ,s togGther'with Spe cial Area Consultant.
9:L5-lO:JO
i'-i 11L'\ representaU ve mr.et toge t her with Consulta nt rota tin;; .
9: L5-lO: JO
Non-E:{A me;:ibers mee t together .
10:30-10 :LS
Coffee Break .
10: L5-ll: 15/
°803.rd meets tot;ether Simulation exercis e presented.
11:15-12: JO
Sma D. group discus s ion.
The fo rma t may be f.;ooiffod after the first two n;eetin .::;s to permi t a
gre.:::. ter ·dezree of flexibility in the utilization of the consultant s a nd ::&gt;tr.er
technic;:,.l o.s::: istanceo
For each S.J.tt:rday ' s seminars a special are cor.sult=1.nt
~;ill h e r e ta ine cl and he ui 11 be at l ·Jb er Ly to aria.pt the format t o J-;j s r.E'cis
s i.n~~
!'-11:'
~·rill be in char::;e of tha t day I s pro Gram.
�(J J.)
pro,~rarn, a



bta:i.kci ., ct.iv.tty Gche dulc 1vi 11 br: wrjttr:-n f or tr:c rlJ.y c:.ncl s1.11-J'ri:i.tted to




bo.'.l.rd
!:;01111':~rs
.'.l. t. lo,::i.s t. a week in arlvancc for their c oncurrci:c:e o
�(12)
EV/\LU/\.TION
An es, ent.bl clc11:ent of the or:i.0ntation pro 0 rarn i.s the process by
· 1-:l:frh :i.t. j_[.; cv:tlt1~ted
0
Apart from the obvious 1.Jener.its •J I: such an evJ.luative
i-=rt)c~ss t o tl:8 .r-rog r :un itself and to. its participo.nts, is th~it Gu.ch a
i='l' )cess will driubt,l.0ss be a dck·rn-inin 0 factor in th0 .fc.J.sibility of thA
11s"' of sur.!i
3
prot;1'&lt;1lll cls 0.•-1!-iPre.
Arsas tn bo cvciluatPd :i.re:
(1 ) attitnclinal change s amone ' the
rar ticip~~ts ; (2) r0tention and scope of factual materials presented ;
and (J ) procress in the arc~s of d~cision-making and problem- solvinG•
It, is f8lt that cv.il113.tions .sh-,uld tc1.ke place at_ the beginning of the
pro~ra!1, a t, the t~rmina tion of the pro::;rn.m and as often durinc the pro~ram
as is felt necessary.
�(l)
Al '1 -~~ ~1DIX I
8: JO-S1: .15
CD/1 ;Jo1r:.l me -•l:,s Special Are a ConsuHant.
9:L15-ll) : J0
Vil'JA ::irid Cnnsultc1nt.
9: L5-10: JO
Non-t·:IJA rnembers · and ConsuJ.tanto
Sach e: roup u:i.11 0.lect le.:ide:r to act as chair;nan and member to ;:crve
as r e cor i:kr and/or fcp,YrLcro
Sessions will be !:,aped , both HW\ ,1.nri Non-rZ·:A



_:1·oups ·d ll he rli.scus sion seminar s




1.
th t1-1 0-f0ld purpose:
To enablr. part tcipants to partic:i.pa te in some: dee Lsi0n 1::ak:i.n;
or
proc?f&gt;s in terms
2.
wj
orcanizati on- ·:&gt;.10.cti,)n
o:
chairman and recnr rter.
To discuss t.he implica ti.on of the consultant I s morn:~n~ present:itinn
·in terms of the
11
50 11 and what eff8ct the croup could have on the
Grea ter C}ic1U a noo:;a- 11 Thi.nk Tank" for what conld take place t.hrou;h
1975.
· 10:J0-10:~5 Coffee Dreak.
l0: L.::-11:15 .Simul:.il:,i :m ".:;;.;:crcisc basect on weekly format-Leo, a pic:torici.l .
rep rese:nt,:d;i-)n of a philiso phy expressing opposition to th-3 need for a
~'.od:; l Cities Pro:·;ro.m i.ri Chattanooca o
This will alss, be structl1red to s erve
as a catal;;st for a sensitivity exercise.
1::.:15-12 :30
F'ive s ma ll discussion broups will be formed-leaders and recorders
will be elP.cted by each group.
Tapes provided fo r some --Vi deo Tapes of othe rs.
Discussion will proceed on the basis of attcmptin::; to formu l ate 3.n acc e;:-ta~le
decis t0n C'Jncernin;; the nature of the pictorial pres e ntation.
.1 :ember shi;;-,
wi ll rc r.1ain the same for first five session-then r ar. d0r:1 s e l e ction o: :ive
n e ,v croups o
Iloarr:l m~r.ibcrn will re :orm as- CDA Board duri;--i,; last 20 mi:,ut c~
of t h~ proJram o Brief report fro m each group chairman or record er.
'



.e:r.a-5:icer




�(2 )
I.
L)f
rc1·j :)Ll srcnt
i11
olrl:,.:t:in:int; the co11scn0u s o.f the
.'.lC'. l~cpt,tbl,~ t.o the :_;roup.
11
)0" in tcn.1::; of.' d cc isi:m(s)
�(J)
APl ';.i;NDI X JI
CD!\ Doard and Cc111sultan~,.
8:JL)-9:.':;
9:)1S:-l'.J:J0
tJi ;A i3 oarcl ancl ConsuJ.ta nt.
9: 1_:~-' -10 :J0 Non-NtL\ Doani .cind Consultant.
T1-10 _;rou~)S me e L independent-~,, ele ct chairmcm a nd recorder s , disc uss
H:C'ir un:iq11e role as individuals in the total ctedision-makint_; structuri:
,v
of th i::- CDA Bna1·d.
cr i tique
or
Hep-'Jrts of chairmen of the tuo ~rou ps, Discussion and
the reports in terms of total interaction of the participants.
10:J0-10 :L5
Coffee Dreak.
10:L5-ll:15
Sj_intilatbn Exercise.
Role l'l;:iyjn 1_; --~rnrc1se designed to enhance the authoritorive structlcre of
an or~anizatinn in terms of decision-making.
ll:;15-12:J0
Five Reports--CDA. Boa rd structures a model for interactbn
based on principles acceptable to the total Boardo ·
�8: J0-9: /15
CD/\ Doard meets Special Consult.:tnt.
9: !,5-l'.1: JO i'iJ.JA and Consult.ant.
9:LiS-l·J:J0
~:on-l'-,NI\ me mbers.
ElFcti•m of cliairm:in .:incl recorckr.
Discussion seminar·s for Loth 2roups~ . .
Two-fold purpose:
1.
To participate in decision making process by clcctin.; .chair:nan.
2.
To disc11ss an issue as unique to the 1;roups,ioe.; the l•l}JA mer.ibe rs
and the effort of non-participation in decision-:n.aking in the
Chattnnoo 0a City Goverrunent--the Non-MNA membGrs anr:1 the d (: sirability
of bcin:.:; in a position to effect a decisi0n with the city goverruni:; nt.
l0:JO-lO:)i5
Cof.fco Brea ko
10: L5-ll: 15
S:i.mulation Exercise.
Role playin[; by selectccl r;r ciup.
"i iilit::?.nt Citiz ens"--a confrontation between a' group of citiz e ns ;ind
'
.
i n~trl r-&gt;qua t P. police protection or n.n inadequa t") schoQl cur :-- .i.c 11lu..'n.
Problem
based on -Zcono:, ics--I-fow to cope wi"t.h sec11rine enployment.
11:15-12:JO
Five discussion groups--ele ct leader and r e corder. Disc uss
acceptable solution to the problPm pres e nted.
ques tion pe r i od.
wi ll b e mad e
Simula tors ava ilable for
Report of the r e c ord ers to the full CDA Board .
An at tempt
to obtain a cons e nsus of opinion as to the be tter solut ion.
Vi deo Ta pe Re c orde r to r ecord the de ci s i on- making proce ss.
mi nu t e s for self-eva l ua t ion of problemo
Use l a s t
15
Use
�('.:S )
/1YPENDIX IV
Au:_;us L
J()
8:J0-9:L ~ CDA GoarJ.mects Spec ial Area Consulta nt.
?: L5-:i.0:30
n~J.\. .:i.nd Consult:int.
9: L5-10: JO
}\111-l\en:bcrs NHA.
Each r,i~0up 0lP.cts chairrna n and record12r
co:.c e r:1in G e:ich groups
I
o
Sessions ta pedo
Serni_nar discussi -Jn
uni.queness in terms of the consultant 's presenta:.iono
Two-fold purpose:
1.
To strcn ghtcn total participation of all memb8rs of the group.
2.
To disc 1-&lt;s s t:1e decision-making process as related to Nl":A and
Non-Nl'"IJ\ o
l0:J0-10:L5
Coffee Break.
10:L5-11:15
Sbu l atLon Sxerci se .
35 r.m pictorial presenta tion of a
,_
"Cit-izr=m 1 s Participation S t,ructure" wh ich does not reflect the r;oals
of the 1-lodel Cj t-,y Program.
Problem of making acc~ptah l8 decision by
the sroup is prcs~nted to the CDA Board.
11: 15-12: JO . Sma 11 grjup discussi :m of sinula tion exercise--5 l eaders and
recorde rs are ele cted.
1.
Discussion will proceed on the ba sis of:
How could the structure of the board be c hanged to make the board
more effective?
2.
What alternatives are available to th e group in t eTiils of maktr.e
an acceptable decision as posed by the problem.
Brief repor t fr om Chair~an--Remainder of time spent by CDA Board ma.kL~g
a dec ision based on da ta presented in problem.
�(6)
APJ 'ENDIX V
Scptc:;ll.iPl' 6
S:J0-9:)_Jr.
CD;\ !Jo:wd m0cLs
Spcci:,l Consultant.
~) :!1)-10: JO
}lNJ\
and Consultant.
9: l,S'-10: JO
Non-MJ'li\ and Consultant.
- Each group · electr·leader and recorder.
Each group will decide the·most
seriol1s problem confront:Ln~ the CDA Board in terms of the consultant's
cU ~cussion.
10: J0-10: )15
Coffee Drcak.
10: 16-11: 15
Simubtion ·Exercise
11
Con.D ictir1e Priorities" a pictorial
representa tion of priorjties beinG established with adequate participation
of thP. area ciUzenry.
ll:15-12:JO
Small group seminars.
group establish priorities.
Elect chairmen and record8rs.
CD/\ group meets.
Zach
Chairmen report briefly.
CDA attempts to estahlish priorities acceptable to total Board.
�('I)
i\Fl'~ NDIX VI
Sept.crnb cr 13
8:J0-9://;
C:DA J10.1rcl meet::; S;;8c :i'11 Area Consultant.
9: ){;-Jo: JO
MNA :rnr:l c,~nsult-1 .nt.
9: L~-1 1"' :JO
l'fon-MN1\
and Con:rnltant.
Two-fold pnrrosc:
1.
D:lch grou p elect chairma n and recorder.
2.,
Each group discus3 the role of the total CDA Board and
11
Subtantive
I:npost" with specific reference to (a) physical problerns; (b)
ec -:momic problems; (c) social problems.
(Use Video if available)
10:JJ-10:L5
Coffe e Dreak.
10: !.;5-11: 15
Simulation F.xercise--Hypothet ical Problem prrnented to CCA
parti::i.p:1nts.
Short skit developed for purposes of drama tizinz a spe cific


-r'-1bl,,r;i arisinc within tb i=

 !fodel Area.




11 :15-12:JO
Small 3roup disc ussion of pr obl em ~ nd. solutions.
rr.cets as unit.
3rief reports fro~ r ecord~rs.
CDA Board
An Analysis of the proble ~
by to t~ l group and an .acceptanc~ or reject~on of the five solutions --a
c onsensus of the group is formed in terms of articulating a decision 'oy
the tot3l group.
(taped)
�(fl )
AP l "~ImIX: VII
,S:J(l- 0
CD,\ Doard rr.i--ets Special Area Consu ltant.


//


9:l,S-JJ:JO
Nt-"·/\ and Consult::i.nt.
9: lt-JO: JO
Nim,..}17',1.f\. anrl Consult-1.nt.
Two- :·o·Jd !' ;1rpose;
1. Elccti.on of chairm=rn and record er.
-
2. Group disc11s sinn jmplcmcnt the discuss:ion of the CDA to the '.:.hr"'e
s;-,ccific ar eas as seen by the two groups- -city Government, nei;;hborhood, nnd Model City Staff.
l0:J0-10:L5
Coffee Dreak.
10:IJ5-ll :15
Simulation Bxercisc~


&lt;~erci se-pi dorial will present .a problem (5 ) which will involve .a high


de~rcc of rolarizntion of three aroas of interest groups--goverru, ental
officials, nej.-:;hborhooct organization, and Hod el · City Sta ff.
11:15-12: J O Sma ll group
(5)
discus s ion with lea der a nd r ecord er.
An
analysis of th'? problem(s) ancl altr,rmitives available to the to tal CDA
group as seen by the s ma ll gr 0up.
Report of five chairme n:
An ana lysis
by the CD!\ group as a comm i tt ee of the whole:--What is acceptable i..n terms
of a decision to the pictorial problem.
�(9)
S0.;.:,tenl.'c r 27
8: JCl-9: )(
CD!\ l30.:1 rd mecl,s Special /1.rca Consultanto
9 : 1:5-10: 30
JWa\ anc1 . Cons u 1t.:1nt.
9: /J.5-10:30
n:in:..t!Ef\. and Cons nli;,anto
~:-ic~ ;roup meets:
1.
To elect chnirnmn and recorde r.
2.
To discusf specific ques tions arising out o.f th~ co nsultant .ts
present,,. t i on with an emphasis on th~ uniqueness of int er actions
as ar~i'l ic.::ihle to each croup.
10:J0-10:L5
Coffee Break.
10:)15-11:15
Simulation Exercise~ ·
i'ictor:i ~l presentation of problems which set the sta ge for prob l0.m- solvin.::;
in th~ are a of tech nical assistanceo
11:15-1?.:JO Fiv e e roups rltscuss ann formnlate ·action pro~ram based on
t ecbnic.;il assis tance .
t o CDA Boarrl.
CDA Board ll)eets as a group.
Five chairmen re port
Discussion of concl1Jsio n by tota l Board .
�(10 )
1\ PP !~NDIX IX
Oct.0b0.r Ii
n:3(1- S' : //
CD,\ Bciard meets Spccia l Arca Consu1 Lant.
9: lt-10 : JO
tiNf\ Boarrl niemb Prs and Cons11 1 t :rn t..
9:/.5 -10 :JO
Non - MN.~ Bo.J.ril m0.rnbe rs and Consultant.
-1.
2.
Slec-t Je3.r:l 0r.~a nd r ecord er.
lrnplC'mcnt.ntion of clisc us si0n by consulta nt, with emphas is on
r0le1tinnsh ip


 nicl c oord in 3. tion.


10 :J0-10:~5
Coffee Dreak.
10: L5-ll: 15
S i.1n111.:t t i on Acti.vity o
Pictor i.al presen t G.t ion of a hy potr;etica l
case of thr in-• bili t y of a boarJ to make a decj_sion bec.J. use of an inadeqt.:a te
c ,11-rd; r.,1tin:1 anrl informa tion structure within the total organization.
( a nother a~;ency (i.P.s) within the Model Neighb orhood Area )
11:15-12:JO
Sma ll discuss_ion groups.
di scussion :;roups.
Ele ct chair ma n and r ecor der.
Tape
Purpose _of group is to :~naJ..;ysts the problem pre sented
in the sir-iul3.terl experience an d attempt, to select a lt ernate soJ.1;.tions in
tN; 1.s o.f a value d eterminent .
Comparison of solutions by group presentation.
A sohition or" a ·b etter -solution by the CDA. Board. ·
�(11)
APPENDIX X
8:JC&gt;-9 :li~: CDf\
9:l15-10 :Ji1
2.
Bl):ll'd
(tnd Cn11s11ll,ant.
J·!on-!'r~•lp r::, ,111°1 Cnnsult.ani..
Contj1111.·.lt:i.on of Consul tan l,'s theme in terms of:
(1) Sensitivity to ncedG of all membrrs of the CDA Boarrl .
(2) i\n ex1111:in.1t·Lon o f the group 's responsibility in s e ttin3 cr o.;p
fi01ls anrl makini progress.
10:J0-10:L5 Cnffc e Br~~k.
10:l:5-11 :l;'.
Sjmul"ltinn :T.xercis c .
Selected croup portrayine; a 6 roup of r epr8-
sen bt-~ve youn;: peop1€' of the Model Neighborhood Area Thmne of sir.rul::i.tion
~:-: r_, rcise is a rlir~ct confron t d ,i0n b2t1-reen one se;:;ment o~ the r-ItrA anr:l the C'..)A
B,,ar &lt;~.
Impli.cati,..,:i.s for authorH'lri rm decision-riakin.; .1r.d p.1rticipa tory
deci.si•Jn-m,:1. Jci.n:;; are pictoriA-lly portrayed tb the group.
11: 15-12 :30
Small 6 rciup disc 1tssion.
Slection of 6 roup l eaner and r ecorde ro
." n J.n:ilysis of th8 ty I') cs or ctecision-ma ki.ng as portr3.yed witi1 an atte::i,,:Jt to
$tri1ct.ure a mnre ae c eptab l0 procc2:=, . for arrivlnG at a dccisiono
f_;rot:p rP~ort, to the cnA. group by chairmen.
T.'lpe o
CD.t..
The CDA, · q.ctin6 as a unit, is
prF?ssured to. for mulate de finitivP. .:;oals for the c;roup with ne eative stirru l a t ion
bdnc c011st," lntly p!'ovided by '::'Xtcrnal force --Consultant 0r member of the ?·:nd e l
CiLies Teqm.
body.
RPaction of group in terms of cohesiveness as a decisi0n-rna k i n;
Video t ape.
�MODEL CITIES TRAINING PROGRAM
University of Tennessee at Chattanooga
Chattanooga, Tennessee
.·.- . .... . .....
The Model Cities Training Program, one of the first of it."s
kind in the country, i~. a ten session course to be conducted in
seminar form under the direction of the University of Tennes·s ee
at Chattanooga.
Th e ma jor objective o f the Model Citie s Training
Program is the enablement of the fifty members of the CoDoA.
Board of Directors to function as a cohesive policy-making body
while simult an e ously encoura ging the a t t ainme nt or ret e ntion of
individual identity with those various sponsoring groups whom it
is the board me mbe rs' r es p o n s ibility _to 're p resent.
This obj e ctive
c a n b es t b e a chie v e d by e n ab l ing t h e p articipa n ts t o:
(1) acq uir e
knowledge of the . actu~l structure of the Model Cities o r g a nizat~on
and the obj ectives of the p r ogr a m;
(2 ) d e v e lop an awaren ess of the
d e cision- mak ing process in t e rms of se l e cting a cce ptabl e al tern a tives to r e cognize d problems confronting the CDA Board; and,
(3)
est a bli s hing and ma int ain i ng an o rga n i z a tiona l es p r it' d e cor ps'
which on one h and will e n a ble each CDA Bo ard p art icipa nt to
ma intain hi s i d entity a nd ties within h is own sphere o f the
commu nity , and y e t p e r mit him to ma k e d e cis ions b ased o n a tota l
c o mmit tme nt to an ove ra ll achieve me nt o f the o rgani z ation a l g oa l s o
�l
I
(2)
This series of seminars utilizing consultants, applying
dynamic and innovative educational techniques, and involving
expertise from as many pertinent sources as are available is,
like the Model Cities--Program itself, a demonstration project •..
Because there is iittle national experience in training programs
such as the one .described, the emphasis in the Chattanooga program
will -be on experimentation and innovation.
As might be e x pected
of an experimental undertaking, it will be subject to regular
observation, monitoring, and evaluation of its effectiveness in
terms of the goals it seeks to fulfill.
It should be understood
that this continuous evaluative process is a testing process of
the training program and its staff, as ~elL ~s of the participants.
The first session of the program will meet Saturday,
August 9, 1969, at th~ campus of UoToCo as will the following
nine sessions on the following nine consecutive Saturd ay s.
A
suggested structure and content of each session is found in
Appendic es I thru Xo
Each consultant, however, may modify or
restructure the seminar to achieve the objectives as outlinedo
Funding for this training program has been secured under
the provi sion s of Title 1 of the Higher Education Act from the
Department of Health, Education and Welfare; Institution al monies
of U T0C o; and funds from the Model Cities Planning Grant o
0
�l
(3)
The expectation is that the experience and information
derived from the program will contribute signific~ntly to the
effectiveness of the CDA Board as a decisive administrative bodyo
It is hoped, also, _thi;lt from this Model Cities Training Program_
there will emerge a body of knowledge and exp~rience which will
be of . value not only in Chattanooga, but in other cities as wello
�(4)
OBJECTIVES
The succe-ss of the Model Cities Program to a large degree
depend~ upon the~a~i~!ty and willingness of the CDA Board to
discharge effectively its responsibility as chief policy-makirig
.
body of the Chattanoog·u. Model Cities Programo
As administrators
who are responsible for the planning and implementation of the
total Model Cities Program, CDA Board members must be sufficiently
equipped (1) with the necessary skills, tools, and information
related to all aspects of the Model Cities Program; · (2) with an
understanding of the Model cities Program and its relationship to
city government and other agencies in the urban are--both private
and public; and (3) with me thodology and dyna~i cs of d e cis ionmaking.
To this end, t~e Mode l citie s Training· and Orientation
Se minar Pr o gram i s d es i g n e d:
. 1.
To. insure that . the CDA Boa rd me mbers will be aware of
the ir role s · in the Mode l Cities Program
2o
To p r ovide CDA Bo ard me mbe rs with s u f fi cie nt and re l e vant informa tion c o nc erning the Mode l cities concept
a nd me t h od .
3o
To ins u r e th a t
CDA Board me mb ers are familiar wi th the
Mode l Cities st r u ctu re, both n a t ion a lly and l oca l ly.
�(5)
4o
To provide CDA Board members with pertinent data
concerning the HUD guidelines as related to the
Model Cities Programu
So
To provide CDA Board members with relevant information
concerning speciti6 problems and program areas to be
dealt wi.th in the Model Neighborhood area o
Further, this program is designed to foster competency and
sound judgment on the part of the Board members by providing
them with training exercises and experiences in problem-solving
and decision - makingo
No Board with a ·membership so varied as that
of the CDA Board can effectively discharge its duties and responsibilities unless its members develop a oneness of mind and purpose.
It is the intent of this program to provid·e s~ructured experiences
for the fifty participating CDA Board members--members with varied
backgrounds, wide ranges of e x periences, diffeient levels 6f
educational attainment, and diverse interests--which will enable
·the Board to .function as a cohesive unit ·w ith mutual interests
and common goals; one dedicated to solving the problems of the
Model Neighborhood and its people.
�Re sident Involvement During Planni nq Proce ~s
In December 1967 the residents of the Mod~ l Ne ighborhood Area
selected the s tructure tha t they_ felt would be the most workable and repre sentat i ve o f the s i ~ ne ighborhoods that make up
the Atlanta Model Cities Program. ( see figure on community
structure) .
l•Iass Convent:!.0.1
The Mass Convention is open t o a ll Mode l Neighborhood Area residents. Here the cit:i.zen·s .have an op portunity to hear the progress made to improve their coromunity and to voice their views
on the Model Cities Pro gram. The Mass Convention also guarantees to every Mode l Neighbcrhood Area res ident that all elections that relate_ to the organizatio n o f the Mode l Neighborhood
Area will be conducted in an orderly and democrati c manner.
The Mass Conventio n also symbolizes the idea that the Model
Neighborhood Area is a unified c ommunity with many similar
· as·s ets and liabilities in each of the six concerned neighborhoods.
Executive Board
The 14 me mbe r Executive Board i s the policy making body in the
Model cities organization. It is c omposed o f six neighborhood
residents .
(One elected representative fr om each of s ix · ·
neighborhoods _within the Model Neighborhood Area).
In addition
to the six citizens , it includes the f ollowing: Mayor of the
City o f At l anta , one citi zen repr esenting the Atlanta Negro
community, one citizen from the genera l Atlanta Community, one
repr esentative from the Atlanta Board o f Education , one repres e ntat i'.,e from the Stai.:e of G~orgia , two Aldermen from the
City of Atlanta , and ~he Fulto n County Commissi on chairma n.
Steering Committee
The 16 merri::)er citizen ' s Steering Committee serves as the Mass
Co nvention when i t is not in session . It ac c epts recommendation s a nd proposa ls from each o f the six n eighborhoods. It
wi ll bring th~s~ recommenda~ions and propo sals to the Mas s
Conventio r:. and t h e Executive Board. The Steering Committee is
also responsible for deve loping a n effective citizen organization in each of the s i x neighborhoods.
It is compo sed of the f our Mass Convention officers, six
neighborhood vice chairmen (one elect e d fr om each of the s ix
neighborhoods) ·a nd six residents who serve on the Executive
Board.
Neighborhood Advisor y Councils
The Neighborhood Advisory council structure is designed to
organize citizens at the neighborhood level •. The residents
decided to use thr ee basic structures of organization. Adair
Park elected it s repr,2sentatives on an area-wide basis.
Grant Park and Peoplestown elected their representatives on a
district basis. Mecr.anicsville, Pitt sbm·gh, and Summerhill
elected its representatives through the block structure.
�The basic function of the councils is to coordinat e all activity in the neighborho0d and to be sure that all operating and
standing committees are functioning at maximum efficiency.
Operating committees
Each of the six neighborhoods has 11 operating commj tt ees for
the following program areas: Health, Ed1_tcation, Welfare and
Social Services, Hou sing, Relocation, De s i .gn and Preservation
Physical Improve ments, Public Facilities, Ernplcyment, Crime
Prevention and Re creation. These commit.tees played a valuable
role in the planning phase of Model Cities Programs through
working with pl a nners in identifying problems ti.nd s uggesting
solutions to solve these problems.
The Operating Committee s work closely with thE: .:leighborhood
Advisory Council so that all proposals from the community will
be coordinated through the council. Membership on th-J Operating Committees is open to any resident of the-neighborhood.
Standing Commi ttees
'J~he St anding Comm.i.t.tees serve a s th e o rga nizational arm for
the Mass Con ve ntion and the s i x nei ghborhoods within Atlar.ta's
Model Ne ighbo rhood Area . There are seven committe e s (Boundary,
credenti als, Nor.ti n.at ions, Pr ogram, Org3 ni zation, Resolutions,
and Con sti tution and By-Laws ) .
Each neighborhood has three
representatives on each committee.
Techni8 a l Adviscry Bo ar d
The purpose of the Technical Advisory Boa rd is to 1:eview the
pl ans of the re s idents and planners, and to offer technical
advice. Members ar e r.epr e se ntatives of various community
organiz a tion s . Total membership is open - ended, allowing the
Model Cities Prog r am Director to appoint anyone who might aid
the program.
�Small-Group Work for Sessi on I of Model Cities Training Program
Elect group l e ader or spokesman Make list of names of participants
Yt'\ t,
~-ff,~ l&gt;~N
Our work in groups of ten (10) has three purposes:
1) to help the participants to get better acquainted with each other;
2)
to help them examine their own thoughts and feelings about the Model
Cities program and their role as board members;
3) · to provide us as planners of the training program with information
about the participants' knowledge, n e eds and attitudes regarding the
Model Cities pr,ogram and the training program itself.
The content of each group session will consist of consideration of three
questions:
1)
" S uppo se someone stopp e d you on the str e e t or conf ronted you i n a
meeting with the question, "What m a kes you think you're qualified
to be on the Model Cities board? 1 What would be your answer?"
2) "Suppa se w e gave each of you a $1, 000 gr ant, to be u s ed in any way
you choo se , to b e tt e r p rep a r e your self for p arti cip ation in the
M od e l C ities boa rd. H ow would you u se the m on e y ? 11
1
3) "Suppose that you
people a re. the Mod e l Cities Bo ar d, and th at
y o u were o ffere d the answe r s . to t hre e (and only three ) questions
about the M ode l N e ighborhood A rea. What three q u es tion s w ould
you as a B o ard ask? "
T h e firs t t w o ques ti ons are to be answered b y e a c h .member of the
group individually. (Group disc u ssion could fo llow the individual answers
if that seems natural. ) The answer to the third question should be
arrived at by consensus of the group.
Total time available for the group discussion is 10 0 minutes, allowing
about 30 minutes for consideration of each question. This is a flexible
standard, however, and if a lively discussion develops around one
question or another, the leader need not cut it off for the sake of
covering all three questions.
�rJUL 1 8 REG"b
DEPARTME NT OF LAW
2614 FI RST NATION AL BANK BU I LD I NG
ATLAN TA , GEORGIA 30303
July 16
HEMRY L . BOW ! EN
CITY
ATTORN ,Y
FERRIN Y. MA H · ,W S
A SSIS':ANT CITY
1969
ROBERT S. WIGGIN S
MA RT IN McFAR LAND
EDW I N L . STERNE
RA I_PH C. JENKINS
JOHN E. DO U GHE RT Y
CHAR L ES M . LOKEY
T H O MAS F. CHOYC E
J AME S EJ . · PILCHER
ASSOC IA T E
A T ' ORN !:.. Y
CIT Y
ATTORNEYS
HORII.CE T . WA RD
01.cP UT Y
CI T Y. A TTO RNEY
ROBERT A . HA RRIS
HENRY M . MURFF
CLA IMS A TTORNEYS
JAMES B . HEN D ERSO N
Mr a J ohn 1y S. J0hns on, Dirsc to r
Model ri:ies ?rog~t m
676 r-ap1· -.-, 1 '\ven""' S P!IV
Atlanta , c ~orgia 30315
,....,
... . .,.•
•
A.
•-. \. ...
)
..
SPECI Al.
ASSOC I A 1"E C l TY
AT "rO RNEY
g
Dear Mro Johnson:
I have i~ hand your request fo r an opinion, dated July 14, 1969 9
In addi tion, I have in hand the minut es of the Model Neighborhood
Executb e Board, dated July 1, 1969 . It contains, among other
things, a request f or an opinion from t he Ci ty At torne y as to
whe t her :) r not a proposed res olution prepa red by Mro Clarence
Coleman is a "lega 1 document".
Further, I have i n hand a copy of the proposed resolution, as well
as a copy of Contr;,,ct No o ME-10-00 1 which, hereinafter, shall be
ref erred to as the grant agreeme.nt o
It is important to know what a grant is from a l egal standpoint o
A grant has been judicially defined as the bestowing or conferring
upon another of some thing, with or without compensation, particularly in answer to the request of the othero In this instance, that
thing is money. One of the conditions of this grant is found in
Section 502 of the grant agreement above referred too This section
reads as follo~s:
n~EC o 502 .
Opportunities for Residents -- In all
,.;o -r i:&lt; 11\1. de possible by or r esulting from t his
/ .grr~ 1;;1nen :.. :i the City and each employer wi 11 take


• f f','


~-·mE d v e ,qction to ensure that residents of
�Mro Johnny C. Johnson, Director
Model Cities Program
Page 2
July 16, 1969
the mode l ne ighborhood are given maximum opportunities for training and employment and that
bus iness concerns located in , or owned in substant:U1 l part by , residents of the model neigh-·
borhocd are t o t h e gre atest extent fea sible
awa. ·!Bd cont::ac ts. ' 1
This ~yr, .... r.f c c ~t:c: f.:ua:: ..,,..,.-.:-eement is authori zed under Section 42 USCA
3303 C:1 ):: 1
There.:-u :~...,, : · '1 8 r-i1y op1.n1.on that a gr ant, such a s we have here: may
be c onditio· ed upon add i t i ona l performance by the donee , the
recipien t of the grant . Th is type of add it i ona l performanc e is
made manifes t by the s e ct i on of the grant a gr eement a bove r e fer red
t o.
The general requirements of law relat ing t o c ompetitive biddi ng
are set forth in McQui l lan on Municipal Corporations, Vol 10,
at PPs 321, wherein , i t states as f ol lows:
"The provisions of statut es , charters and ordinances requiring competitive bidding in the
letting of municipal contracts are for the
purpose of invitin g competition, to guard
against favoritism, improvidence, extravagance,
fr aud and corruption, and to secure the best
work or supplies at the lowest price practicable,
and they are enacted for the benefit of property
holders and taxpayers, and not for the benefit
or enrichment of bidders, and should be so construed and administered as to accomplish such
rrnrpose fai rly and reasonably with sole reference
, .0 t· .c public interest o 11 (Emphasis added)
The pr:- :,c :· ~ 1 .._ ._· c:;n ·.·~tion mu.s t now be compared with the verbage of
the s ~ct.1, ~: u[ -.. .-~ "': ,...A.nt agreement above referred to and with the
genera~ · ,., .


_. --
- .~ . . . . .:it:::T.-Jing the resolution, I am of the opinion


tha t :_, : . ·.::&gt; , ..1.1-. J ,. OlJ ' · t.eJ resolution may be a "lega 1 document",
none, i. · l · . ·
-' S -. i tl y wor.ded, it is more restrictive than the
1
�Mro Johnny C. Johnson, Director
Model Cities Program
Page 2
July 16, 1969
section of the grant agre ement above referred to in tha t it places
more of a bur den on the donee than was origina lly envisaged in
the grant a r:rE.ement o
The n e x t qu,:-~r t i u t 1--a L ;:nu r t be answered is whether or not the
l angua ge o f i.:.L;.:, :.~c'J;:,,~sr· ·, r~so lution is so restric t ive that it does
not ful f i } 1 tb ,." ~ C!; L. ~-~: ·:. -.r e ri.1 f rements of law rela t ing to c ompetitive
b i .::'ld · :.;_.'.,c °i:,' r• . , · ~,:. .. ,,. _, :. . is t oo r e stric t iveo
The r e.:., s t
r-"r.
.. ,·. c ;· i.nl;;n i s that it is necessary f or t he donee ,
th e Ci t :~· r... , ~-- .. . . cc: OL·;:: ain the contra cts at t he lowe s t p ossible
price c oP. s u r,;;: ,t: ·vLt.l; Lo t h the condi tion s o f the grant a g r e ement
and the gene r a l. l -c:\v. Th i s obj ec t i ve, i n a l l p roba bilit y, c annot be
ob ta ine d und er the l a n gua g e of the p r oposed r e s o lution und er con-
s ideration.
Therefore , we wou ld r e spec tful l y s uggest tha t the propos ed res olution
be modified a lon g the l ine s of th,3 propos e d re s olution a t tach ed
h ereto so that bo t h the pa.t i cular section o f the grant a greement
( SEC o 502) a nd the general l aw can be sat i sf i ed~
Shoul d you wish any addi tiona l
pr oblem, please fee l f r ee to con tact me o
HLB:cwh
1
with res pect to this
�Southside pr oposal - 1
I. PrearnbJ.e
..
Thi s proposal fo r a nursery program of day car e and child development activitiP.s is submitt ed to t he Model Cities Program for consideration
of its merits for fun ding under 1969 appropriation s .
Southside Day Care As sociation has found it necessary to request emergency funding for thi s phase of its progr am because of three recent developments:
1. Southside has recently acqui red the use of the school building previously occupi ed by Pryor Str eet Elementary School.
This facility i s not
only mor e substanti al and more adequat e for an eff ecti ve day program, ; it .
als o increases the c apacity of the c ent er from ni nety- one (91) to over 135
chi l dr en.
2. Wi t hi n we eks of Souths i de's move into its new fac ilities , t he funding agency of its program ini tiated pol i cies which 1) phas ed out all s ervi ces to chi ldren under two years of age, and _2) pr oportlonate l y reduc ed enrollment quotas of all delegate agenci es operati ng day care centers; Sout hs ide ' s quot a was cut fr om ninety - one (91 ) to eighty (80) c hi ldren.
Thus ,
ins tead of being able t o expand its s ervi c es to needy f amilies , Souths i de
has had t o r educ e the number of chi ldren to mor e than fi fty bel ow i ts
capac i t y.
J. I n the two months Souths i de has occupied its new loc ation, i t has
had to refus e chi l d c ar e to more t han sixty children f rom families that
qual i f y for its servic e~ under t he E.
admis sion policies.
o.
Ao ~over ty gui delines that govern
I n mos t ins tances , t hese were chi ldren of mot hers who
were s e_eki ng c hild care in order to
be able to ac cept jobs and ra.i.se thei r
living standards above we lf a:re subs i s t ance l evels.
�Southside proposal ~ 2
&lt;
The proposal outlined in this document will maximize the use of Southside Is facilities.
The center will be able t 'o care for fifty-two additional
children of mothers needing its services in order to work and improve the
economic and pP-rsonal wellbeing of family.
Tte salaries these: mothers earn .-
even at minimum wage levels , will return over $100,000.00 into the economy
of the inner-city.
The public schools will be open shortly. · Surveys have shown that 80%
of the absenteeism in the schools results from older children having to stay
, home and care for the little ones while mother works.
and nursery programs are presently operational.
Southside's preschool
The new openings for day
care services this proposal makes possible would be available in a matter
of weeks.
This . proposa.Lfor ·. the· nurser y pr ogram at Southside, if funded, will
make it possible for Southside to continue to ser ve the ne eds of mothers
wi t h an infant as well as an ol der preschool child needing care; t hes e
mothers-- the ones wi t h the most chi ldren-- are_ usually the ones who need day
care the most.
There is no other major .center offering quality day care
services, -oper a ting ' or proposed, withi n mile s of Southside t hat off ers day
care services to mothers of children from infants t o· school age.
Wit hout
funding, the se mothers will have no day care s ervices available that wil l
release them. for gainful employment.
In addition to re cently acquiring more suitable and spacious facilities,
Souths ide has entered upon a joint venture of cooperat i on with the School of
Education at Georgia State College for the purpos e of developing the center
into an experimental laborator y for the College's students in early childhood education.
The coupling of t he professional'resourc e s of a major school
of education with Southside 1 s four year s of cont inuous experienc e in educa-
�Southside proposal - J
tional day care has important implications: ma.,jor research findings indicate
that educational stimulation during early childhood is the most promising
antidote to educational deprivation brought on by the conditions of poverty.
Research also indicates the importance of continuing the nursery program at
Southside as a part of this project; it suggests that more than
50%of
the
intellectual potentials of the adult is determined by the kinds of learning
experiences he had before he was two years old.
In view of the foregoing facts, the spons ors of Southside Child Develop~
ment Center suggest that no public funds expended can benefit so many, so
directly, so quickly, or so meaningfully, as funds invested in its plans .
for the· .nurser y program outlined
~
this proposal.
No money spent at thi s
time has any greater promise of finding answers to the burden of poverty today, and to its alleviation tomorrow.
�Southside proposal - 20
IX. budget
Nursery Program Budget. - Southside Day Care Association
1. PERSONNEL - Classroom
In-Kind
3 teachers @ 5,200
3 teacher trainees @ 4,200
3 child care trainees, 33 hr. wk. @2,746
2 part-time child care assistants@ 1, 900
1 practical nurse, 25 hr. wk. @ 3,250
$J.5, bOO
-f2,b00
8,238
J,800
3,250
$43,488
PERSONNEL - Administrative and Program
Director (4/11 of 8,000)
· 2,909
Program Coordinator (4/11 of 6,00U)
2,182
Social Worker, JO hr. wk . (4/11 of 4,500)
1,637
Secretary (4/11 of 4,400)
1,600
Cook (4/11 of 4 , 800 )
1,746
Maintenance, incl. supplies (4/11 of 7,000) 2, 536
Kitchen Assistant, 25 hr. wk.(4/11 of2,0c!O)
, 756
Assist ant Cook (4/11 of 4,000)
1,l156
•.'
} 1
'-
· ·!
, .
~~- J
. :·, ·' :
_:_ ,
!
··:;






 ·. 1


...., ..
_ _;...
,,; ·. i
14,822
58,310
2,799
Total salaries
FICA (4. 8%)
Workman's Compensation (.25%)
Total Personnel
146
$61,255
2. Consultants and Contract Services
150
600
3. Travel
150
450
4e Space
- o-
4,500
5. Consumables
children' s program mat erials
office suppl ies (4/11 of 400)
medical supplies, f irst aid
clothing, bedding, laundry
staff literature
food @ .45 per child, 38 child.' ·2.50 ·days
infant care@ per JO child. per week
Total Consumables
350
150
145
36
100
150
400
75
25
5-98
3,677
2,800
6,933
6. Rental, Lease, and Purchase of Equipment
750
100
7. Others
utilities (4/ 11 of 4,000)
telephone (4/11 of 660 )
insurance
equipment r epairs
recreati on
data processing
Total Others
1,455
240
JOO
350
200
425
75
75
1,071
3, 216
TOTALS


= classroom volunteer s and.


· other volunteers
•;.
$72., 454'. ·
$14., 713
�Model Cities Mass Convention
Pryor Street School
July 20, 1969
The Model Cities Mass Convention met in its regular session, on the
above date at the designated time and place. The meeting was called to
order by the Chairman, Deacon Lewis Peters; the invocation was given
by Mr. N. Ao Scott III. Upon the adoption, of the proposed agenda, the
meeting was put in progress o The tminutes of the previous meeting were
read by the Secretary, Mrso C. B. Wright. They were accepted . as read
w~th one suggested change by the city attorney. (The suggestion is
attached) . The secretary motioned that the suggestion of name change
be accepted as read, it -was seconded by Dr. Cox, motion carried.
De~con Peters made a plea for greater community participation.
Model Cities Staff Reporti
Mrs. Xernona Clayton
1.
2.
3.
4.
5.
A one stop serv.ice building is being built.
News letters will be sent every Wednesday.
All committees need to be made stronger. Help from the
communit±es is needed .
See that· your community is represented in all meetings.
Thanks for cooperation that has been given .
A- preliminary report of Credentials Committee was given by the Chairman,
Revo Calvin Houston.
Grant Park
Pittsburgh
Mechanicsville
Adair Park
Summerhill
. Peoplestown
32
21
11
10
9
4
85
Steering Committee
l
Dro Charles McClain Reviewed the minutes of the Steering Committee.
Constitution and By-Laws i
Mr. Willis Weems read the Constitution and By-Laws No Discussion or
vote was taken.
�-·
PAGE~
MODEL CITIES MASS CONVENTION
At this point the city attorney, Jim Pilcher was asked to speak, he stated
he would read a statement and Dr. McClain would put it in the form of a
motion (Statement Attached). Motion: That the Chairman and secretary
and the Steering Committee of Atlanta Model Cities Mass Convention
Inc. be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive the funds in the approximate
sum of $135 ~aousand ($727 63 ) This motion was seconded by or.
Cox motion carried.
Mr. Allison {William) Executive of EOA was asked to give a description of
O.E.O. funds, after a lengthy discussion the name EOA not to e deleated from the contract was carried 27 to 23.
Mr. C. Craig motioned that the secretary of Model Cities give an
attendance report of each Steering Committee member to the Mass
Convention, seconded by Mr. Whitley motioned carried. {motion attached)
Mr.• Howard Kline a candidate for the Board of Education was introduced
by Mr. Craig.
~- Craig asked for law and order in our communities the percent of
juvinile delinquency was too high and suggested that the citizens
must want law and order in the community.
Final report of the Credentials Committee -- Rev. C. Huston
s
Grant Park
Pittsburgh
Adair Park
Mechanicsville
Summerhill
Pe6plestown
38
23
11
11
9
Total
5
97
The foliowing persons were requested by Deacon Peters to meet on
Tuesday to work on a work proposal and would be paid $35.00 for each
me~ting.
Mrs. Mattie Ansley
Mrs. Rosa Burney
Mrs. Martha Weems
Mrs. Beatrice Garland
Mr. Calvin Craig
Dr. Cox
0
Mr$. Lacey principal of Pryor Street School was introduced
a very warm welcome and words of commendation.
0
Th~re being no more business the meeting adjourned.
Deacon Lewis Peters
Dr. Chas. McClain
Mrs. C. B. Wright Sec.
Mrs. Rosa Burney Asst. Sec .
0
she gave
- ~
�MASS CONVENTION MINUTES PAGE 3
RESOLUTION SUBMITTED TO MASS CONVENTION BY CALVIN F. CRAIG
7-29-69
That the Model Cities Mass Convention Secretary at each Mass Convention
give a report as to the attendance at Steering Committee meeting by
the elected members of this body.
MOTION :
"That the chairman and secretary of Atlanta Model Cities Mass Convention
Inc. be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive funds in the approximately
sum of $83,000 for citizen participation in the Model Cities Program."
That the corporation serve asagent
of the Mass Convention until the
completion of corporate formalities.
�-
I
A Rr: SOLUTION
WHEREAS, the Mod 1 Cities Program wa s insti tuted for
the purpose of improving the educationa l, socia l , emp l oyment,
ax1d hous i ng of citizens in low-income area s; and,
WHEREAS, one of t he pri,1e purp oses of t hi s program is
to improvi; e-mployment opportunities of c i t izens living wi,:h i n t he
Model Ci ties area; and ,
WHEREAS~ the City of Atlanta has rec eived t h e firs t year's
grant a.moanting to more than 7 mil l ion dol lars and t his money will
be used for many an&lt;l varied. projec t s ; and ,
WHEREAS ~ t hese prcje.c t s wil l be. put ou t under contrac t
by the City of At1:inta upon r ec ommenda t ion of s evera l grou ps ,
.i.ncb.1ding individu'31S wi t hin the ,:1.rea, Model Ci ties Mas s Conven tion,
Model Cities staff, the Mode l Ci t ies Review Board and t he Model
Cities Sxecut i ve Commi.ttee. , with fina l app r ova l b y the Board of
Aldermen; and ,
WHEREAS, it is ex t remely des i rable tha t as many jobs
a s possi ble covered by s uch contrac ts should be given to res idents
of the :Model Citi eB area in furtherance of t he purposes of the. Ac t
creating Model Cit ies , consonant with the pr oper use of f unds to
be expended under the Program by the Ci t y of Atlanta~
THEREFORE BE IT RE SOLVED t hat t he per s onne l po l i cies an d
practices of the Model Ci t ies Progr am and its contracting agencies
shall prov i de that in a l l work ma de pos sible by or r e.s ult i ng from
the grant agreem _nt above refe·r red to, af fi r ma tive action be t aken
t~_insure that res idents of the mode l n e i ghborhood area are given
maximum opportunity fo-i;: training and employment ~ as hereina fter set
�fo r t h , cons onant wi th t he prop er ts e of f unds t o be expended unde r
t he Program by the Ci ty
1.
f At lanta:
The Mode l Cit ies Pr ogram a nd t t:s cont r ac t ing agenc i e s sha l l
con j unctively or i n dividua l ly devi.s e s ys t ems using all r e :ognized
mean s of c ommunlcations f or t hos e neighbor hoods t o adequa t e l y
i nform the a .cca r es i dents of al l availa b le pos i t ions fa.md.ed by t h e
Model Ci t i e s Program , th a t i nf orma t ion a s to qua.i:i.fic a. t i on s , rat e
of pay , where t o app ly&gt; and c los ing dates shal l be inc l uded, and
that, if reas onably possib le , a.n a .r;1 plication offi ce be l oca ted
within the Mode l Ci t i es area;
A mini um of ren ( 10) da ys shal l be a l lowed fo r reeei ving
2o
a pp licat i ons fr om Mode l Cities re sidents fo l l owing t he full i n i tia t i on
of the a r ea~.vi.de information sys tern;
3.
The Mode l Cit ies Program and i ts c ontrac t i ng agenc i es be. en-
cour aged to develop c ompreh ens i ve sys t ems for progr es s ively t rain i ng
and upgradi ng workers a t all leve l s through such p r oven met h ods
at New Ca r a e r s, job l adde r s :, e t c


i


&lt;=~n d tha t t hese sys tems should
i.nclude s ubsidiz ed fo rmal educat ion at the gec ondary , techni cal ,
and / or col l ege lev e l s ; and ,
4,,
Th is Board sh.a l l give top consi.der:ition to prov idi ng a ddi tiona. l
fund ing f o:;: agenc i es and pr ogr ams emphasizing t he deve l opment of
Mod l Ci.ties a.rea res i dent s f or posit ions be i.ng c r eated by Mode l
0
Cities programming;
BE IT FURTHER RESOLVED that the propos ed pers onnel proc edur e s a nd pr act i ces of al l c on t r ac ting agenc i. e s sha ll be s ubmitted
a s pa r t of the .ir program proposals .:fn d shal l become a part of the
f inal contrac t , grant , or agreement ~ upon t he app r oval of t h is Board,
and tha t agenc i es wi th pr ogr ams a l r eady under c on t.r a ct sha l l be
�strong ly urge d to establish procedures and practices in line with
t hese guidelines wi t hi n the ex:isttng programs , and tha t their w:i.llingness and/or a bility to do so ·w i 11 be a major criteria in determining
the renewal of ex isting cont:ra.cts , grants, or agreements ~ under
this program;
BE IT FURTliER RESOLVED that a copy of this · Res o l.utio·ci be
f urnished to all exis t ing contract i ng agencies~ and to all agenc ies
or organizations which in.di.cate in terest in s e eki ng Model Cities
contracts, grants, or agreements a
�Model Cities Mass Convention
Pryor Street School
July 20, 1969
on
~e Model Cities Mass Convention met in its regul~r sess1on,
the
above date at the designated time and place. The meeting was . called to
o~der by the Chairman, Deacon Lewis Peters; the invocation was given 1
by Mr. N. A. Scott III . Upon the adoption, of th~ proposed agenda, t 'he
meeting was put in progress. The tm.inutes of the ,tirevious meeting were
read by the Secretary, Mrs . "C. B. Wright. They Jlre accepted as read
with one suggested change by the city attorney . , (~he suggestion ·is
attached) . The secretary motioned that the sugg~~tion of name change
be accepted as read, it was seconded by Dr. Cox, motion carried.
Deacon Peters made a plea for greater community participation.
Moael Cities Staff Report g
Mrs. Xernona Clayton
1.
2.
3.
4.
5.
A one stop serv.t ce building is being built.
News letters will be sent every Wednesday.
All committees need to be made stronger. Help from the
communit±es is needed.
See that· your community is represented in all meetings.
Thanks for cooperation that has been given .
A·-preliminar y report of Credent ials · Committee was given by the Chairman ,
Rev. Calv i n Hous ton .
Grant Park
Pittsbur gh
Mechani c s v ille
Adair Park
Summerhill
Peoples town
32
21
11
10
9
4
85
S~eering Committee
D~. Charles McClain Reviewed the minutes of the Steering Committee.
Cqnstitution and By-Laws g
Willie Weems read the Constitution and By-Laws No Discussion or
vote was taken.
Ml:l.
�PAGE (2
MASS CONVENTION
At this point the city attorney, Ji~ Pilcher was asked to speak, he stat~d
he would read a statement and Dr. McClain would put it in the form of a
motion (Statement Attached). Motion: That the Chairman and secretary
and the Steering Committee of Atlanta Model Cities Mass Convention
I~c. be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive the funds in the approximate
sum of $135 ~nousand ($727 63 ) This motion was seconded by Dr.
Cox motion carried.
MODEL CITms
Mr. Allison (William) Executive of EOA was asked to give a description of
O.E.O. funds, after a lerigthy discussion the name EOA not ~o e deleated from the contract was carried 27 to 23.
Mr. C. Craig motioned that the secretary of Model Cities give an
attendance report of each Steering Committee member to the Mass .
Convention, seconded by Mr. Whitley motioned carried. (motion attached)
Mr. Howard Kline a candidate for the Board of Education was introduced
by Mr. Craig.
~- Craig asked for law and order in our communities the percent of
juvinile delinquency was too high and suggested that the citizens
must want law and order in the community.
Final report of the Credentials Committee -- Rev. C. Huston
s
Grant Park
Pittsburgh
Adair Park
Mechanicsville
Summerhill
Peoples town
38
23
11
11
9
5
Total
97
The foliowing persons were requested by Deacon Peters to meet on
Tuesday to work on a work proposal and would be paid $35.00 for each
meeting.
Mrs. Mattie Ansley
Mrs. Rosa Burney
Mrs. Martha Weems
Mrs. Beatrice Garland
Mr~ Calvin Craig
Dr. Cox
0
Mrs. Lacey principal of Pryor Street School was introduced, she gave
a very warm welcome and words of commendation.
There being no more business the meeting adjourned.
Deacon Lewis Peters
Dr. Chas . McClain
Mrs. C. B. Wright Sec.
Mrs. Rosa Burney Asst . Sec .
0
-~
�MASS CONVENTION MINUTES PAGE 3
RESOLUTION SUBMITTED TO MASS CONVENTION BY CALVIN F. CRAIG
7-29-69
That the Model Cities Mass Convention Secretary at each Mass Convention
give a report as to the attendance at Steering Committee meeting by
the elected members of this body.
MOTION ~
"That the chairman and secretary of Atlanta Model Cities Mass Convention
Inco be authorized to execute a contract with the Model Neighborhood
Program of the City of Atlanta to receive funds in the approximately
sum of $83.000 for citizen participation in the Model Cities Program."
That the corporation serve asagent
of the Mass Convention until the
completion of corporate formalities.
�PROPOSA
f'O R 'l 'HE EVALUATION OF THE ATLANTA MODEL CI 1'IE S P ROGRAi."1
�.ATLANTA MODEL CITIES EVALUATION PLAN
The plan f or evaluation o f t h e Model Cities p rogram wa s ·d e v eloped
by t he Mode l Citie s P lan s and Eva.lua t ion s ta ff .
The ob jecti ve o f th e
plan i s to p r o v ide q u a n i tat i v e a.n a qua l i tat ive analysi s o f t h e program bot h f o r
fi~ t u r e Mode l Ci t ie~:1 p l a n n i ng and as a d emon s trat i o n 0 £
this typ - of urba n impr o v eme nt ;,rogr a.rn .
It i s v i t a l tha t we be aware
of e xactly wha t ou r e ffo r t s a r e accompli sh i ng .in o r der t o lay e f f ecti ve plan s ¥o r f ut u r e upgr ~d i ng o f o ur c i ty.
Residents 1i l l p lay a
ma jor ro l e · n d e t e rmin i ng 1-1hat the mea su:cE&gt; fl of p r ogram s uc ces s should
be , i n inte r v i ewing , in mo ni t or i ng p r o jec t s, a n d i ~ as se ss i n g the e ff e c tiveness of p r o jects and t he ov erall p rogr am.
The evaluat i on p l an h as t wo ma jor i nter.relate d compon e nts:
A
Residen t Se rvi c e In forma tion System a nd a Re s e arch Ana ly s is System.
The Re~' ident Serv ice Information Sys tem (RSIS ) i s a computerized


net.hod of monitor ing services p r ovidE
.!d t o r e sident


p rogrr-1.m .
b y the Model Ci t i e s
The Resea rch Anal ysis System wi l l pr ,.r i de a q ua l ita t i v e
an alysis of t he progran based on t h e opinio ns a nd at titudes o f r e s iden ts .
The RS I S is desi~J ned t o accomplish t h e foll owing:
(1)
Maintain records 0f al l services re n d~red to re s i de nts fo r
statistical analysi s.
(2)
Provide s ervice agencies with stat i stica.1. report s t o rel iev e
them of menial cl e rical work.
(3)
Provide random samples of participants in various pro jects
f or survey in the Research Analysis System.
(4·)
Prepare profi le reports on char.acte~cistics on residents
served by age, geographic location, occupation, race, etc.
�-2-
(5)
Provide agencies with lists of residents in need of their
services.
(6·)
Provide benefit unit reports for costjbenefi t analysis.
(7)
Prepare correlation reports to show influence on residents
or families involved in combina t ions of projects.
(8)
Provide interface wi th a geographic ma pping program which
will show areas of progra.111 weakness.
(9 )
Provide information to research framework analysts to aid
in the prepar a tion of their reports.
(10)
Provide various reports on reque st to service agencies,
city depar tments, or the federal government.
(11 ,
Prov ide baseline data estimates (e . g. unemployment rates,
crime rates, bir t h rates).
(12)
Provide projections of numbers of people who will be involved
in projec ts in future y ea rs.
(13)
Encourage i n tera gency cooperation and sh a ring of common data .
The Research Analysis System is d esigned to accomplish the
following:
(1)
Ga t h e r and asse ss opinions of part icipants about the qual i ty
of Model Cit i ~s projects.
(2)
Secure follow-up data on project participants.
(3)
Gather data concerning control groups within and outside the
Model Neighborhood.
�-3-
(4)
Conduct attitud~ surveys concerning basic outlooks toward
life of a sample of Mode l Neighborhood Area re sidents.
(5)
Assess attitudes and perception s o f insti tutional personnel
employed to serve the Model Neighborhood residents .
(6)
Collect base-line data and formulate appropriate standards
for future program planning .
(7)
Sel e ct and tra i n interviewers.
(8)
Develop appropriate attitude and opinion questionnaires.
(9)
Supe r vi s e the activities of resident obse rve r s who will
furnish chronlc l e s on sign ificant change s that take place in the
Model Neighborhood .
�r
"
Opinion
Surveys
ttitude
Survey s
p
Re search
Analysis
System
'"""l
Institut ion
al Studies
Random
Re sident
Samples
Service
tllllli~-------_,....,..,,_....,.,__,_ _ _-IInformation
System
Statistical
Report s
Residen t
ServiceOb!3ervers · Needed
. Report!:'
ServiceRe n dered
Reports
Reside nt
Profi le
Repo rt s
Quanti tativ e
AJ. alysi s
Qualitative
Analysis
Model Cities
Program
Evaluation
Special
Request
Re p o rt s
A9 ency
Statistical
Reports
�I_,-
..
'J•1"_;,





'
CITY ()1~
F·
r\1-: ~-
,.,i.-·:;_.~ t
.
.. ,
.
-,
..
.:/· ~
' •
August 11, 1969
'~ I
OFFICE OF MODEL CITIES PROGRAM
673 Copitol Avcnuo. S.W.
Atlanta. Ga. 30315
404-524 -8876
Ivan Allen Jr., Mayor
J. C. Johnson, Director
MEMORANDUM
TO:
Model Cities Executive Board
FROM:
The Div ision of Plans and Evaluation
SUBJECT:
Approval of Evaluation Projects
The Atlanta Model Cities staff recommends that the City of Atlanta
enter into contract with Arthur Andersen and Co. for the design
and implementation of the proposed Resident Serv ice Information
System for a cost not to excee d $70,000.
The staff furth e r r e comme nds t hat the City of Atlanta e nter into
contract with the Urban Observatory of Ge orgia Sta t e College for
the implementation of the proposed Research Analysis Sy stem for
a c ost not to exceed $ 144 ,000.
fa)
1/
,::;ob:;--?(I) Jff.b
/
t0
�MODEL CITIE S EXECU.1-I'VE BOARD
REVI EW COM.MJ:ni'I'BE
Ju.L.y 1 5, 19 6 9
M I N U T E S
·rhe Model Citie s Exec ut i ve Bo a r d Rev i e•,1 Com_m i t. t ee met Tuesday~
,Jul y 15 , at 1 0 : 00 a . m. i n City Hal l, Committee Ro o m #2 .
The followinq me mbers \'7e r e p r esent:
Mayo r
I v a n All en , ,J r. , Chairman
Mattie An sley
Mr • Jo1 n Hood
Alderman Ever ett Milli can
1.liX ..
~'7 al t er fvj,i t: c ·he l l
Mr. J. D . Newberr7
Dr . C , Miles Smit,h
Mr. Bi l l C . Wainwri9ht
lfu: s .
Mrs. Jllla r thci WP.ems
'I'he Chairman , Mayor Iva.n Al len, Jr . presided over the meeting.
'I'he f o l lowing proj ects wer e d i s.-:ussed a nd app·coved:
Amou nt
Pr 9..i_ect Numbers
$11 9, 0 00
HR - 005N
Urban East Housing
Consul ta 1.ts
HE-019N
At l anta Assoc i a tion o f
Mental Retardation
9,00 0
HE- 0.llN
Planned P1.rer t 'l:10::x:!,
5,000
Inc .
It '.tvas mo ved a.nd second ed that action on. the fo l o wing projects be
withheld u ntil fuxi":1"l:... r investiga tion can be made.
The Chairman
appointed Dr . C . Mi les Smith to hi:.~ad a c ommit ~ee to look into t he
Hea l t h Component a n d to r~port at the next me et ing. Mr. Hood a nd
Mr . :t-Iewbe rry were appoint ed "-o the ,.,orrnnittee.
The proje c ts invo l ved
are:
HE =0 02N
HE-00 9N
HE-014N
HE-007N
Better Health , Inc.
113,000
100,000
5 , 00 0
4,000
�2
Mr.
Wainw.;· :iyht moved that t he two ( 2) deletions :ceconi.mended by
the staff b-2. appr oved .
,lrs . We e n's :,::e condEd
the motion.
'rhe
deletions w~re :
HE-008.N
He a.:L th Scr. e ening
HE-·018N
Mm1tal Health Plann.e:::
$ 45,000
20,000
A discussion. was open.ed concer ning Project E~rpand . After a
brief di scussio, Mrs. Ansley moved to temporarily delete Project
Expand so the balance of the EOA projects c a n be sent back to the
Board of Aldermen . The mot.:i.on was secon ded and app roved.
The meeting wa s adjourned.
APPROVED:
l ___,f/,
r---,
r-~
-c:,-=-"~:::;;_.c.-.-J-~
~
c ~or

 -
Cit ies Prog ro
May· r Iva.n Allen, Jr . , Chairman
Mode l Ci tie s Exec u tive Board
�</text>
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                    <text>Inglewood Proposal
It seems to me that the question to be resolved is whether or not the
NLC/USCM is willing to give staff support to a section or division of
Intergovernmental Coordinators in the field of federal aid for the purpose
of facilitating exchange· of information on a continuing basis and
organizing workshops to assist interested persons to become informed
about new programs and changes in existing programs.
If such is true, it is proposed that the initial format of such a grouping
within the joint NLC/USCM program would be an open roster with efforts
made to identify the individual who is most directly concerned for the
liaison with federal officials in the submission and review of applications.
In addition to the dissemination of information among these people, the
purpose of such workshops and meetings will be to help make existing or
new programs more workable at the level of implementation.
I n order to provide continuity and f acili t a t e r esponse on urgent issue s,
an Intergovernmental Coordinators committee would be formed to provide a
repre sentative and an alternate f rom ea ch of the f ederal regions .
The
de l egat e and alt e rna t e would be sel e cte d at a duly called meeting or
election of the representatives on the NLC / USCM r oster of fe deral aid
coordinato r s from each region or, i f such repres entati ves are not so
named, to be appointed f r om the region by the committee which is so
formed.
A chairman would be elected by the committee to serve as spokesman
�and convener of all meetings.
The committee would advise the staff on
workshop attendance and request interim meetings with pertinent federal
and other representatives to cover topics of concern.
The function of forming such a grouping is not to establish a new
professional organization, but to identify a mechanism by which
intergovernmental or federal aid coordinators can identify within the
framework of the NLC/USCM.
Such mechanism is also hoped to provide a
vehicle for intergovernmental or federal aid coordinators to speak with
a semblance of unity in reacting to staff proposals and making recommendations
on federal programs.
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              <text>Inglewood Proposal

It seems to me that the question to be resolved is whether or not the
NLC/USCM is willing to give staff support to a section or division of
Intergovernmental Coordinators in the field of federal aid for the purpose
of facilitating exchange of information on a continuing basis and
organizing workshops to assist interested persons to become informed

about new programs and changes in existing programs.

If such is true, it is proposed that the initial format of such a grouping
within the joint NLC/USCM program would be an open roster with efforts
made to identify the individual who is most directly concerned for the

liaison with federal officials in the submission and review of applications.

In addition to the dissemination of information among these people, the
purpose of such workshops and meetings will be to help make existing or

new programs more workable at the level of implementation.

In order to provide continuity and facilitate response on urgent issues,
an Intergovernmental Coordinators committee would be formed to provide a
representative and an alternate from each of the federal regions. The
delegate and alternate would be selected at a duly called meeting or
election of the representatives on the NLC/USCM roster of federal aid
coordinators from each region or, if such representatives are not so
named, to be appointed from the region by the committee which is so

formed. A chairman would be elected by the committee to serve as spokesman
and convener of all meetings. The committee would advise the staff on
workshop attendance and request interim meetings with pertinent federal

and other representatives to cover topics of concern.

The function of forming such a grouping is not to establish a new

professional organization, but to identify a mechanism by which
intergovernmental or federal aid coordinators can identify within the
framework of the NLC/USCM. Such mechanism is also hoped to provide a

vehicle for intergovernmental or federal aid coordinators to speak with

a semblance of unity in reacting to staff proposals and making recommendations

on federal programs.
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                <text>Box 8, Folder 17, Document 34</text>
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                    <text>CITY OF 1nGL8WOOD CBLIFOrn,a
C I V I C CENTER
105 E AST QUE E N ST REET / IN GLEWOOD CA LI FORNIA 9 0301
October 29, 1969
Mr. Dan E. Sweat, Jr.
Director of Governmental Liaison
City of Atlanta
City Hall
Atlanta, Georgia 30303
Dear Dan:
In view of our inability to influence the format of the meeting of
Intergovernmental or Federal Aid Coordinators set for November 30
in San Diego and the prospect of a talk session November 13 in
Washington, I feel that it is urgent that a proposal be formulated
that can be discussed with the NLC/USCM staff on November 13 and
presented for discussion and adoption November 30.
I have attached a proposal. I would like to call you in a f ew days
to hear your reaction or discuss any alternate package you may have
already formulated.
I feel some frustration that our initial efforts have apparently become
bogged down within the NLC/USCM staff, but I also conclude that the
potential of a mechanism f or us to speak as one voice to the FEDS, or
NLC/USCM, may be worthy of some additional effort.
Larry R. Coons
Assistant to the Ci ty Administrator
LRC :ma
Encl.
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              <text> 

 

cm CITY OF INGLEVVOOD CaLiFonrnia

ciViC CENTER
105 EAST QUEEN STREET / INGLEWOOD CALIFORNIA 90301

October 29, 1969

Mr. Dan E. Sweat, Jr.

Director of Governmental Liaison
City of Atlanta

City Hall

Atlanta, Georgia 30303

Dear Dan:

In view of our inability to influence the format of the meeting of
Intergovernmental or Federal Aid Coordinators set for November 30
in San Diego and the prospect of a talk session November 13 in
Washington, I feel that it is urgent that a proposal be formulated
that can be discussed with the NLC/USCM staff on November 13 and
presented for discussion and adoption November 30.

I have attached a proposal. I would like to call you in a few days
to hear your reaction or discuss any alternate package you may have
already formulated.

I feel some frustration that our initial efforts have apparently become
bogged down within the NLC/USCM staff, but I also conclude that the
potential of a mechanism for us to speak as one voice to the FEDS, or
NLC/USCM, may be worthy of some additional effort.

WC.

Larry R. Coons
Assistant to the City Administrator

LRC sma

Encl.

 

 
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                    <text>November 3, 1969
Mr. La:rry R . Coons
Assistant to the City AdminFBtrator
105 East Queen Street
Inglewood, California 90301
Dear La:rry:
Thanks for the proposal for coordinating the Intergovernmental coordinators .
I am in full greement with your approach .
you are aware, I have taken a firm positixm ag inst the creation of
anoth r national organization. l feel s you do, that a trong USCM/NLC
committee, recognized by the organization, would be the beet approach.
A
Some of th feder 1 aid coordinator in the pa t have worked with NLC nd/or
USCM on various committee and h ve had ome voic in the formul tion
of the national policy of the two groups . However. with the tremendou ·
growth in th numb r nd xp rti e of the coordin tore, it ie obviou that
they mu t be given bigge-r rol~
a roup.
I
upport your p:ropoe 1.
Lookin forward to
ing you · t the end of th
month.
Sincer ly you 1· •
D n .E. Sw t, Jr.
Chief Admini tr tive Offie r
D
Jr:em
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              <text>November 3, 1969

Mr. Larry R. Coons

Assistant to the City Administrator
105 East Queen Street

Inglewood, California 90301

Dear Larry:

Thanks for the proposal for coordinating the Intergovernmental coordinators.
Iam in full agreement with your approach.

As you are aware, I have taken a firm positbon against the creation of
another national organization. I feel as you do, that a strong USCM/NLC
committee, recognized by the organization, would be the best approach.

Some of the federal aid coordinators in the past have worked with NLC and/or
USCM on various committees and have had some voice in the formulation

of the national policy of the two groups. However, with the tremendous
growth in the number and expertise of the coordinators, it is obvious that
they must be given a bigger role as a group.

I support your proposal,
Looking forward to seeing you at the end of the month.

Sincerely yours,

Dan E. Sweat, Jr.
Chief Administrative Officer

DESJr:em

 

|
|
|
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                    <text>CITY OF ATLANTA
Personnel Eva I uati on Report
JAMES B. CULP
For promotion to _ _..,.p.--;L...,A
...IN.,...,N;-,;E...R,..._,I..-I,._-----
Name of employee to be rated
(MAYORS OFFICE)
Section
1.
I - Performance on present job
Attendance
Unsatisfactory
Needs to improve
2
T a rdy o r a b se nt more
than others .
lro
T a rdy or a bse nc no more
tha n most.
Nee ds to improve
lo
Seldom tardy or absent.
Satisfactory
Above min i mum
standards.
Needs to improve
II 0
Well a bove minimum
sta nda rds.
Among the ve ry bes t.
Very good
Satis factory
Superior
IIO
0
Somew ha t s lower th a n
others .
Low volume of wo rk.
Rap id, productive
worker.
Well a bove the average
in production.
Among rhe very best
produc ers.
Consider the amount of s upervision tha t i s required. Does he do what he says he will do?
Reliability
Needs to improve
Unsatisfac tory
Satisfactory
Superior
Very good
10
0
R equires c lo se s upe rvis i on .
Nee d s con sta nt s upe r·
v i s i on.
L ess tha n average
s upe rvis ion re quire d.
Little s up e r vi s ion
req uire d.
Un satisfactory
Satisfactory
Needs to improve
Io
T a kes s o me int e res t in
the wo rk.
More tha n a verage
intere st in wo rk.
Supe rior
Very good
Is
Appears to have no
i nte res t i n wo rk.
II -
No s u p e rvision required.
C onsider the a ttitude with whic h he a pproache s his work , the interest and enthusiasm s hown.
Attitude toward work
Section
Superior
Consider speed and general efficiency of his work.
Quantity of work
Unsatisfactot,-
5.
Almost neve r t a rdy or
a bs e nt.
Very good
8
2
Bar~l y meets minimum
sta nda rds.
B e low minimum scanda rds.
R equires clo se check.
4.
Superior
Consider neatness, accuracy and general quality of his work . How much follow-up is needed.
Quality of work
Unsa tisfactory
3.
Very good
I
0
Frequencly tardy or ab sent
wi thouc good cause.
2.
Satisfactory
II 0
High inte res t in th e
work.
Abs o rbe d in th e work.
Promotional Potential - In this rating section keep in mind the demands of the position to which the man
would be promoted. An employee may be above average to outstanding in his present position but lack potential for
promotion.
1.
Initiative
Consider h is a bility to ac t on hi s own res ponsihility m the a b sen ce of instructions. Can h e start need e d
work a nd can h e react to deviations from routine?
Needs to improve
Unsatisfactory
I2
0
Relie s on oth e rs coo
much.
Mus t be pu s h e d ..
2.
Aptitude and obi I it y to learn
Judgment
R e quires coo much
ins tructio n. L ea rns
s low l y.
Need s to improve
Satisfactory
Very a l ert. Has
introduc e d b e tte r me t hods.
Ve ry good
s
5
L e arn s qu i c kl y wi th
minimum ins cruccio n.
1 9
Unusua lly qu i ck co
l ea rn.
Supe rior
II 0
Among rh e ve ry bes r in
l ea rning a bility.
V e ry g ood
Satisfactory
Is
0
Poo r sen se of va lues .
Jump s to conclu s io ns .
Personal Qualities
Need s to i mprove
~I I
~o_ __ _
Judg me nt d e p e nda ble
in mos t case s.
Supe rior
II 0
Unus ua lly sound
judgm e nt.
Does th e correc t thing
a lm os t a l ways.
C on side r e mot i ona l sta bility, t empe rament , p e rso na l appe ara n ce, a nd ha bits.
Unsatisfactory
Uns t a b l e.
II 0
Does h e h ave th e a bility to think a nd ac t calmly , logica lly , and rapidl y und e r a ll conditions .
Un satis fa c tory
4.
I9
As s umes l ea d e rs h ip
w he n need e d.
Superior
Conside r how quickly h e l earns n ew work, r e t ain s what h e h as l earned , a nd the ease
with which h e follows in s truction.
I2
0
Ve ry s lo w co l ea rn.
Very good
Is
Will ac t indepe nde ntly
in most ca s es ..
Nee ds to improve
Un s atisfactory
3.
Sa tis factory
Sati s fac tory
Is
12
Some p e rs o n a l wea knes ses
o f s ignifica nce.
Very g ood
We ll a djus t e d , s t a bl e,
ma k es good impre s s ion.
Unu s u a ll y w e ll a dju s ted
a nd s t a bl e.
Superior
I IO
We ll l ike d ; ma k e s
o u t s ta nding impress io n.
�5.
Supervisory ability
Consider ability to get others to cooperate and produce; ability to plan and assign ; and to
train and lead.
Unsatisfactory
Needs to improve
0
We a k in s om e a re as .
Needs to improve
Il
0
10
Experience
Show s reason a bl e
poc e nci a l.
Unusu a lly compecenc.
Highly compe te nc in a ll
area s.
Satisfactory
Vety good
I
2
Limice d e duc a tion a nd
tra ining.
Poorl y tra ined.
Superior
Consider general educational level, special schooling or course work, and self training he
has done.
Training and education
Unsatisfactory
7.
Very good
5
Generally we ak.
6.
Satisfactory
Superior
10
More tha n a de qu a ce
schooling
Unu s u a ll y we ll tra in e d.
Among th e bes c qu a lifie d.
Consider the length, variety, quality and appropriateness of the man's work experience.
Unsatisfactory
Needs to improve
Satisfactory
I2
0
10
Nee d s more ex pe ri e nc e
in s om e a re as .
La ck s expe ri e nc e .
Superior
Very good
More ch a n a dequ a t e
ex pe ri e nc e.
V e ry e xp e ri e nc e d in
mo s t a reas .
Among rh e mo s t
e x peri e nced.
Based on the factors which you have evaluated above and on others not necessarily coveted by this form , give your
estimate of the individuals chances for success in the position for which he has applied.
l=:J
D
D
Unlikely
Fair
Good
D
D
Very Good
Excellent
Do you recommend that this employee be promoted to the position he seeks?
( ) Highly recommend
( ) R ec omm e nd with
C onfide nce
Remarks:
Signature of Rater - - - - - - - - - - - - - - - - - - - Title - - - - - - - - - - - - - - - - - - - - - - - - Da t e _______________
F O R M 6 • T · 28
R E V . 10/ 65
( ) Recommend
( ) Do not recommend.
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              <text>CITY OF ATLANTA

Personnel Evaluation Report

JAMES B. CULP

 

Name of employee to be rated For promotion to PLANNER IT

(MAYORS OFFICE)

Section | — Performance on present job

Ls,

 

 

Attendance

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo | [a 2 | [Ls | Ls ls | [10 |
Frequently tardy or absent Tardy oc absent more Tardy or absent no more Seldom tardy or absent. Almost never tardy or
without good cause. than others. than most. absent.

Quality of work Consider neatness, accuracy and general quality of his work. How much follow-up is needed.

 

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo | fa 2 | L | [s 9 | [10 |
Below minimum standards. Barely meets minimum Above minimum Well above minimum Among the very best.
Requires close check. standards. standards. standards.

Quantity of work Consider speed and general efficiency of his work.

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
[o | a 2 hn As | Ls Ls | [io
Low volume of work. Somewhat slower than Rapid, productive Well above the average Among the very best
others. worker. in production. producers.

Reliability Consider the amount of supervision that is required. Does he do what he says he will do?

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo | [a 2 | Ls | [s lL» | Lo
Needs constant super- Requires close super- Less than average Little supervision No supervision required.
vision. vision. supervision required. required.

Attitude toward work Consider the attitude with which he approaches his work, the interest and enthusiasm shown.

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo [fa tz | fs | Ls Ls | Lo |
Appears to have no Takes some interest in More than average High interest in the Absorbed in the work.
interest in work. the work, interest in work. work.

Section Il — Promotional Potential — In this rating section keep in mind the demands of the position to which the man
would be promoted. An employee may be above average to outstanding in his present position but lack potential for

promotion.

I.

Initiative Consider his ability to act on his own responsibility in the absence of instructions. Can he start needed
work and can he react to deviations from routine?

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo | rE | fs | [s Lo | [10

Must be pushed. Relies on others too Will act independently Assumes leadership Very alert. Has
much. in most cases.. when needed. introduced berrermethods.

Aptitude and ability to learn Consider how quickly he learns new work, retains what he has learned, and the ease
with which he follows instruction.

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo I ja 2 Lt | Ls 9 | [10
Very slow to learn. Requires too much Learns quickly with Unusually quick to Among the very best in
instruction. Learns Minimum inscruction. learn. learning abilicy.
slowly.

Judgment Does he have the ability to think and act calmly, logically, and rapidly under all conditions.

 

 

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo | Ila L2 | os | Ls L9 | Lo
Poor sense of values. Jumps to conclusions. Judgment dependable Unusually sound Does the correct thing
in most cases, judgment. almost always.

Personal Qualities Consider emotional stability, temperament, personal appearance, and habits.

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo | La [2 | JE | [8 [9 | Le
Unstable. Some personal weaknesses Well adjusted, stable, Unusually well adjusted Well liked; makes

of significance. — makes good impression. and stable. Outstanding impression.
5.

Supervisory ability
train and lead.

Consider ability to get others to cooperate and produce; ability to plan and assign; and to

 

 

Unsatisfactory Needs to improve Satisfactory Very good Superior
E |e 2B J Ls | Ls 9 | Lao |
Generally weak. Weak in some areas. Shows reasonable Unusually competent. Highly competent in all
porential. areas.

Training and education
has done.

Unsatisfactory Needs to improve

Satisfactory

Consider general educational level, special schooling or course work, and self training he

Very good Superior

 

| o ‘| la [2 | Ls

Poorly trained. Limited education and More than adequare

J Ls 9 | Lae

Unusually well trained. Among the best qualified.

 

training. schooling
Experience Consider the length, variety, quality and appropriateness of the man’s work experience.
Unsatisfactory Needs to improve Satisfactory Very good Superior
Lo } L 2 es } Ls 9 | Lio

 

Needs more experience
in some areas.

Lacks experience.
experience.

More than adequate

Among the most
experienced.

Very experienced in
MOSCt areas.

Based on the factors which you have evaluated above and on others not necessarily covered by this form, give your
estimate of the individuals chances for success in the position for which he has applied.

[

Fair

[

Good

LJ

Unlikely

[]

Excellent

[|

Very Good

Do you recommend that this employee be promoted to the position he seeks?

(.) Recommend with
Confidence

() Highly recommend

Remarks:

 

Signature of Rater

Title

 

Date

 

FORM 6*7T-28 REV. 10/65

() Recommend (.) Do not recommend.
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&lt;\
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              <text>Il,

Generel Policy

Section 14 {21 of the Demormtrelinn

Miu «5

Metropolited Davetopuer t

   

Aet of 1666 rerufres the wacel ebties to presi Wares Liusiy ops tunities
for evployiing esiderts of tne arco Gnoall pucses of the prose and
on leraed eseer unttics For work and treduing ' and co dev slon preg rams whiea

reducing

will rvresett in Shoarled
idleness."

propzvets in

This CpA L
provision. Tt
gencrated by t
model neighbor
employment pon:
including the

a forth JD requdr ens
sic policy objective A
Ive city denencstas

Tre reper ais

 

 

a. Enployucnt gencrated by Medel Citic
by other types of Federal assistenc:
privately sponseved activitios,

b, Exployoent gonuvet by othor finds
activi cites iueluded in the ceusrehei

prograt,

og irenents--Genreral

Tt is the respdusibility of the city Cor
a comprehensive city dev
implementation af, these requirements,
impleucntation is
funding and such information shall be consol
of the application. This section shalt discr
by the comprechenstve city demonstration pro;
training systaus whith will assure the place
resicents in these jobs. The section
resident enpleyment oresgravs to ather
demonstration progran, such as health or
economic developarnt, Lransportation, ete,

 

  

aspect

All applications requastings Model

evidence thet:

e. It is the policy of the city, as co.
executive
by the tod

el Cities citizen partici:

ec, both in publicly or

Deve
required in epplications for

“be al!

ELA -€. iy
‘s OF the conprehansive cil
ot j wy

Cities

cuvrec in by
endfor the city council of

gaderenploynuent and enforced

‘Lion of this
ene MPT opportuntt ics
ion urogran be Filled by
= oF this letter apply to

Wy conenslr program,

Vii Ds wile: Mees

avion

 

for
onstration

el reseurees
ive city dex

'"

i) ]

county) sovernacnt submittine

sanstration progran to implement, or Lo assuve the

iled infovaation on such

secel Cities supplemental

idated within a single section

enploynent te be senérates

are the hiring end

went cf model neighborhood

Iso sta the relationship of
V

rad

suyportive services,

supplemental funds must show

chief
body and

the

me . + * “ aa
county governing

wtton unit thet preference

will be siven to resicents of the mocel neighborhood in
f,

Move Upear

Ye
te

Filling all jobs senerated threuah Cue coiaprehensive city
dewons.ration rain The Full tex. of such policy shail ho

 

included ix: eppliceation,

Wyte
juts BE *

Vhe city policy has basa pu
suffice ent time For public reaps
the carprehepsive city demonstra
availa le theresiter for publie

    

Lion
jeap
and private agenctes which ha
ibility, and employr.cnt Oppox
resident eaploynent poliey Tha

Public
respom
city's

4 tks diss oma ne.

 

15.
‘rior to eer, submission of
progren, and will be
ction,

'e the
“unities toa implement the
nesnineiully

Fesoureesy,

 

‘o beer

involved in planning and coordinatin,, the rodel city enrloy-
ment art training plan, Such agencics have agreed to set
goals end to establish ‘quankheaetive omattnents relating to
those ponls in terus of training and placsien opportunities,
upprading op portuhi td ies, union meshecship, cte., as neecssary
in order lo weet the statutory requi cements quoted above,

The triining and esployaent system ov systems are workable and
enforecable and that they will assur: preference in employment

+

for

include provisions for the reerud tre:

mocel neizhborhood residents, Sue

will

Rene

&amp;h a system or systens
iL, selection and placer

of nodel neighborhoad residents in jobs gencrated by the comprehensiv
city deaonstration program, on-the-job training and upgrading oppon bie

 

nities in both public and privete oeenetus, ineluding the transfer-
ability of quilifications and credits for cxporienes belween such
agencies; the removal of ideatifies ioepedivents te the hiring ane
upgrading of Jisacvantened model nefehtinahcod residents and the
provision of trade unten partliciration and maborship en alternctive
methods of assuring continued or inproved eaployment epportunity

in construction or other omplovient within or beyond the model

neighborhood srea,
appropriate utilization will
to the degree that there is
the poals and objectives of
progran.

be mode

the

eqjate and workable

aly povermient

There is ad
the CDA and/or
the provision of atequate Funds
syslenes effectively with other
Lion and ve; wil’ bes

orcinkg systen

Vane

capability anc
conprehensive city demonstration

acini
to coordinate
resident ciployuent and training policies
and stati, and
propraw systems.

diueteser

In implenenting these chjectives, full and

of existing Institutions

comuitment to meet

within
implement the
systems, including
to link these
A workeble eva
the cdministrat

stvative machinery
and

end

luc -
in Pari

e

structire, and a nrogedyrs for resolving pitewences erising aut of
the rusberport cian oF of Che progres:
The city has tevelon a speeifie procr fo prayvide persons
* t } G 1 :
entering subi cofessional or other eners aden el job cateuories
i= J 1

(z) Mstlieions. ‘eintas and othr,
do into increasingly higher
(b) assurances that there will be no
such mobility inherent in the a&gt;

syste,

    
  

eerviec s to

ol Teed

enable thea toa
level positions enc
unnecessary dupedivaants te

le merit ar other prouotion
iT.

IV.

Role of

The

city poiey and program must include srocccures to enable nodod

;
neighborhood res’dents to (1) review the equity and affeetiveness of the
Lt

city policy and smployeent progran tha

has beon developed, cad €2) negotiate

ii
for adjustments “n the policy and -(3) participate in the resolution of

a

 

grievances orisiw out of the tmplewutation cf the progran.

The roles o° nadel neishborhoad residents in wonitoringe, evaluating,
resolving gyicva ces and assisting in the oper ition of the system shall
be clearly celirn ated,

Subsission Requi te

  

s--Construction and Rehenilitation Enployiwent

4

In addition to the foregoing requireacnts, each application will
shoy, in regard ‘9 construction eanloyuent:

a,

b.

Theat th: city resident caploynent and ‘Lraining policy covers

all craits and positions related to construction and rehabilita- -
tion, ircluding Foresen, superintendcat: and construction truck
drivers, as well as such occunations as erchitects, enginecrs,
draftsman, ete, The policy should ireluce provision for establish
ing sperifie and quantifiable poals end comvitments for hiring
and training residents in each construction craft and other
relevant occupations and provision fer preference for all

building contractors (a) based in, or substantially doing business
in, the model neighborhoad or (b) employing, a sipnificant pro-
portion of model neighborhood residents at all levels in their
work foree. Similar preference sliall bo piven to other area
construction-related firsis such as de signcis, planners, architects anc
surveyers whith come within the above cate: ories,

That a specific recruitnvent, training and hiring program ta

prepare neislborhood residents for work on all projected con-
struction projects in the motic] neishtorhood Fas been developed by the
city in concet with residents and all othur velevant groups. And
agrecaent ertered into pursuant ta the propran must in no way

limit hiring or treining opportunitizs for residents to certain
crafts or categorics of construction, nor be otherwise inconsistent
with the cits prosran,

That the cits resident esployment policy will be reflected in
a ejly Lid specificstions andin r-quirerents for sponsors of
any FIA insured prejects included in the comprehensive city
denenstration prograia, ced that successful sidders must meee. to
cooperate with the city ciployment policy and traintng prozra
and meat sueh quantified mininun hiring an! training onl. in
each craft aud related occupation as are deteriainad by iDEA s Pts
consultation with the city, for eich coocurditv, The city is
expected to omplement the eaployuent polic; dilirently and t
utilize all wwojected construction activity a5 a basis of a
comprehensive: training and hiving svetem. Failure to meet the

4

sv
moris esteiliaked cente result in giarsenrton or teriinatton of

2

HUD so) ype Sth eiry “s Co ote Ser rditee gos: sbrak bow Prenkaty
Ve. Applicability

4

   

Ae Where e city's analiestion has beer anproved for Lunding or
where the city's eroltcatio: hie boon filed er ia expected to be
Filed by 9 RV69, theeity ghsl suboit te MN in , L979
A supe acntal appli eation shoving mwiderae that its ch ployaent
progr. conuformia Gn ctl vespeets te Chaise requircacsents
deser bing the adninistrvatlive machinery that has been es
to gmolenent. the presreca,

b, A ecomorchensive city dei9onstration srogram which is expected to

—e

aclude these requirewents es

be fied after 4.1970, must

part of

the initial subniscsion,

 

aprehensive City Denanstrat} Propreta

 

The city poalicy vequired to be acapted puvsuent to section LI of this
Letter must be ineerocorated into the coprebensive city demonstration pres ren
when jt is appcaved by the soeverning body.

 

a. In th: case of cities poverned by section Va}, Failure of
he elty to subait an anprovable supploueat to ite application
the city to sulsait an aporovable supple cat to its applicatic
shall be a basis far suspension or termination of the grant

agreeicnt,

os n th: cese of all other citics failure of the city ta subai

t In th fall ot! t fail c ttl Ex bait
an aporrovab.e application which conforns to these requirenents
shall be a basis for disapproval of the comprehensive city

denoustration prosrat, ;

Cc. Failure of any city to cerry aut an apporeved pl

lan shall be a
basis for suspension er teraination of the prant

agresient,
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                    <text>AS SIS T Ar-
·,-
Sl:Cf: El ARi ES WO R;' ! 'G Gl~O U0
I.\ODEL CITIES PROGRAM
Date :
TO:
Mr . J. D. B re r.,· n , Ass i s ta n t Sccacluy
for Urb a n Sys :.~ rns 0 11 d Environment
Depa rt ment o f T r nnsportu t lon - Rc,o m 80 1
l\lr, Ro be rt. A. Podcsu, , As s i stant Secrdnr;
Econ 0m ic- De ve l o pme n t Adrr.in i stret i o r.
D ep!l rt me nt of Com me,c-c - Room 7 8000
Stop 330
Stop 20 6
Mr. D w i g h t In k
As s i st an t Direc t o r fo r E x ecu ti ve , 1n n ngemcnt
Bu r e a u o f th e Buciect - Roo m 900 1, No rth EOB
Mr. Le w i s Duller
A s si s t a nt Sc cr e t.1ry for Pl a nning and Ev.:ilu a l ion
St o p 20
De p artm ·· nt of H e a lth, Educa t ion anrl Wc l fo r c - R oon 503()
Mr. Arn..,Jci W&lt;' be r
Stop 367
Ass i s t a n t Secretary fo r ~l n npow e r
D ep artment o f L nbo r - Ro o m 3112
Stoµ 2 0.S
Mr. Fr a :i~ CHrillcci
Ac tin (; Dir e ctor, C A F
Office of E conomic O pportun it y
1200 - 19th Street, N . W. - Room 5'18
Mr, Chri~tophcr De~lulh
Staff A ss i s t ant l o th e Pr e s ident
Executiv e Offi ce Build ing - R oo m 196
Stop 277
Subje ct fo r Conc ur rence:
St o p 28
CDA Letter o 1 Re s ide n t Ernploy1T.ent
C oncurrc&gt;nce o r comme nt requ es t ed to rea ch me by:
Concu r rence o r comm en t s :
Flo yd H. Hyd e
Assi sta nt Sec ret a r v for !\10dcl Cities
and Gov c rn rr.c nlal -Rel&lt;1tions
·I


· ! ' &lt;


P c, )[;" 8 100, nU!I 3ui l d :11f:
- Stop 98
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              <text>ASSISTAHY SECRETARIES WORKING GROUP ¥

TO;

MOGEL CITIES PROGRAM

fir. J. D. Braman, Assistant Secretary
for Urban Systems and Environment
Department of Transportation - Room 801

Stop 236

Mr, Dwight Ink

Assistant Director for Executive Management

Bureau of the Budget - Room 9001, North EOB

Step 20

Mr. Arnold Weber
Assistant Secretary for Manpower
Department of Labor - Room 3112

Stop 205
Mr. Frank Cariucci
Acting Director, CAP

Office of Economic Opportunity
1200-19th Street, N.W. - Room 548

Stop 277

Date: Cotober 23, 1969

Mr. Robert A. Podesta, Assistant Secretar,
Economic Development Administration
Department of Commerce - Room 78008

Stop 206

sé

Mr. Lewis Butler
Assistant Secretary for Planning and Evalustion
Departm=nt of Health, Education and Welfare - Room 5030

Stop 367

Mr. Christopher DeMuth
Staff Assistant to the President
Executive Office Building - Room 196

Stop 28

Subject for Concurrence: CDA Letter on Resident Euployment

Concurrence or comment requested to reach me by:

Concurrence or comments:

to: Poom 8100, HUD Building

- Stop 98

 

 

 

Floyd H. Hyde
Assistant Secretary for Model Cities
and Gavernmental Relations
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                    <text>POLICY S 'J'i\'l'E r.mNT RJ~ O!"'ER.Nl' ION OF
PROJE CTS ru~D ACTIVI TIES
The CDA s t aff nnd c.i ti ;:; e n aovJ sc; ·-y boards are pl an ni n g
and c oo--d:L n i:1.tin g b o( i es , and a s such a re expe c ted to h ave
the c ap~c ity .a nd r esponsibility to r e commend the assignme nt
of priorities amonq, and monitor and eva lu a te the results
o f, p r ojects a n&lt;l a;tiviti cs . The opGr a t ion o f indivi dual
project s and activities b y (1) CDA staff: ; ( 2 ) its citi ze n
advi sory bo dy ; ( 3 ) an o ~gan izati on th e b oa rd o f dirc cto~s
of wh ich i s compo sed of o ne or more me mbers of th e citi zen
advi sory body; or ( 4 ) an o r s_1cmi z a. ti on in which more· th an
on e -th i r c1 o.c t he rnc:rnbers o f th e bo ar d o f directo rs is
appointed b y th e citi zen ,idvi sory body \v0uld 1 in mos t c ases ,
b e i n b as i c con flict wi th th e fund arnc::: nta l du t i e s of th e
CDA staff o r cj.t i zc n adviso ry body , an d such op e r a tion is
no t a pp ro priatG un l ess it is de monstra cd t h at the proj ect
or activ ity i.s mi nor and t ernpora J:y in natu re o r cle a r ly
incide nta l to th e du'·y to p l a n, coo rdi nate , and a lloc ate
res our ces 1 o .r. tha t e xcepti ona l cir cur,:s la n ce s oth erw i se
warr ilnt su c h operation.
In th e I';o dcJ Citi e s pro ~p~a.m , pro jec U-.; a nd act iv iU. l~s sh ould
b e o pcrc:i.te c1 b y c xpc riencc~c
exi st ing 1rnb lic a n d pri v ;:i t e
or g ~n i z a tions wh s ne -a r possi. h l
New o rg a nizations wi ll
b e fun de d ctS ope- r a ting ag c nd. c s on l y if t h e c i ty c an :j u st:ify
0
•
not us ing e xis ting experienc -2 d orga niz a tion s an d demonstra t e s
the adva nt ages to b € served th ereb y.
Th e s ame j ustif i c a t ion
is re~u i r e d i f it i q proposed t o u se an e xist ing o rganiza t ion
wh i ch l ~cks operating experience i n tho f i eld of activity
pro pose d for it .
In this wa. y Mode l Ci ti e s · may be- s t ach i e ve two of i t s p r i nL
o bjf' c t i ve s .- appro pr i c1t.e c h anges j n e x i s ti ng in s ti tution s
a nd th e i mpn1vcmcn t of th e delivery of service s . Exi st ing
public a nd private in sti tu ti on s must b e strengthen e d c:.nd
b c co wc more resp on sib l e fo r a nd more r espons i ve to th e
n e ed s o f th e mode l n e ighborhood. At th e same tirnc , c are
mu s t be t aJ.:en to avoid a mi sinterpretation of this policy
to the oetrirn2nt of effe ctive citi zcn part :i cipat ion o r to
c on cl.Dne m':rc cont i nu a t i on o f unresponr.ivc bu s ine ss- a s-us u a l
p r oj ects and acti.vities by e x i sting org a nization s . Thi s
poJ.j cy , pl acing emphasis upon th e u se o f exist ing or~ran izations, will fu rt h 0r Mode l Ci ties objectives only i f
ci ti ;;;en pa r tic ipcm ts , local go ve r nrnon t , and oth e r exi sli ng
insU t u tions focus on i mproving servi cP.s c'lnd rnc1ki. ng th em
more acc:ept a b:c c1nd r C:: S:) 0 ;1s5-v..:., to nc i c_r hbcn:hood nt2eds.
�2
All n ew or ex isting public a n d priva te orga nizatio s
ope J: a ting pro je cts ancl ,ic ti vi ti_ 0s mus t comply \·Ji th the
s t.atuLory mandate t o pro '.ride rnw.xirr.um opp o r tuni tic~:3 for
emp l oying reside nts o f the modr:,1 ncig. bo J:hood in aJ.l
ph ases of U1e program .
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              <text>POLICY STATEMENT RE OPLRATION OF
PROJECTS AND ACTIVITIES

The CDA staff and citizen advisory boards are planning

and coordinating bodies, and as such are expected to have
the capacity and responsibility to recommend the assigniaent
of priorities among, and monitor and evaluate the results
of, projects and activities. The operation of individual
projects and activities by (1) CDA staff; (2) its citizen
advisory body; (3) an organization the board of directors
of which is composed of one or more members of the citizen
advisory body; or (4) an organization in which more than
one-third of the manmbers of the board of directors is
appointed by the citizen advisory body would, in most cases,
be in basic conflict with the fundanental duties cf the
CDA staff or citizen advisory body, and such operation is
not appropriate unless it is demonstrated that the project
or activity is minor and temporary in nature or clearly
incidental to the duty to plan, coordinate, and allocate
resources, or that exceptional circumstances otherwise
Warrant such operation.

In the Model Cities program, projects and activities should
be operated by experienced existing public and private
organizations whenever possible. New organizations will

be funded es operating agencies only iff the city can justify
not using existing experienced organizations and demonstrates
the advantages to be served thereby. The same justification
is required if it is proposed to use an existing organization
which lacks operating experience in the field of activity
proposed for it.

In this way Model Cities may best achieve two of its prime
objectives, appropriate changes in existing institutions
and the improvement of the delivery of services. Fxisting
public and private institutions must be strengthened and
become more responsible for and more responsive to the
needs of the model neighborhood. At the same time, care
must be taken to avoid a misinterpretation of this policy
to the detriment of effective citizen participation or to
condone mexe continuation of unresponsive business~as-usual
projects and activities by existing organizations. This
policy, placing emphasis upon the use of existing organi-
zations, will further Model Cities objectives only if
citizen participants, local governmont, and other existing
institutions focus on improving services and making them
more acceptable and resnonsive to neighborhood needs.
All new or existing public and private organizations
operating projects and activities must comply with the
Statutory mandate to provide maximum opportunities for
employing residents of the model neighborhood in all
phases of the progran.
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                    <text>I
vv
ASS ISTANT SECRET A RI ES \'/O R!CI NG GR OU P
MOD .E L CI T I ES P ROGRA M
Dat e :
Octob r


1.5, 1969


TO :
J, D. B rern o n , A s s i s t a nt S e ci ~ t a ry
f o r Urb a n S ys t ems a n d En v i r .. nrn e n t
D ep a r t ment of T r a n s p o rt a ti o n . R o o m 8 0 1
D ep a r t ment o f C omme r c e - R o o r., 7 8 0 08
Stop 330
S t o p 20 G
Mr.


'-,J r . R o be r t A . Pod c s t n , A s s i s t a n t S12-c r c l a ry


Ec o 11 1Jm i c D e . c l o p ir, f:•n t A dm in is t ra t i o n
Mr. D w i gh t Ir.k
Ass i s t ant Di re c t o r fo r E xe c ut i v e Mn r1 &lt;1 ge me nt
Bu r eriu o f th e O u cl g e t · R oo m 9 00 1, No r tl. E O B
Mr. L ew i s Bu t l e r
A !' s i s tan t Secre t a r y for Plan n in g n nci E v a l u a ti o n
De p a rtm e nt o f He a lt h , Educ a tio n a nci We l f,, r c • R oo m S039
Sto p 20
Mr, Arn o l d We ber
A ssi s tant Sec r e t a ry for :\i a n powe r
D ep art me nt o f L nbo r . Room 3 l 1 2
St o p 3 6 7
St o p 2 0 5
Mr . Fra nk C arlu cc i
Actin g Dir ec t o r, C A F
Offi r c o f Ec on om i c O ppo rt u n i t y
1 200 . 19t h St re e t , NW . - R o om 548
St op 27 7
Subj ec t for C o ncu rr e n c e :
Mr. Ch ri s t opher De Mu th
S t a f f A ss i s t a n t t o t h e Pre s id e n t
E xe cut i v e O f f: c e Bu il d i n g - R oo m 19 6
St o p 2 8
Opor ation of Proj a ct s and Activities
C oncur r E&gt; n ce o r c·omm e n t r e qu es ted to r e:1c h me b y :
I- - - -- - --- -- ------ - - ~
Con c u rr en c e o r c o mme nts :
Flo yd H. Hyde
Ass is t a n t Sec re t a r y for '.\l ode ! C i ties
and Gover nm e nt a l R e lati ons
Re t urn to : Roo m 8100, HL' D Buildi n g - Stop 9 8
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              <text>ASSISTANT SECRETARIES WORKING GROUP
MODEL CITIES PROGRAM

my

Date: October 15, 1969

TO:

Mr. J. D. Braman, Assistant Secretary Mr. Robert A. Podesta, Assistant Seerectary
for Urban Systems and Environment Economic De elopment Admintstration

Department of Transportation - Room &amp;801 Department ef Commerce - Room 7800B

Stop 330 Stop 206

Mr. Dwight Ink .

Assistant Director for Executive Management

Bureau of the Budget - Room 9003, North EOB

Stop 20 Mr. Lewis Builer d

Assistant Secretary for Planning and Evaluation
Department of Health, Education and Welfare - Room 5039

Mr. Arnold Weber

Assistant Secretary for Manpower Stop 367

Department of Labor - Room 31212

Stop 205

Mr. Frank Carlueci

Acting Director, CAP Mr. Christopher DeMuth

Office of Economic Opportunity Staff Assistant to the President

1209-19th Street, N W. - Room $48 Executive Office Building - Room 196

Stop 277 Stop 28

Subject for Concurrence: Operation of Projeets and Activities

Concurrence or comment requested to reach me by:

Concurrence or comments:

Return to; Room 8100, HUD Building - Stop 98

 

 

 

Floyd H. Hyde
Assistant Secretary for Model Cities
and Governmental Relations
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              <text> 

 

Ghie?f Baccublve snd io ocel Governing Redy Comnitmey

 

 

3,
%

The chief exceutive of fice
shall gacume carly, ceniinucuc, 2
for the oe ee it

Model Ci:
®
4.

 

&amp; nur chority 9 ;

&amp; @1} cet

e} ecteblisnin
j

3

Shrougheut the life of the Prosram,
roe ronable step he achieve the supnort
So ahi me

tially affeet the model neighkorhoed.
ae

action ta 4,

prs. erit ties
public snd
kenutive officer shad provide th

ing the resrenac

os
operatiann] acerces

o hi fi o offer.

 

@D

ine
o

mH
a

ed

the eity shall teke ai].
involvement, and comaliment
biic 4nd private agencies whose agtivities could aubetiate

t Such steps s
ure thai the elty can effeebively er hiie “ths Plann:

. inelude

ecordinabing, spa evniuatine role whare ceororating agpeneies gdm

projcets under the Program.
Consolidgted Approsch
a. The efty shall exemine all nede

these gesources according te 2
on af evaluation of performance

as
sho
i

ry resources
pouch anniyals

in meeting those

and aliocste
of need and
needs,

&amp;. The city ahbali develop linkngen among profects ané coordinst

of agency efforte in erder thst projestsa and activi
mutuaily reinfurde exch other, aveld wasteful duplication of

gervicor, and maximise resources
Project Imalenenintion
Sorte ee nea ~

ter aye

The city shall schedule prejeets f

te

2

implementation in

aa wi tu

eceordance vith an appropriate time pattern rh enables: the

Program to be developed, operated, monitored,
echieve maximum results, coordination of agencies, and
tea, The Gity shali huve the cape Lig aa erry
so thet resources and expenditure ef fund

and show quality of performances. —

and evalus

2

ed
nke
out
eai

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ug

 

a o
 

AS
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              <text>RE

Me; 3, B. Beaman, Assia
fat Urbas Systems ond Bayi.

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a
Papartment a “Pops rere i lon « Roam
BR Ff af Noe

Step 220
Me, Dwseht Tak
ESAS Titeeetar far heeew

Bureai af the Mudgest + Hewson oni N

Bier 36
Mr. Artol:d Seber

Asgaiat Secretary for, Manpower
Vrepar tovant af aber. Ranm Sit3

 

Btap 20%

ie, Prank Carhiged

Acting Birestar. SAP

Office of Rennomie Ongpertunity
2209. 29th Strant, BLW. « Room 248

Stag 297

Aduzin

Subject {or Cancurrence

EC asGureGnee ar canwert requented fo epach me by!

Monoutrenee or enmments:

eiupe fo: Bion REGH,

tant Secretary
*

tive Te ais
orn EO

 

iftrati¢ye

Date: Getabar 15, 1849

Ms. Reber Al Padesta, Ansietenl Secretary
Eeannmic [he catepment Atestnistratlan
fenariment af Cammerce « Reom FROM

Step 208

Me, frowte Pticr
Asatetant Seorotiry fae Bleaning ged ©
Bepartment sf Heatth, Edvestion and Walfare .« Room S008

valuntton

   
 

Bran AGt

Mr, Chriatapher DeMuth
Staff Asnintont ts the Peenidont
Executive Offices Muttling » Haam 196

Stan 2S

Performance and Canebi lity

 

'
De LE ert ey ba

nae |

scinctiio pipe anmtaell

Fie aye H, teda
Aguistert Reepet aty far Modo} tities
and Goveramenteal Rolatinge
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(CDA l.0Her #10)
October
f
1969
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lO~A , CDA No . 10-B , ate .
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l ead to -: tri €:Xt=r.i ;.Jl.i()n froir, th e ~'!.Pl J i -.:2.tinn 0; !l rol icy 1)1: :L ng gn,.!:"... r;;'C by
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              <text>eg ot &amp;,
na ry an
Goll tin: "G.
© he Hi Sh
OHM ua
a yo Us A_post G?
% f! ! a
% i ¢
e,
6. ade &amp;

A

Policy Statemenis

(CDA Letter #10)

October 1969

ernsd sea n

MCGR-3100. 10

oe

Model Cities Administration

—

ean aa

ee ee

HUD HANDBOOK

U.$§. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
WASHINGTON, D.C, 20410

CR eT et Se ae

&lt;a ty eee ee

rad

oon ie

RE eS me rend metime |
re eaten ny fee

ee
adie

Introduction
CBA Te
Housing and Urban
the extent there may moni hie 12¢ on
CDA No. 16 and a ooliey eheatenent in another CDA 1
the most recent

ine
o
Aa weed
* it
t
or
S
th

 

th te
Dy

 

CDA Na. 1G will be added te from Lime to time as the need for
Qo

 

additional policy definition becomes apuerent. ificsation
ef indiv rjduel policy statements covered by CDA No. 1. will be by
consecutive lettering, CDA Ne. 10-A, CDA Ne. 16-B, ete.

In developing and carrying out its Model Cities Frogrem, a
city must fellow the policies in these statements, Determination
thet e city is in compiience with these and other applicable policies
will be an important part of the review of comprehensive Programs ,
and of projects sand nendueedee within comprehensive Programs.

en with pol fey sestements will, aa a general

 

rule, suLL from projects or activities

which are oub of eigiinces or from the entire eocnprchensive Frogream.
Whenever a city has deutt us to whebher an existing or pronesed
project or sebivity, or Ree feature of an existing cr preposed
econprenensive Program ¢emplies with an anplicable HUD poliey, the
eiby should immedistely consult Regional HUD Model Cities staff.

Whenever a city believes thet the ee of any pea
would, because of special circunstanees in the e
contrary bo the purpase ef the Department in eas
develop cffactive Programs, it should immed i
HUD Mode] Cities staff. “Phd &amp; consulteti
lead to an exemption from the applicetion of
the Secretary of Housing and Urhen Development.

' * : weg iz
Beceuse of the critical Importence of the CDA No. 10 peliey i
statements in all phases of planning and carrying out a comprehensive jf;
Frogram, the city shall immedistely distribute them to policy boards, |
ett neies, and chloe cn repres eee the elty gouns it , delegate fi
agencies, and groups and individuals playing important roles i

 

Ene,
Cities Program.

 

in the eit
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                    <text>A~~ISTANT SCCRET ARi ES \'lt'iY°li·~ G t- lW llP.


.,\O Dt.. L (
tT ! E:; Pf.?OV KAf,:i


Date:
Octo'b,or 15, 1969
iO:
Mr. J, D, B rnma n, Assis t a nt !secr eta ry
for Ur b an S ystems ond E nv ironme nt
Departmen t of Tr&amp;n spo rt a tion - Room 8 01
Mr. Robert ,\ Podcste, Ass i s ta nt Secret a r y
E cono mic Deve l opme nt Ad mi n istration
Dep.irt me n t o f Commerce • Room 78008
S to p 330
Stop 206
Mt. D wight In k
A ss istant Direc tor for E xecuti ve Mnn agerac nt
Bu r (;aU of t h e Budget - Rt"Jm 900 1, No rth E O B
Mr. L ew i s Bv tl e r
Assis t a nt Secret a r y fo r P l a nnin g an d E va!u ;ition
De part ment of H e i;; lth, Education 2nd Welfare ·. Ro om 5039
St op 20
Mr. Arno l d \\'cbc r
Ass ist::1nt Sccret a ~y fo r Msnp,;,w c r
Department o f La bo r. Room 31 12
Sto p 36 7
Stop 205
Mr. Frllnk Carlucci
Acting Dire c:t. o r, CAF
Office o f Ec ono mic O pportu nity
1 2 00 - 19t h Strcet, N. W. - Room 548
Stop 27 7
Subje ct for Conc urre nce :
Mr, Chri stophe r DcMu th
Staff Ass i s t ant to the Pr es iden t
Exe cu tive Offic e Buildin g - Room 1 96
Sto p 28
CDA Letter #10 ( Introduction )
Concurre nce or comment req ueste d to reac h me by:
Concurrence or comments :
Floyd H. Hyde
Assistant Secretary for Model Cities
and Governmental R e lations
Return to:
Room 8100, HUD Building - Stop 98
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              <text>TO:

ASSISTANT SECRETA
AQDELL CIT

Kr. j. D. Braman, Assistant Secretary
for Urban Systems and Environment
Department of Transportation - Room 801

Step 330

Mr. Dwight Ink
Assistant Director for Executive Management
Bureau of the Bunget - Roem 9601, North EOB

Stop 20

Mr. Arneld Weber
Assistant Secretary for Manpower
Department of Labor - Raom 3112

Stop 205
Mr. Frank Carlucci
Acting Director, CAP

Office of Economic Opportunity
1200-19th Street, N.W. - Room 548

Stop 277

2S WARKING GROUP
PROGRAM

Date: Octobor 15, 1969

Mr. Rebert A Podesta, Assistant Secretary
Economic Development Admintstration
Department of Commerce - Room 78008

Stop 206

Mr. Lewis Butler
Assistant Secretary for Planning and Evaluation
Department of Health, Education and Welfare - Room 5039

Stop 367

Mr, Christopher DeMuth
Staff Assistant to the President
Executive Office Building - Room 196

Stop 25

CDA Letter #10 (Introduction)

Subject for Concurrence:

 

Concurrence or comment requested to reach me by:

 

 

Concurrence or comments:

Return te: Room 8100, HUD Building - Stop 98

Floyd H. Hyde
Assistant Secretary for Model Cities
and Governmental Relations
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~
,l ,
PROPOS/- l. FOR i MP ROV[D M!\NA CEIV\ENT
pnr,r:n
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,\UtDrl c1·r1r:5
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.
MO :)EL CI'rJ.LS P l~OGR.A tvl
I.
II.
III.
Introduction
r,
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.J.
- 0·
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,_,.
-
-'•
•
-
.,;j
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,:,
.... ,:=i 1.;:;
Use of " vo..rj_al 1. e fund~_ng 1'
o f suppl emen t ~l
-
~
s m~ans
funds
f c;;:i_rry ·ng on t
ef f r-;ct.i VC::, program mo;;; n-_gcme n-t:.
IV.
V.
VI.
Critor ~a f o~ daterrninati0 ~ of supplem _n tal fund
alloc a tio n
Str atr-gy f:o -- hand. J i ng nwGak " cities,
Cc·nclusion a nd. Reco,nmendation
�1.
IN'J'1ZODUC'J.'J. ON
l\lth01..19h the basic intent e xpressed in the Model Ci ties
statute app0zir . to focus prirndri ly upon the fi .:ic~,l pJ.ight o f our ..
cities and the n eed for ad&lt;litjonal financial assis t ance, experi ence in loc c.i l govcrnr:1cn-L compc~ l s ma to looK beyond this o er sirnpl i.f ied concept .
~
The l1aphazard u se of -he vast array of Federal c ategor ic a l
g rant-in -a i d progrc.J..rr: :., hos 1 ar;rc l y b~ cn ineffectua l in ca lv ing
major urba n p ro bl ems- - so:1~ c of t h G cities most succcs sf uJ. j_n
th 0 gran tsm~-:.n sh ir &lt;Jci.mc h c.1vc c .:p0.r :i. c nced some of the most seriou s
c i vil di scirdcrs .
Succe ss in getting Pca e ra l dollars does no t
in '; ur ~ .... uc:c c=~ss in m,1-king effec t i ve use of such resourc e-=- .
An hon ~st 0vc1. uac1on wou .l.d 11avc to con e u c l. 1a
t:. ..: .. ra l
Gov c n 1,"t1&lt;..•nt rw s n ot general J. y imposed cri t8 r i.&lt;1 v1h .i.ch \-i0 '1ld ma ke
ef :[ eel i VC! Uf;c of i ts rc~;ources and mc&lt;1ningful local cornrni tmer1t
prerequi:::itcs to con t inued Fcd erc:. l assjstan e.
'l,h:i.&lt;] pol icy h.-:J s not qrca tJ y cmco u :r.1:1g 0.d tho c1 e vclopmr~ nt of
gc. 1 ve~~nr,1cni.: ' '° c a ,_1 .:i.c :i ty OJ: wil l .i.nqnc~;s 1..0 d ea l effectively
v.,:i.U1 it:, ,;, ; n pJ: ohl c;~·,::; , ,H,d jnc:. e; ccJ , th e'. F'c dcr :, 1 Govcrnrncnt ' s
eti.gcrn u: s to fund i'mci dC';:J. cli:ccc tly \-., j U 1 cvm:y conceivc1blG ki 1c.l
o f co n st-. i Luency in €Jddj t j on ..i:.0--J+&gt;caJ. s~
, h as been one
- Or t.hc7 i\ ct_ jo1- 1 n.c L03-" :J :i.n r e: ·}ucj nq th e: Ci C. .t C~S
CR} ac ity to act.
J. oca)
---
If thif.; tre nd j ,, to be r.1 1 tcr·cd and rnc~,rninrJfu1 d c ccntr 0. J.:i ze1.tion i ~; t.o t;;ik~ pl v.cc, t .hc~ ro l e of the .F c)c,rul GovcJ~nrnent n1t1 f, t
be chang ed from t.Jwt of al:tcmpting tn d'"'al cli rcctJ y with t he
problcn~~ of our cili . . '. ., to th,lt of b1..1jldin9 t.he cap21cit.y of Stc1t.c
and loc c.l.] govcrnrnc.n ts to clC'al cf f cctive:: 1y with those problems.
'11 hi s is the prirnr.lry obj cc U . vc we have ~stabli sh.ca fo r the
adm i nistration of the Mod e l Ci.ti es p rogram.
rrh c following c o mme nt
e.nd the resu l t ing conclusions and r ccommcndc.1t:i.ons arc int.crn doc1
to assist in utlaining tb c:1. t ob~jective, and t:o impl:ovc our ability
to effective ly rn il. Hr-.g c th e:: . prograin.
�2.
II .
. · USE OF S UPPLEMEN'J'AL FCNDS
I n enacting the Mode l Cit i es program, the Co ng ress pro vid e d for a new source of fundj.ng , c oITTnonl y known as Mode l
Cities s u pplemen~al fund s .
Th e se f unds are to assist loc alities
in currying out the purpose s o f thG program . . The fo l lowinq
po ]icy objectives have b e en id e nti fied for the u se of supp l e nlc'r!i.:aJ. f u11ds ..
l. To p:comoi::e coordinotion and concen t rat ion of
u tt racti11e1 funds, s taf f , and other services from
tutio •. s and ~gcncies , publ i c and private , and by
gap0 in a c oordina·ed ~pproach with pro jects for
reso u rces by
ex isting inst.i ·fi lling in the
wh i c h f unds
would otherwise be u navai l n bl e.
2.
rJ'o secure cormni tmc.:nt of n ew r esour ce.: and mainte nance o f
effort on th e pa rt of the city , in~luding changes i~ agency
practices and s e rvice levels t o make them more respon sive t o
P u c1c, 1 nr?j g :1b o r hooJ ne e ds .
3. To incre as e loc a J accept a nce of res ponsibili~y for the p r o g r-1m , 10. aa :Ln:,r t o grc~c.1 ter care j n tho s e l c cticn of pr:oj e:: c~- s t1 ,1c.
a ctivit ies 2: n cl in lb e. conduct o f anu the monitoring of s uc h
project.~; .
4. To encom: a ge innovG. tion , maximum coordination of Federa l
assistance, ne w and Additio nal pro j ects a nd a ct ivit i es not
assiste d und e r a Fe d c~r a l grant-in-aid ~rogr ain. , 2,nd secondarily,
to be u sed and c redi te;;d as par t or a ll of the requi red non·Pedcr ~l cont ribut ion for Federally-assisted projects which are
purt. of ·Lhc-&gt; c ornpr ehe nsi vc model cities plan I as the Act provides.
5. To make available additionnl f und s to case "the f ina nci al
plight" of our c ities , as noted by President Nixo n in his spe ech
on revenu e _;lw.r .i. n g.
6. To exper ime n t with the block grant or revenue sharing approach
with a str ess u pon developi ng capabilities for local initiative
and loca l deci s ion-making in order to effectivel y uti l ize
un s tructured Fede ral funding.
�3.
·• III.
I NCREJI.S ING EFf&lt;' EC'I' I VE PTIOCTLT&gt;,M l·1AN.Ar. E;.1f,NT
BY USE OF VARil\l3LE F' lJNff.NG l\.P PROi\CH
- -- - ·- - - - - - - -- - - - ·---
...
As a mean s of improving prog r a m ma nag e me nt a t t h e Fede ral
le v e lr a nd e n couraging u s e f u l p ro 9 ranu,; ot tho loca l l e ve l, the
De p a r me nt o f Ho u s i ng and UrJxrn De vc l opm8nt pr o p osr:?s to u til i z e
~
c o nc en t o f va riable funding . By estab lis hi ng a s e t o f
~ ro cess a nd per forma nce crit er i a a nd u til~ z ing th em to judg e
.. e ovcral p Jg r am :i: r o r ·. )Y a c ity , s upp l em e JYt a l f u ndin g
l ev0 l s c a n be va rj_ c c.1 c1mo 11g citi e s, th os e wi t h the ~t__ 2_oten t ial
f o r n at iona l d e monstratio n p u r o os-,s caJJ bi.c.! c.1 ltctn:Io n a lJ.:.Y _a s_s i s.t..ed ,
cn1.c1 1: b e ci tit-:s i., iI01•.t .tng no I Lkel..' h o od of eve r mo ~ri-:t- { i-ig _4- vi a bl e·
. ....-,,-=c=--r:-i=-:~:::-.:-::-=--:~:::-=- - - -pr o~
gr a m c a n b e o.rc::&gt;pp12d
J: r o rn - e :i; r o g r. a m:
By u s i ng pro ce s s a nd pe rformonce c ri te ria , HUD s e eks to
avo id subs tituting a Federal judg ment for th a t o f the loc a li t y
i n s pecif i c substant i ve ur-a~ o r f u nc tio na l pro gr a ms , t hus
p r es erving l oca l in i ti u t i.v e.
This i s in k ee1i ng wi th bo th t1 e
Demon strat i on ,. , itics Act and th e n ew Adm i nistrat i o n I s con c e p t
o f r eve nue shar i ng .
Eac h cit y wi ll be o n notice wit11 respect t o t he c r i teria .
'fhc city will be?. t o l d i ts 2. ll occ1t :i.o n f.t.qu r c :or t 11c next pl·ai1n inq
y ear, and wiU h on not. ice that its ocl:ur.d. obliqat .i. ori fiq nxe
cou l d ~...1 c l1 l..i.:;; :i.o\·:er ~(.~.peEd in&lt;J upon pcrfu1. .. c:ncc .J.9ai n st the
sta t c~d crit e :i:i 2. .
The c ity wi ll also be i n f o rmed th n t except iona l performa nc e
o r ev j dence of potentia l for nati o na l do~onstra tio n pu rpos e s
c ou l d ea rn i t - xtra suppl emental f u ndinq . F'ai lu r~ to perform ,
on th G o t her h and , cou ld resu lt i n a s evere cutba ck in f u nding
or e l im i nation from t h e p r o gram.
The sugg e sted crite r i a to be app l ied i n eac h c as e, and
t he pr oc ess for handl i ng t he weak c it ies are a t ta c hed . It is
a n t.icipa t co th a t ln maki ng ~j u ]gments , the relat i ve i mp rov emen t
o f p crformQncc wi thin eac h i ndi vidua l city over t h e pre viou s
y e 0r will be ,onsidered , as we ll n s th e u sef u lness o f its overa l l
process a n d performa n ce f o r n a tion a l demonstra t io n purpo se s .
�4.
IV. FUN DI 1 S ~ CR I TP PIA
.,
J_ •
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c xec u i:.:i..v c
.
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C ..-i_ ,L. J\/ ~-- c··o- :··'
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~
0 :. 1: ic c&gt;r ,
including su pro ~t
fro m the c hief
a l.l. ocv t i, n cu1d r e --a l l o c a. l: i on of city
r eso ur c e s , c ha ng e s i n c i ty a gen c~ po licy , prac t ic e a n d
c::-c rv ic c l e v e l s· to make them 111orC:? r c:: sr o ns i vc to th e mod e l
n oigh b urhoo d and i t s r c~ i.d c nt_ .
2.
privat e :
M~x i mi za ti o n o f a vo j.l ab l P r c s ou r c es ,_ pu bli~ and
incl u di ng th e uti l iz a ti on (o r a tt c npt~ d u t ili za tion)
o f c1.pp r·op1~:i.atc Fc der a .l 9 r c.mt prcq r :tm s , state prog r ams , t h s
i nvo lv e me n t of th e p ri v c1 t e s ec t o r , c:.r nd v olu.n t .:1r y acti on.
i. nc l u d i n &lt;J t J..c csL1. bl i s lrn10 nt of e f f e ct.i v"' c oorch n a.t i ng
mec h a n isms , \vOr ]~i nc:; ag rce:.n n t v:i th o t h e r e.genc i e s , im a g i n c1 t i v c
us e of rc:_;CJu rce:~ from ct v,u: i o ty of f.our.cos i n t andem to


oc u s


on p r i or i ty p robh'ms a nc.1 o l j c c t ivcs .
4.
__
Commun
U .: ,y i -nvo
l ve:mcn-t ----·----------·-·-c-. n cl ci 'c i 7. C!l1
n a r t .ici
t io n :

 _____
- - . ---------·--·
· - --pa
- --- - ·
i nc ] u d ing U1 (.c c1ch icvcrnc nt o f b :r:oadbasGc: co:nm un ity su ppo1· t ,
v o lr:nU1ry ,:;ct.ion , wi dc::;r,: r ead c i t iz c• n involveme nt i n a nd
max i mum e mployme n t
o f mod e l neighborh ood r es idents pl a n ni ng ,
mo nit ori n g and cv0. lu a t .il g th e: p ros:; rctm. a s u. who l e unc1 indivj J u a l
pn) j c c ts o n a n on -going b as i ~ , r cspons j ve n css of oth e r
cooperati ng agencie~ a nd i11stitut i on s to th e n e ed f o r citi ze n
pa.:r.t ic ipa tio n, and maximurn crn p l o yrnon t o f mode l n eig h b orho o d
r es id e n ts .
5.
.Alrn inis_·:l~utiva com_pot -. ncc c1.nd_c_;,pac ity of tlw CDA :
in cl u d.' nc. pros r ss in achievi ng operat in g res ult s and i n JnE~et.ing
,1JH1. c"!,1L~1 ~p-,t h c• r.ing ;ic U vit.icn p l u s th o ..=m ,, Jysis of tl c cT:i t -· ri?..
listN1 abovc-&gt;.
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ci~ics_ in Pl anning
(a )
·· -·p.1;:cice:
r:1.
plann ing fundr5 rcc:!_uisit:i.on~.
hole. o n furth(!r
{ HUD·-718 ' [., ),
--- no tify th e· city t h a.t . · cvi cw o f 'the c omprc,b e ns i v e
pl~n wi] l ~e h e l&lt;l u p ,
- ·- noti [y th e city t h ct t
t h e .::irnount of f,;upplcrnentc. l
fund;:; cc1r1r,,.1:c}z0.c1 f o:r. L:ho fix·st uct ion yc!O. r will
he~ rcducC::c1 ,
- --c1 rop the c i.ty frc;n t h·:::: prcgrurn.
(b )
Ci.tic,~~ i n B&gt;'.vcuU.on.
- - p lc1cc a hol d o n fu:c L:h er supp li::-:rno nt c1 l c&gt;'.po.nd i 1·1:1 J. c-:: s
by ~mspcnr] j 11.g tb8 L c 'l.t e::,~ o f: C:c ccH tr
--- -11c.il:c hcJJ d: ; on Sl1pp1e,•1e·nto l funds non 1·c :i.1.-tbur sa bl.12 ,
t 1-· \1 ;_; 1--ccJl.t C.: i Jt~{ t:.1!·'"'. ~!1"1':.) f U!t c1.f: t~ . c: cur~rr· 11-L: c_Jr;__-:.;1 -L: ,
- - ) ~C·cJ. Ll.C: CJ tJ 1(~ z.--~1 !1C.H l n i:. 0 [
~; ll.}l~Jl t:'; 118:n i.~Cl l
.f U j "J( } S C.:d ):--ftlCl )_- }~C. (l
for t h e J. ·~:t act .i_oi1 y e:,t:c··-···c'!ror, lh•:' c::! ly f:i:om th e, p:cog:r.0.rn .
1
2.
P :r_ ()(,('(hll 'C for IilJi"l r'Ci'i.:l l ty l'c ·:.-j _(J,1

·--------- ---- _.......__________ ·--- ---------···----
In l:10!:~ t-. Cr ,.:. •:' ::' i ·L .i.s .:-rntic :i pill:.c1 t 12 [-. 0 cit , ,~; [ d :i. 1-U .l~C L:O
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by uu :c nc:c::rioni:l :I SL:,1f f or th e: R0'CJ:i0. 1d l Intc·cas c-,nc y CoCJJ'. 1.1:i.nu·i ing Co:r,m it tc&lt;:-: .
In th c~:c c a~;cs th r'. l , ~;~·istrrnl. l'.c~r:i.c.1c1.J
Ad rn:i. 1, :i ::; t.ra b. ,r for L'io,::1_,,J Ci t .:i -.fc- v::i. ll prc;x,rc a rn:-,m-::&gt;:v-a11c1 i..,::l
for tl 1c l:.r.;s is tcmi..: Sc :rcU1.1-· y , U ·: ro;1q;1 th e n c-sl: O:Lf :i.ccj_- encl
Dir cc L or of: Progi: v.m Of ' ·ra-L i cms .
'l'h j :J rncEK ·rc1nd urn shon ld
note::
-~ \·1 hc1~r_· &lt;rnc.7 hO\·J t h e: city fu:i li; to s z, tisfy one or r,1o r~ of
t}1 c J.,~l~;i c
r·:r j t(•r) U
f
•
- - \·,it.:it prcvic1u;-; ,tction ( :i . c . Lc.:H.l.nwn talk \·. i th CDA Dirccto1~
or J'·l-:lyoJ:- r )_,rc v·iou~., \lu.rnin ~J J. ct cc,r t o the::! c:i.ty ), if a11y,
h c:is b ee n t a i'..c1 1 1. n t..: h · s rn:~_-L: Lc:i~ ,
-···Hh ,::-L: .:"~ t .::.on .i s rc·cOJr!'Y;c:nc'l r,_:(J, .:md
--\,;ho ( 7\1&lt;.i\ 1 Hcg j Oil c., 1 Ad,n :t.i~i::: -.r ~,tor , Des k Of f ic cr, D.ircci_o -~
of )}:re t i :r- ;:'.. OJ 1c :,· ,· -t-.5 011 ,; , A~;;; 1 ::, l". .:1. !1t. f;c,c.rc t a.ry o r Sec).·ct,1ry )
s liu u l c1 0:i.ve no.:.:icc to the cjt.y "11d iJ:-&gt; a l-. fon1 ( lcl~tcr ,
phon. . cal l, 111c_;ct :i n0 ) it. sho-c:.ld bike.
1
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'l &lt; i . ( n.
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In a few Cilscs ,
~
c i ~y 1 ~
fflilurc
7•
to s a t i sfy bas ic crit e ri a


i c" o n"c: f:i. nr1 ]"V


Tn thr• S"' c-:-.r-r.,i:-,
J..,.,. l~.·Jcic--,]
•'- • , ·i;~ (, L·on &lt;': ·f--d ',::1.._
th e D2 :·J~ O:U ic1e~r ~;houlC, b "" i n fo ::·nwd and he shou l d d i ~.; c u ss
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the sj_.tu ation with the J\ ss istc:. nt }";cg- ionc1 J. l1dmi 1d. s t r c1 t .0 1·.
/\n y rn.J j or d :i. £ f ercnci2s in h ow a vrob l &lt;-:rn si. tuc1. tio n shou ld
b e h a ,.d l ed sh0ll b e r u is e d to t h C! .Z\ssis t c:in t Secret ary .
W;:1shingto,, Sta ff , \·Ji t h f:.E~r i o nc, 1 Of ,_ice a dv ic e , wi l l a lf'O
r ~,-;oon s:i. ..:1 C::' f C&gt;J' d -:-, tr::, n ,,in j 11 0 :i. f i"i.ncl wh Gn the cclpp roor i a t G
be
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'.:&gt;c,. -..
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C.
prob l em and the pos sibl e a c t i o n.
Th e AR~ w1 11 be responsib l e f or no tify i ng ~ a nd wh ere
a ppro:i:,:c i c1 t e, c.1:i.scu s~3 ing \·.rit·.h th e: 1UC C , the probl ems anc.1
t h e n o tice ,.m d p ena lty fic tion proposed f or t he c i t.y.
39
Proq rc .,s Re por t
--·- -- - -----'l'h c 71.,:;::.; i stant Regi ona l Aclm i n i st r ator i·. :i.1 1 p repare o. sub sequen t report to t he Assistant Secretary , th r ough t h e
DcsJ~ O:Cf i c cr u.n d Di r ec tor of I?rOCJrarn Op,.; r.ations , (l) no t i ng
whc~t h 2:c the city h a s rn v.do. the n ecC!ssc1 :cy c on:ect:i..o n s o r
7 i J-i
'1 )
, .• OJ!
· ·1-r"
-, ("[r_t...
n·'u..l C.,\
· · ··t .·' 0/l
' OJ_
._ p e 1.1 a lt .U
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( ,_
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L _ _ O J.
c
irnpc&gt;,,ul..
~£' hj~: rc1 •o't· l: 1 \:h :ich C D.i ~ be~ v c::i·y brici i { U v:~
cit y b;:}, )'."C G~)onc1c d S8.t :i sfo. c t orily , shon l c1. come ab out , .th e
t : r,1~-= o ~ the 6cuc J :i.nc s c i.~ f o:c th e! city I s 1,w kins cor:c cctions .
Th e, l,1'.i. ;:;n(~ De:::.): (Jf"ficc~j_- shcn.1J&lt;.', kee p , 1. b:r:- c ~1:=-_; L o.f th. P- city ' s
pro gress ,rnc'i r !}Y'J: L 0.ny u rn.1:..;u ci.l dcvclo p;m,,n·cs ( e .g. need ·to
in 1_; t i. tut-c i,t..1·on·.:::0 r ri ,cj c1st1ro r: 1 n eed to e:-1:1. Lcm"i dEiadl .i. n2 ,
prv yrc.~s ~.; \·,r:, r.-ronl :i.iw cz:i.:rl :i. &lt;:::r r c in:::;tu.t eme:nt of [unuing ) to
tho Ass i st a nt S cc r c t~ry .
·
1
4.
Conclu s ion


It i s v ery i mport nt that w . do e v erything po cs j.bl e to
h e lp our wca J~ cit.· es imp r ove.
If th ey arc: un o b1 0 l o
s a t:i.s fy onr lx 1s .· c c:ci. t c ria \,'e ·h oulcJ t c- .kc ~ppropr:i.atc ,
propo:i'.' t i o 1'1a l step:_; t.o r ed uce, anc.1 in ex ·-rcme e aser· end ,
our conun i_t :-::()n t ,:o th e m.
1
The pur pose of tl1is 11 1·JGak Cit i e s S ·rc:1.tegy" thGn is to
ensu re thc:it ( l} HU D foll o,\:s a. co n s ::.stcn appr&lt;.&gt;Rch :i_ n
d eu l :i.n9 \-.' i th prob] c-:;n c :i.-Lic s anc~ ( 2. ) tha t u so l id }:ecord
is cstRb li shcd f o r any pcnDlty a ction t hat may be come
neccssctry .
�8.
VI
-CONCLUS IONS AND RE COi"1H:S NDA'I' lO r1 S
A.
Concl usions:
1.
The bu.s ic obj ec tive of tl1e Mod e l Cities program
i s to b u ild the capacity o f citie s {and state
go vernment } to d ea l with their own u r ba n probl ems.
2.
Traditiona l Federal appr oc;1ches ha ve not contributed
to this obj e c t i ve.
3.
A different appro a c h is ne e d e d in order to assure
the n e c e ssa ry commi t.rn e n t o f local governmC?. n t to
the obj e ctive s o f t h e prog r a m so th a t i t
viewed as II just. a nothe r F' e der a l grant. 11
B.
is not
4.
Better manageme n t a nd st ro nger city commitment can
b e ac hieved if the citie s ' l e vel of funding is
d epe ndent u p o n pcr f orma n :e criteria and not upon a
fi x e d for:n la.
5.
El imination o f we a k citie s f -om t he program after
f a i l ure to res ~oi d to i~dic~tcd a ofi ci c n ci es wiJ.l
increase t he cre&lt;libility o f the prog ram.
Re commend Rt ion s :
1.
Tha t HUD ado pt and communic a te to the cities, a
po licy which would clearl y i n d ic a te to cit i e s t h at
thei r l eve l of fun d i ng E.~::tc h yea r would de pe nd upon
t heir per f orman c e in a ccordance wi th the cl e a r ly
sta t ed crite ria.
2.
That eac h c i ty b e given a "p l a nning figure " in
a dv a nce , bu t wi th a cl ea r unders t andi ng tha t it
is not 11 guara ntecd 11 but d epciiden t upon (1) above.
3.
Tha t ex c eptio na l cit ie s be refe rred to the Assistant
Se cretar i es Work j ng Gr oup f or d s t erm i na t i on o f
pr i ority s u ppo rt .
4.
That " weak 11 ,-:i tie s be h and led as susg es t e d in
paragraph V a n d be dropped fr om t h e ~r og ram i f
t heir respo n s e is unsa ti sfactory.
RGqpectfu l ly .,nbm i.tted,
l ,
Floyd Ho IIyde
Ass i stant Secretary (MCGR )
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              <text>PROPOSAL FOR [IMPROVED MANAGEMENT
OF THE MODEL CITIES PROGRAM
STE IRTy
GRMENT

 

IMPROVING THE MAN?

OF THE MODEL CLEELS PROGRAM

 

|
a

Introduction

II. Policy objectives for use of supplemental funds

Til. Use of “variable funding" as means of carrying out
effective program management.

IV. Criteria for determination of supplemental fund
allocation

V. Strategy for handling "weak" cities.

VI. Conclusion and Recommendation
INTRODUCTION '

 

* *

Although tha basic intent expressed in the Model Cities
statute appears to focus primarily upon the fiscal plight of our
cities and the need for additional financial assistance, experi-
ence in local government compels me to look beyond this over-
Simplified concept. . y.

The haphazard use. of the vast array of Federal categorical
grant-in-ajd programs has largely been ineffectual in solving
major urban problems-- some of the cities most successful in
the grantsmanship game have experienced some of the most serious
civil disorders. Success in getting Federal dollars does not
insure success in making effective use of such resources.
An honest evaluation would have to conclude That the -Fertieral
Government has not generally imposed criteria which would make
effective use of its resources and meaningful local commitment
prerequisites to continucd Federal assistance.

 

 

This policy hes not greatly encouraged the development of C /
local govexnment's capacity ox willingness to deal effectively V2
with jts own problams, and indeed, the Federal Government's

eaperneds to fund and deal directly with every conceivable kind

of cons

neuen in pe eee Seeman has been one
of the sa -Tactors in reducing the cittes® capacity to act,

te

   
 

Lf this trend is to be altered and meaningful decentraliza-
tion is to take place, the role of the Federal Government must
be changed from that of attempting to deal directly with the
problems of our cities, to that of building the capacity of State
and local governments to deal effectively with those problems.

This is the primary objective we have established for the
administration of the Model Cities program. The following comnent
and the resulting conclusions and recommendations are intended
to assist in attaining that objective, and to improve our ability
to effectively manage the program,
£23

“USE OF SUPPLEMENTAL ¥YUNDS

 

In enacting the Model Cities program, the Congress pro-
vided for a new source of funding, commonly known as Model
Cities supplemental funds. These funds are to assist localities
in carrying out the purposes of the program. The following
policy objectives have been identified for the use of supple-
mental funds.

Policy Objectives

 

1. To promote coordination and concentration of resources by
attracting funds, staff, and other services from existing insti-
tutions and agencies, public and private, and by filling in the
gaps in a coordinated approach with projects for which funds
would otherwise be unavailable.

2. To secure commitment of new resources and maintenance of
effort on the pert of the city, including changes in agency
practices and service levels to make them more responsive to
model neighborhood needs.

3, Yo increase loce] acceptance of responsibilily for the pro-
gram, leading to greater care in the selection of projects and
activities and in the conduct of and the monitoring of such
projects.

4, To encourage innovation, maximum coordination of Federal
assistance, new and additional projects and activities not
assisted under a Federal grant-in-aid program, and secondarily,
to be used and credited as part or all of the required non-
Federal contribution for Pederally~-assisted projects which are
part of the comprehensive model cities plan, as the Act provides.

5. To make available additional funds to ease "the financial
plight" of our cities, as noted hy President Nixon in his speech
on revenue sharing.

6. To experiment with the block grant or revenue sharing approach
with a stress upon @developing capabilities for local initiative
and local decision-making in order to effectively utilize
unstructured Federal funding.
‘ITLL.

INCREASING Ce ee aa ae MANAGIMENT
BY USE OF VARTARLE FUNDING PPR ROACH

 

 

As a means of improving program management at the Pederal
level, and encovraging useful programs at the local level, the
Department of Housing and Urban Development proposes to utilize
concept of variable funding. By establishing a set of [for
rocess and performance criteriap and utilizing them to judge hove OR
© overe program cCrLror y a city, supplemental funding /
levels can be varied among cities, those with the best potential "dee

 
     
      

 

for national demonstration DUS DOSS SR ee eae yee nade assisted,
am the cittes—showing no likelihood of ever mounting a viable

program can be @ropped ron ths pi program,

By using process and performance criteria, HUD seeks to
avoid substituting a Federal judgment for that of the locality
in specific substantive areas or functional programs, thus
preserving local initiative. This is in keeping with both the
Demonstration Cities Act and the new Administration's concept
of revenue sharing.

Bach city will be on notice with respect to the criteria.
The city will be told its allocation fiagure for the next planning
year, and will be on notice that its acauad oe ee Figure
could well be lower Gepending upon perfurmance against the
stated criteria.

The city will also be informed that exceptional performance
or evidence of potential for national demonstration purposes
could earn it extra supplemental funding. Failure to perforn,
on the other hand, could result in a severe cutback in funding
or elimination from the program.

The suggested criteria to be applied in each case, and
the process for handling the weak cities are attached. It is
anticipated that in making judgments, the relative improvement
of performance within each individual city over the previous
year will he considered, as well as the usefulness of its overall
process and performance for national demonstration purposes.
TV. PUMPING. CRITERIA » =

1. City commitment: including suppert from the chicf

executive officer, allécation and re-allocation of city
resources, changes in city agency policy, practice and ,
service levels to make them more responsive to the model
neighborhood and its residents.
+.

2. Maximization of available resources, public and
private: including the utilization (or attempted utilization)
of appropriate Federal] grant pregrams, state programs, the

involvement of the private sector, and voluntary action.

3. Effective coordination of available resources: |

 

 

including the establishment of effective coordinating
mechanisms, working agreement with ether agencies, imaginative
use of resources from a variety of sources in tandem to focus

on priority problems and objectives,

4. Community involvement and citizen participation:

 

including the achievement of broudbased community support,
voluntary action, widespread citizen involvement in and
maximum employment of model neighborhood residents planning,
monitoring and evaluating the program as a whole and individual
projects on an on-going basis, responsiveness of other |
cooperating agencies and institutions to the necd for citizen
participation, and maximum employment of model neighborhood

residents.

5. Adminis"rative competence and cipacity of the CDA:

 

including progress in achieving operating results and in meeting
the planning schedule established by the city; access to the
chicf cxecuiive; and Gevelopmont of continued planning, evaluation

and data gathering activities plus the analysis of the criteria

listed above. |
!
thn

 

 

BE Lainni nd DYoceseAa: ev:
fionshing betwean (a) &amp;
(b) the cljectives, et
iccal plan: and {¢} the
plan.

Loar and reanonable rela~
Vor hood’ sa problemas

3 GY prderitier of the
RGA ih the oneeyoar achian

¥.

 

PROPOSED STSATEGY FOR BANDLING WEAK CrPtes
As we and the citiag have devealoned experiense with the
Model O3ties program, it has become inereaszingly clear that
there ars aavezal, key @laments to local progxyess and success
whieh sre reflected in tha akeve cr itera. Soma af our ciies
aye doing wall in ali of a nomber af these areas; others are
noticeakly Lacking in one cr more of them. Repeahed efforta
have heen made ko gerrect these lather oonditions and seme
eucecsses have Keen reterded. But theso efforts have been
3O4 how and when te
Therefore WE propose
Len and underkake a
and per forniance.

     

hampered by the shneses of an overals
penalige Inack of eAty effert and pr
to cuminuiicete the above eriteria te
range of HUD reaponsesm to inadacuate

RUD Response
The type ef net
facbery progress in mesiiy
on (1} whether the city i
{2} whether previous warning
re

iven by HUD when @ city shows unsatiae
the banie eriteria will vary depending
in planning, review or exeovtion,

3 of deficiencies have been given te
the gity, and (3) the dag and seriousness of the deficienecias.
In @1l cases the respanse should indicate very clearly:

o&gt; ata
rr

Te
ih

rt
«

3 2 a “

-- which eriteria the city de not meaevring up te,
ee what achions Or correehionas are needed ,
ee the elty's deadline for making corrections, and,
Where Appropriate,
we penalty action that will be teken if terrectiens
AaA¥e Hob made.
6;

Following is a list of actions that would he appropriate
if cities foiled, after warnings ‘are given and technical.
assistance is provided, to measure up to the basic

Criteria. It is anticipated that in most instances HUD

will utilize a serics of increasingly stronger responses
to induce corrective measures.

(a) Cities in Planning

--place a hold on further planning funds requisitions
(HUD -718's),

~-notify the city that review of the comprchensive
plan will be held up,

~-notify the city that the amount of supplemental.
funds earmarked for the first action year will:
be reduced

--drop the city from the program.

(hb) Cities in Dx ecution

 

-~-place a hold on further supplemental expenditures
by suspentiing the Letter of “Credit,

--make holds on supplemental funds nonveinbursable,
thus reducitnae the amount of the current grant,
sereduce the amount of supplomental fkuncs carmaric ed

for the next action year- ;
-“drop the city from the program.

Procedure for HUD Pcnalty Ketion

In most cases it is anticipated that a city's failure to
satisfrectox

 

ily meet the basic criteria will be identified
by our Regional Staff or the Reygioual Interagency Coordinate
ing Committee. In these cases the Assistant Ve syienal
Adiiinistrator for Model Cities will prepare a momorandum
for the Assistant Secrelary, through the Desk Officer and
Director of Program Operations. “his memerandum should
note:

~-whore and how the city fails to satisfy one or more of
the basic criteria,

--what previous action (i.e. Leadman talk with CDA Director
or Mayor, previcus warning letter to the city), if any,
has been taken on this matter,

-ewhat oction is ee panesnced and

--who (ARA, Regional Administrator, Desk Officer, Director
of Program Oparations, Kesistant Socretary or Secretary)
should give notice to the city and what form (ictter, ©
phone call, meeting q) it should take.

r Tp , oe =a tn te the eee | yee ee a ate a oS &gt; .
ae Assistent. Seoretary wall aporeve, rejoch or modify the

= ‘ined eel Ss ‘ 3 - many a 2) ee at = —- ' * tao +
POCONO LON, POICLM ing App opYaate cases to the Seceretas,
and jaf Lfy the Jaetiow of action Lo le taken,
de

In a few cases, a ee failure to satisfy basic criteria
Will be identifiec iShington Staff. In these cases
the Desk Officer shoulda. be informed and he ghould discuss
the situation with the Assistant Regional Administrator.
Any inajor differences in how a problem situation should

be handled shall be raised to the Assistant Secretary.
Washingto, Staff, with REqional Of.ice advice, will also
be responsible for determining if and when the appropriate
Congressional Representatives should be adviscd.of the
problem and the possible action.

The ARA will be responsible for notifying, and where
appropriate, discussing with the RICC, the problems and .
the notice and penalty action proposed for the city.

Progress Report

The Assistant Regional. Administrator will prepare a sub-
seguent report to the Assistant Secretary, through the
Desk Offiecr and Director of Program Operations, (1) noting
whether the city has made the necessary corrections or

(2) recommending additional action or penalties to he
imposed. This report, which can be very brief if the

city has respvonded satisfacterily, shovld come abqui:. the
time of the deadline set for the city's making corrections.
The AVA and Dosk Officer shovld keep abreast of the city'
progress and repoxt any unusual developments (e.g. need ‘te
institute stronyer measures, need to extend deadline,
proyress warranting earlier reinstatement of funding) to
the Assistant Secretary. ‘

Conclusion

It is very important that we do everything possible to
help our weak cities improve. If they are unable to
satisfy our basic criteria we should teke appropriate,
proportional steps to reduce, and in extreme cases end,
our commitment to them.

The purpose of this "Weak Citfes Strategy” then is to
ensure that (1) HUD follews a consistent approach in
dealing with probleia cities anc (2) that a solid record
is established for any penalty action that may become
necessary.
VI

 

‘CONCLUSIONS AND RECOMMENDATIONS

Conclusions:

l.

The basic objective of the Model Cities program
is to build the capacity of cities (and state
government) to deal with their own urban problems.

Traditional Federal approaches have not contributed
to this objective.

A different approach is needed in order to assure
the necessary commitment of local government to
the objectives of the program so that it is not
viewed as "just another Federal grant."

Better management and stronger city commitment can
be achieved if the cities! level of funding is
dependent upon performance criteria and not upon a
fixed formula.

Elimination of weak cities from the program after
failure to respond ta indicated deficiencies will
increase the credibility of the program.

Recommendations:

L.

That HUD adopt and communicate to the cities, a
policy which would clearly indicate to cities that
their level of funding each year would depend upon
their performance in accordance with the clearly
stated criteria.

That each city be given a "planning figure" in
advance, but with a clear understanding that it
is not "guaranteed" but dependent upon (1) above,

That exceptional cities be referred to the Assistant
Secretaries Working Group for determination of
priority support.

That “weak" cities be handled as suggested in
paragraph V and be dropped from the program if
their response is unsatisfactory.

Respectfully submitted,

Piloyd H,. Hyde
Assistant Secretary (MCGR)
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        <name>Box 8 Folder 17</name>
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                    <text>CEPr..l~TMi0: !-~T OF H O LJ SI 1-! G
A l'-l D UR!:-3A N
OEVE L.OPMENT
Vlt, 5t-li i'1GT0t{, D. C . ?.0,1i0
OF'F I CE OF TH E /..,S$ l &lt;; Tt..N T SE CR L TA !.: Y
r,· oR MOD E L C ! T!F.:. S f-&gt;. MO GOVL:Rt,-lMENT AL R F~ LA TI O t.J~
ORIGINl\L
IN
R E rLY R L t0 ER
- ----- -·----
October 21 , 1 969
TO:
J .. J). Br2.1n a 11 , ,~ssi stnnt S e cr e:ta1-:-y, ]JOT
Mr . Ric h o nJ Natha n r As sistant Direct.or , BOB
Arnold R. We ber, Assistant ~ccr~tary , DOL
Frank Carlucci, Act ing Dirc c to r 1 CAP , JEO
Robe r t A. Podest~, Assist a nt Secr0ta ry , Con mer ce
Lewis Butler , As sista n t Secr eta ry, nmv
Chri t opl i i2r DeMuth , Staff Assistant to the Pres ident
Chu r le s H. Rogov in, Adminict r tor, LBJ'I.A , J u st i ce
0
F ROM:
Fl oyd H. Hy de , Ass ~s tan t
SUB.J:
Improving th e Man~gcmcnt o f the Model Citi
P:r.og rum :
Se c·-,ta ry, MCG! .
P
A Propos al
1 am :_nc los.in9 for y our revim·J a HUD- c ncl.m:-s,-"d
11
Propos8 l
for I mprov :ci Man ageme nt of th e r,!ocl c 1 Ci.t ics Progru.m.
11
I t :i,s b ased u po n th ~ ass umption t.)Ht rcc1 s onabJ.c process
and pe?r fon nancc er i tc:t ia ~a n be:: es ta.bl ished -and corn.municat ed t o the cities so t hRt the l eve l of suppleme nt a l fu nd
o b l ig ations can b e determ .' ned by measu ring a ci t y ' s progres s
a nd effort in re l ation to these criteria.
It is a lso bQsed
on t he proros ition that the Model Cities process i s~ means
o f inc reasi11g the capacity of l ocal governm ~nt to deal with
its urba n problem. , a n d th~t the effect ive appli c a tion of
1 imited resour.-ces by the Federal Gciv er:rune nt ca n b e h e lpful
in dcmon ~trati1g that fac t .
In th is connection , the HOD propo sc:il should be b e n eficia l
to tlic Mod0 l Cit Los-connected effort s of other departmen ts
and aqcncics .
·.rhe Model Ci t j cs approac h h os the po t e n t i .J. l
of increasing the effcc t ivnn ess of nny i nC i vidual categoric a l c3rant } roj c ct 1.)y l .y ing it in t o a coordi natQd,
r a tion,..lJ. l oca l effor t to so lv e related probl e ms .
The
determinr1t5 on of the mor(! prom i sing lo .a l .Model · Cities
programs s l1ould be hel. Iul in appl11 ing other ava ilc::iblc
Federal re sourc ~s as WQl l.
The jnl'lqrncn t proc(:Sf-; conLemplntcd b y HUD wo1.1 l d main" a i n a
role Ser th&lt;2 r;,~J inn21 l and \\1a s}1i1 ·s1 Lo n intcr.::iy 12ncy rov iew
COF!nli ti·r ··c..5:'; .
U- \S , 1 lso '. ,uqq,~.,,tr:::d L.!1 ;:l·i th(i j:.,:;sistant
ro :
�2.
Se cr eta ries Work ing Group tak e o n t h e major responsibility
for determinino those ci ti es in which to concentra te
suppl -, ment al fund s over a nd abov e wh a t: a ci t y would norma lly
rec ei ve, as we ll a s o t her priority assis t a nce.
I would like to sc h edule a m_ eti ng o f the Ass is tant Sec r e tari e s Worki ng Group to di scuss th i s pr o posa l on Fr i daj ,
October 31, 1969 at 4 :00 p . m., Room 8 202.
It is Secre t ary
Romney ' s i nte ntion to take th e proposalr togeth er wit h th e
com1nents b y the ASWG , t o the Under Se c r cta r ies Group and
the n ~o the Urban Affairs Council . If the approach appears
to be appropr i ate , HUD wo ul d l ike to p u t it into op e ration
as quickly as possi bl •
I loo k forward to your comme nts on t h e proposal u.t the
Oc ober 31 meet ing.
I f yo u r o wn Depar tme nt has had any
exper ienc c yo u could share \-Jith HUD v.1i t h respe ct to this
t ype of appro&lt;'1c h to fund i11g r this in f orma tion would be
great ly appreciateci.

.
.(
As s ist ~nt Secretary
'
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              <text>* i DEPARTMENT OF HOUSING AND URSAN DEVELOPMENT
%, [ HEHE oe ; WASHINGTON, B.C. 20410

eaza wt

 

 

i
i

OFFICE GF THE ASSISTANT SECRETARY
FOR MODEL CITIES AND GOVERNMENTAL RELATIONS IN REPLY RLFER TO:

ORIGINAL MEMOPANDIUM
October 21, 1969

 

TO: J. D. Braman, Assistant Secretary, DOT
Mr. Richard Nathan, Assistant Director, BOB
Arnold R. Weber, Assistant: Secretary, DOL
Frank Carlucci, Acting Director, CAP, OEO
Robert A. Podesta, Assistant. Secretary, Commerce
Lewis Butler, Assistant Secretary, LEW
Christopher DeMuth, Staff Assistant to the President
Charles H,. Rogovin, Administrator, LBAA, Justice

FROM: Floyd H. Hyde, Assistant Secretary, MCGR

SUBJ: Improving the Management of the Model Cities
Program: A Proposal

I am enclosing for your review a HUD-endorsed "Proposal

for Improved Management of the Model Cities Program,"

It is based upon the assumption that reasonable precess

and perforiance criteria can be established .and communi-
cated to the cities so that the level of supplemental fund
obligations can be determined by measuring a city's progress
and effort in relation to these criteria. It is also based
on the proposition that the Model Cities process is a means
of increasing the capacity of local qovernment to deal with
its urban problems, and that the effective application of
limited resources by the Federal Government can be helpful
in demonstrating that fact.

In this connection, the HUD proposal should be beneficial
to the Model Cities-connected efforts of other departments
and agencies. The Model Cities approach has the potential
of increasing the effectiveness of any individual cate-
gorical grant project by tying it into a coordinated,
rational local effort to solve related problems. The
determination of the more promising local Model’ Cities
programs should be helpful in applying other available
Federal resources as well.

The judgment process contemplated by HUD would maintain a
role fer the regional and Washington interagency review
conmmiktteacs. ft is also sugqested that the Assistant
Zia

Secretaries Working Group take on the major responsibility
for determining those cities in which to concentrate
supplemental funds over and above what a city would normally
receive, as well as other priority assistance,

I would like to schedule a meeting of the Assistant Secre-
taries Working Group to discuss this proposal on Friday,
October 31, 1969 at 4:00 p.m., Room 8202. It is Secretary
Romney's intention to take the proposal, together with the
comments by the ASWG, to the Under Secretaries Group and
then to the Urban Affairs Council. If the approach appears
to be appropriate, HUD would like to put it into operation
as quickly as possible.

I look forward to your comments on the proposal at the
October 3] meeting. If your own Department has had any
experience you could share with HUD with respect to this
type of approach to funding, this information would be
_greatly appreciated,

eh 2 n= et

cere ad. Oe
Assistant Secretary
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                <text>Box 8, Folder 17, Document 21</text>
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