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___
\
....._.,... .
. l
'
THE NEW YORK TIMES, ·.M ONDAY, N OVE':\1:BER 21, 1966.
.POPULAT.ION ISSUEIf _
.,. .,~· .\/,·&lt;:.··'.-,·.:
-,:-~:'-~
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!


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'.l
··· PERTURBS H
TIRTZ
[
J./, -: . •'·· ' · ,._ .~~,, ·
H
1
..,
Dangers F oreseen
i
·r,'i "Just as science has made
training in ,two \\.;Y~ by_ pro~·id-·
,ri-;/"
~ war t oo dangerous to be left _to ing an across-the-board mcrease
I the aenerals, Mr. W irtz said,
in medical t raining and by !)roj ;- _ .-_ .-··
·
· I' "scie; ce, when it unloc_ks t~e
viding a S30-million fund to
·&lt;:- ;:Y;r ,.
·f
arcane of thought an~ llfe Will es tablish 60 academic chairs to
tf .&gt;.•
·. • ;:_ · • ,-:,.
· I either h ave made science t oo s tabilize the college's long-range
He Discerns Inadequacies in i j f ,...,, . ·, ·.:.~
. .
dangerous t o be left t o th e sci- educational program.
~ '\ !1~~;,;_s,' / : ,~,.
_,entists or will have made gov- ' Ee indicat ed that medical
Birth Control Discussio1is i . 'fl'::.;J -~ _s;.'t_·,..-·:·
F.'t!i ernment t oo danger~us t o be student enrollment would in{_-,_ , }it,-.:,; ;{ ;,;~~ {- ·
.t;;' left t o the governed.'
crease from 96 t o 120 a class,
that enrollment for doc torates
is
E~~s!;~~h~~ll~:lv;~~it~~ would double from 45 to 90 and
1
t hat there would be a substanW il- ; · ·\ .
.,%
,f&gt;_}:f--'.:_'_,_, began yes terday a S120-m1l!Jon
s e! ;et:~;
Jard Wirtz observed critically
'Z.h'f': _:


pt
/d, development program over a ti2! inc rease in the number of


. ' \,\i,,~j:;,,,.
. .. • ·


 :::-",-i.fa;


1 10-year period to _strengthen_ :nte:n residents and post-docyest erday' tha t the controversia l
"'(.lf_,:. and ex tend the me~1cal school toral fellcws trained.
question . of birth control had t
...' .·, \_·, .. • .
-~'0 progra ms of education a nd reTo pr'.lvide fac ilities for its
not been dis cussed openly- :. . . ·. .qf. i..,._Y::
~ search a nd the development of cxp~.nded enrollment, t he E in"unless -to be der ided"-a t the /r · _;;:·,,,.- , / '
· :,.J ::xtensive facilities.
Medical School is planning
r_ecentlyth heldh eletchtion catm- f:_
.·
· ·"· J ack D. Weiler, chairman of ste::-i
./
E duca~:anal Center .
paigns
roug out
e coun ry. f
-·-..1.,,
the Medical College's Board of :nr15-story
He":~h Sciences on its
N oting that some population ;.
,/
,Overseers, a nnounced that the · -campu.;;.
experts· predict there will be f ,
campaign h ad · started _ wi~h
T he build ing would proYide
three billion people 01· m ore by t/_ .·
preliminary pledges of Sl J-nul- classrooms, lecture nails and
t he year 2,000, :Mr. Wirtz added ~ .
lion.
laboratories, as \\'ell a s other
that "t ~ere is ? . ;;:owing aware- i
One of t he highlight s of the facilities, including a two -story
ness tha t centuries after 1\1:al- I
convocation was t he presenta computer center and headquarthus's warning- that t her e may ,
tion of honorary degrees to four ' t ers for a greatly expanded pronot be fo od to feed so many."
l..........
prominent Americans for vari- gram of preventive medicine
His r eference to :Malthus reThe New York T i mes
ous achievements in their
and communit y health.
1
ferred t o Thomas R. Malthu3, VIEWS
BIRTH RISE: fields.
· Three large middle - income
18th century economist who Secreta ry of Dabor W. WitCited were 1\fr. Wirtz, who
apartment houses ,::'.I'. be built
was a uthor of the theory that la rd W irtz said birth con- was awarded the degree of
on' the campus site to provide_
population t ends to increase
docto r of laws ; Cha rles H. Revresidential quarters fo r nurses,
fa ster than the f::l:Jd supply, and trol issue s h ould h a ve been son. chairman of the boa rd of
h ouse staff, married s tudc:-its,
tha t war , disease and famine a re d iscussed m ore openly iii Revlon, I nc., doctor of humane
pos t-doct oral fellows and juniur I
!'!~ce~=~ry t k ee:' t:w popula- . t i!3 .::.Cl_ccfio-;: · · ca m 1i::i.i~l]s.;_: letters ; Dr. Albert B. Sabin,
faculty.
·
tion in balanc with the food
who developed oral polio vacsupply. P opula tion H althus said,,
cine, doct or of science, and Dr.
mus t be checked by moral reSidney Farber of Ha rvard
straint.Medical School, doctor of sciSpeaking at a s pecia l convoence.
cation at the Albert Eins tein
Dr. Samuel Belki n, president
Colle"'e of :Medicine in th e upof , Yeshiva University. who
0
per Bronx, Secreta ry Wi:·tz
awarded the degrees, observed
used t he birth control qu estion
t hat the r ecipients represented
as an example of the failure of,·
the "creative pa rtnership of
in his words, "the majority" to
government, science and philanface u p t o t he k:iowledge·
thropy in the growth and development of American medical
science ~- consta ntly dc·,elop·
·
education and re earch."
ing.
. ·
· ·
I
'l'he new program. j\fr. Weiler
"There is, at least," h e said,
sa id, would streng then medical
"a rouah equiv:i lent between
both th; na ture and the infinite
importa nce of t wo pur.,uits:
that by the life scienti~( of th e
method· of creating life, a nd
that by society of how t o con- 1
. o! bi rth.. .
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              <text> 

A.

_THE. ‘NEW YORK TIMES, “MONDAY, NOVEMBER 21, 196.

‘POPULATION ISSUE

PERTURDS WIRTZ)

He Discerns Inadequacies in
Birth Control Discussions

By IRVING SPIEGEL

Secretary of Labor W, Wil-
lard Wirtz observed critically
yesterday that the controversial
question of birth control had
not been discussed openly—
“unless to be derided"—at the
recently held election cam-
paigns throughout the country.

Noting that some population
experts predict there will be
three billion people or more by
the year 2,000, Mr, Wirtz added
that “there is 2. growing aware-
ness that centuries after Mal-
thus's warning—that there may
not be food to feed so many.”

His reference to Malthus re-
ferred to Thomas R. Malthus,
18th century economist who
was author of the theory that
population tends to increase
faster than the f20d supply, and
that war, discase and famine are
necezsary to keen the nopula-

ths

 

tion in balanc&gt; with the food
supply. Population Malthus said,
must be checked by moral re-
straints i

Speaking at a special convo-
cation at the Albert Einstein
College of Medicine in the up-
per ‘Bronx, Secr etary Wirtz
used the birth contro] question
as an example of the failure of,
in his words, “the majority” to
face up to the knowledge
science 4s constantly develop-

ing.

“a rough equivolent between
both the nature and the infinite
importance of two pursuits:
that by the life scientis' of the
method of creating life, and
‘that by society of how to con-
ol birth.” }

CLO aera

Se manna pe

Oe RE AN UAE it

 

es 4

5 ni

The New York Times
VIEWS BIRTH RISE:
Secretary of Imbor W. Wil-
lard Wirtz said birth con-
trol issue should have been
discussed more openly in
lection

 

 

 

“There is, at least,” he said,

2 campaigns, -

 

 

Dangers Foreseen

war too dangerous to be left to

the generals, Mr. Wirtz said,

“science, when it unlocks the
arcane of thought and life will
either have made science too}

dangerous to be left to the sci-

entists or will have made gov-
ernment too dangerous to be
left to the governed.”

The Einstein College, which
is part of Yeshiva University,
began yesterday a $120-million
development program over 4

10-year period to strengthen!

and extend the medical school
programs of education and re-
search and the development of
oxtensive facilities.

Jack D, Weiler, chairman of
the Medical College's Board of

‘Overseers, announced that the

campaign had started with
preliminary pledges of $15-mil-
lion,

One of the highlights of the
convocation was the presenta-
tion of honorary degrees to four
prominent Americans for vari-
ous achievements in their
fields.

Cited were Mr, Wirtz, who
was awarded the degree of
doctor of laws; Charles H, Rev-
son, chairman of the board of

'|Revlon, Inc., doctor of humane

letters; Dr. Albert B, Sabin,
who developed oral polio vac-
cine, doctor of science, and Dr.
Sidney Farber of Harvard
Medical School, doctor of sci-
ence.

Dr, Samitel Belkin, president
of . Yeshiva University, who
awarded the degrees, observed
that the recipients represented
the “creative partnership of
government, science and philan-
thropy in the growth and de-
velopment of American medical
education and research.”

The new program, Mr. Weiler
said, would strengthen medical

 

“Just as science has made

+

 

training in two ways by provid-
ing an across-the-board increase
in medical training and by pro-
viding a $30-million fund to
establish 60 academic chairs to
stabilize the college's long-range
educational program.

Ee indicated that medical
student enrollment would in-
crease from 96 to 120 a class,
that enrollment for doctorates
would double from 45 to 90 and)
that there would be a substan-
tial increase in the number of
intern residents and post-doc-
toral fellcws trained.

To provide facilities for its
expanded enrollment, the Ein-
stc!n Medical School is planning

ja 15-story Educational Center,
jor Health Sciences on
‘campus.

its

The building would provide
classrooms, lecture halls and
laboratories, as well as other
facilities, including a two-story

 

 

computer center and headquar-
‘ters for a greatly expanded pro-
gram of preventive medicine

and community health.

' Three large middle-income
apartment houses vill be built
on the campus site to provide.
residential quarters for nurses,

house staff, married students,

post-doctoral fellows and junivr,
faculty.

'

 

 

Le
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                    <text>r 15, 1 66
Force
Tot
At th , direction of P ul Yl
of the
pr
y
r, I
tt chi
• Ch pin on lo - r n
i
, co y
es for
co
If y
_ aibl
roul
to t l
c.re of dt trl utt
of lee
it to t' _ oth .~ merm&gt;e:r••
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              <text>November 15, 1966

MEMORANDUM
Tor Members of Task Force
Frome ArDee Ames

At the direction of Paul Ylvisaker, I am attaching a copy
of the memo prepared by Mr. Chapin on long-range issues for
consideration by the task force.

If you would send your memo to this office as soon as

possible we will take care of distributing it to the other members.
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                    <text>STATEMENT ON LANDLORD-TENANT RELATIONS
For a tenant who is poor and lives in a slum, the balance of
power in landlord-tenant relations is an unequal one.
The slum dweller's ability to compete in the market place by
moving elsewhere is · sharply limited.
His ability to -seek legal redress
is hampered both by his level of poverty and the lack of an adequate ·
framework of legal protection.
His ability to obtain protection from
government is limited by inadequate code enforcement programs and a
lack of effective governmental sanctions in dealing with major code
violations.
Reformation of landlord-tenant law is a state and local
government responsibility, but of major importance to the national
welfare.
The federal government already has substantial authority
to help protect the rights of tenants through better code enforcement.
The steps ta.ken by the federal government, while indirect, can be of
decisive importance.
I
I
I
Recommendations:
1.
The Task Force therefore recommends:
That a National Institute of Urban Housing Law be es-
tablished and adequately funded on a long-term basis.
The Institute
should be em.powered to prepare model statutes, develop briefs, and
serve as a clearinghouse of housing law information.
~--
... __
/
/
�2.
That the administration of HUD' s "Workable Program" which
now statutorily calls for an effective program of code enforcement, be
strengthened (a) by giving the matter highest possible priority in the ·
Department, (b) by clarifying regulations and developing specific
criteria on what constitutes an effective program, and (c) ~by requiring ·
uniform statistical reporting to determine comparable rates of municipal
performance.
3.
That HUD's program of aid for concentrated code enforce-
ment (Sec. 117) be revised to allow the use of such funds in hard ·core
slum areas to cope with most urgent code violations, or new legislation
should be sought to provide a new aid program for urgent repairs and intensified municipal services in such slum areas.
4. That HEW should be directed, either by legislation or
administrative action, to require as a condition of continued welfare
payments that state and local governments establish a program that:
(a) provides a system for the inspection and certification of major code
violations and the opportunity for welfare recipients to elect to with-
I
I
hold their rent where justified, (b) allows rent to be placed in escrow
for the repair of such violations, and (c) requir~s enactment of
appropriate legislation prohibiting summary eviction of such welfare
tenants.
5.
That all federal departments concerned with property acqui-
sition prohibit peyroents for values rep~esented by the amount of code
violations.
6.
I
--
_/
That federal departments dealing with the audit and veri-
fication of real estate and mortgage loan assets require certification,
for each property concerned, that no official complaints of code violations
I
are presently pending.











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              <text>STATEMENT ON LANDLORD-TENANT RELATIONS

For a tenant who is poor and lives in a slum, the balance of
power in landlord-tenant relations is an unequal one.

The slum dweller's ability to compete in the market place by
moving elsewhere is sharply limited. His ability to seek legal redress
is hampered both by his level of poverty and the lack of an adequate ©
framework of legal protection. His ability to obtain protection from
government is limited by inadequate code enforcement programs and a
lack of effective governmental sanctions in dealing with major code
violations.

Reformation of landlord-tenant law is a state and local
government responsibility, but of sade dumewian se to the national
welfare. The federal government already has substantial authority
to help protect the rights of tenants through better code enforcement.
The steps taken by the federal government, while indirect, can be of

decisive importance.

Recommendations: The Task Force therefore recommends:

1. That a National Institute of Urban Housing Law be es-
tablished and adequately funded on a long-term basis. The Institute
should be empowered to prepare model statutes, develop briefs, and

serve as a clearinghouse of housing law information.
2. That the administration of HUD's "Workable Program" which
now statutorily calls for an effective program of code enforcement, be
strengthened (a) by giving the matter highest possible priority in the
Department, (b) by clarifying regulations and developing specific
criteria on what constitutes an effective program, and (c) by requiring
uniform statistical reporting to determine comparable rates of municipal
performance.

3. That HUD's program of aid for concentrated code enforce-
ment (Sec. 117) be revised to allow the use of such funds in hard ‘core
slum areas to cope with most urgent code violations, or new legislation
should be sought to provide a new aid program for urgent repairs and in-
tensified municipal services in such slum areas.

4. That HEW should be directed, either by legislation or
administrative action, to require as a condition of continued welfare
payments that state and local governments establish a program that:

(a) provides a system for the inspection and certification of major code
violations and the opportunity for welfare recipients to elect to with-
hold their rent where justified, (b) allows rent to be placed in escrow
for the repair of such violations, and (c) requires enactment of
appropriate legislation prohibiting summary eviction of such welfare

tenants.

5. That all federal departments concerned with property acqui-
sition prohibit payments for values represented by the amount of code

violations.

6. That federal departments dealing with the audit and veri-
fication of real estate and mortgage loan assets require certification,
for each property concerned, that no official complaints of code violations

are presently pending.

# i #
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                    <text>December 1, 1966
SUMMA_·1w REPORT TO T:FIE ?R~SIDEI\i'T
BY THE TASK FORCE ONT}~ CITIES
... .,
-
DJTRODUCTION
The Task Force was convened on October 28 to give con sideration to issues and proposals in four areas :
centers,
(2)
homern-mership by the poor,
Corporation, and (4)
(3)
(1)
neighborhood
Urban Development
landlord-tenant relations .
GENERAL CONCLUSIONS
Neighborhood Centers:
A federal inter - agency progr ara
should be initiated on a demonstration basis .
But t he goal should
be to shape the tot al service system of a city, so that it effectively
meets needs from the individual's viewpoint and not just to te st out
different kinds of "models II as though neighborhood centers a.r e ends in
t hemselves r ather than t he delivery ar m of the city's service system.
Homeownership by the Poor :
trying on a pilot program basis .
Is a good i dea and well worth
But it is no panacea .
It should
be made part of a. larger neighborhood i mprovement program.
It should
make mmership possible outside the slum as well as i n i ·~.
Dwellings
should be rehabilitated prior to asswnption of mmership .
Low
interest loans and rent supplements or other subsidies from owners
will be necessary .
�2.
Uroan Developr .ent Corooration :
As a means of stimulat ing
teci_r1ological and o-che r cost-s aving i nnovations, it is an attr active
idea .
But it must be done on a large enough sc ale if it is to have
any i mpact .
A number of risks ar e involved.
Fir,. commitments on t he
availab ility of low- interest loans and rent supplements must be made .
Landlord - ten2.nt relations :
The federal government ha s present
authority, and can issue additional administr ative regulations , to
help tenants by requiring vigorous code enforcement a s a condi tion
of
federal assistance .
In addition, consideration should be given to
using welfare payments as lever age to correct serious code violation s
by l andlords .
s·lmn areas .
HlJ1)
1
s aid program for code enforcement should be used in
A National I nstitute of Urban Housing Law should be es -
tablished .


fl :ff


,t "


·


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              <text> 

December 1, 1965

SUMMARY REPORT TO THE PRESIDENT
BY THE TASK FORCE ON THe CITIES

TNTRODUCTION

The Task Force was convened on October 28 to give con-
sideration to issues and proposals in four areas: (1) neighborhood
centers, (2) homeownership by the poor, (3) Urban Development

Corporation, and (4) landlord-tenant relations.

GENERAL CONCLUSIONS

Neighborhood Centers: A federal inter-agency program

 

should be initisted on a demonstration basis. But the goal should :
be to shape the total service system of a city, so that it effectively

meets needs from the individual's viewpoint and not just to test out

different kinds of "models" as though neighborhood centers are ends in

themselves rather than the delivery arm of the city's service system.

Homeownership by the Poor: Is a good idea and well worth

 

trying on a pilot program basis. But it is no panacea. It should

be made part of a larger neighborhood improvement program. It should
make ownership possible outside the slum as well as in is. Dwellings
should be rehabilitated prior to assumption of ownership. Low
interest loans and rent supplements or other subsidies from owners

will be necessary.
 

Urban Development Corporation: As &amp; means of stimulating

 

ce

echnological and other cost-saving innovations, it is an attractive

ea. But it must be done on a large enough scale if it is to have

‘a
Pu

any impact. A number of risks are involved. Firm commitments on the

availability of low-interest loans and rent supplements must be made.

Landlord-tensent relations: The federal government hes present

 

euthority, and can issue additional administrative regulations, to

help tenants by requiring vigorous code enforcement as a condition

a

ederal assistance. In addition, consideration should be given to

Fy

or
using welfare payments as leverage to correct serious code violations
by landlords. HUD's aid program for code enforcement should be used in
slum areas. A National Institute of Urban Housing Law should be es-
teblished.

Oe al
wot #
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                    <text>SlJi,~,_;_/illy STATEJ'l.lEI,iT ON 1JEIGHBORHOOD CENTERS
The Ta sk Force is concerned over what appears to be a
tendency to look at ne i ghb orhood centers through t he i·r.cong end of
the telescope .
The quest ion is not how many cente rs we need, n or whether
t hey should be pure information centers , di agnosis centers, one stop r:mlti - purpose centers, or othe r combinations .
The ques tion is how to t ake the bewildering maze of
pr e sent social service s (broadly defined)- a..'1.d develop a system
for delivering those services in a manner th.s.t ma..1-rn s sense from the
st andpoint of the men, women , and children who need he l p the most.
Ne i ghb orh ood centers c an serve as the delivery ar m for the
city's system of social services .
They can serve effectively, however, only if the city's
system is rationally orgru1iz ed to :provide coordinated and mutually
reinfor cing s ervices in a manner that genuine ly meets the consumer's
needs .
They cannot
and should not - - be come small repli c as that
simply mirror and se ek to compete wit h the larger institutions that
make up the pr e sent dis or g anized
system .
In t he long run that woul d
only add one more twist to an already t ortuous maze .
Unless there is reorgani zation at the federal, s t ate , and
local l evel t o develop a system that is tailored from the viewpoint
oi t he i ndividual's needs, the establishment of neighborhood centers
in every ghetto of America wil l have little lasting value.
�Recommendations:
1.
The Task Force therefore recommends:
That the proposed inter-agency demonstration in 14
cities negotiate only with cities willing to develop plans and mechanisms
for the coordination and rational delivery of its service system.
2.
That, to the extent possible, this inter-agency demonstra-
tion be carried out in cities participating in the Model Cities Program.
3.
That the inter-agency steering committee be directed to
study and make recommendations for revision of federal statutory and
administrative regulations that would contribute to the development
of a coordinated system
4.
That, to provide greater funding flexibility, legislation
should be sought to enable HUD to use present funds for services as well
as physical facilities.
5,
That any neighborhood c~nters established be equipped with
the mandate and resources to serve as an effective catalyst, influence and
advocate for making the total system more responsive -to individual's needs.
6.
That the program be carried out with maximum participation
and involvement of the people to be served.
I
I
I











_,,...-

I
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              <text>SUMMARY STATEMENT ON NETGECORHOOD CENTERS

|

The Task Force is concerned over what appeers to be a
tendency to look at neighborhood centers through the wrong end of
whe telescope.

The question is not how many centers we need, nor whether
they should be pure information centers, diagnosis centers, one-
stop multi-purpose centers, or other combinations.

The acuestion is how to take the bewildering maze or
present social services (broadly defined). and develop a system
ror delivering those services in a manner that makes sense from the
standpoint of the men, women, and children who need help the most.

Neighborhood centers can serve as the delivery erm for the
city's system of social services.

They can serve effectively, however, only if the city's
system is rationally organized to provide coordinated and mutually
reinforcing services in a manner thet genuinely meets the consumer's
needs,

They cannot -- and should not -- become small replicas that
simply mirror and seek to compete with the larger institutions thet

up the present disorganized system. In the long run that would

@

mak
only add one more twist to an already tortuous maze.

Unless there is reorganization at the federal, state, and
locel level to develop a system that is tailored from the viewpoint
of the individual's needs, the establishment of neighborhood centers

in every ghetto of America will have little lasting value.
ede

Recommendations: The Task Force therefore recommends:

1. That the proposed inter-agency demonstration in 14
cities negotiate only with cities willing to develop plans and mechanisms
for the coordination and rational delivery of its service system.

2. That, to the extent possible, this inter-agency demonstra-
tion be carried out in cities participating in the Model Cities Program.

3. That the inter-agency steering committee be directed to
study and make recommendations for revision of federal statutory and |
administrative regulations that would contribute to the development
of a coordinated system ;

4, That, to provide greater funding flexibility, legislation
should be sought to enable HUD to use present funds for services as well
as physical facilities.

5. That any neighborhood centers established be equipped with
the mandate and resources to serve as an effective catalyst,influence and
advocate for making the total system more responsive to individual's needs.

6. That the program be carried out with maximum participation

and involvement of the people to be served.

# # #
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                    <text>SUBCOMM ITT EE REPO RT ON PROMOT ING HOME
OWNERSH IP AMONG SLUM RES IDENTS
I.
Fact ua l Background
l.
2.
3.
The federal governmen t already prov ides a very significant subs idy for home ownership among middle-income and upper- income groups t hrough income tax deduc tions
for int erest and property taxes.
a.
In 1962, th is subsidy amounted to a $2.9 bi llion tax saving for midd le- and
upper- income groups.
b.
The uppermost 20% of a ll fami lies (w ith incomes over $9, 000) rece ived a
subsidy o f $1 . 7 bil lion in 1962 - o r doub le the total 1962 housing subs idy
given 1·0 th e lowermost 20% in t he fo rm o f public housing costs, welfare
hous ing payments, and tax deductions combined.
In ge neral, own e r-occupied ho mes in slum areas a re in better physica l condit io n
t han ren t e r-occupied homes. However, this may result from the fac t t hat owners
genera lly have higher incomes and mo re assets than ren t ers, rath er than from
ownership per se .
a.
Th e proport ion of substa nda rd uni ts a mong fami lies w ith inco mes be low $4 , 000
in c ent ra l cities in 1960 was 8% for own er-occupied uni ts a nd 21% for renteroccupied un its.
b.
The pro po rt ion o f unso und dwe lling un its among a ll fam i ies in c entra l citi es
in 1960 wa s 11% fo r owner-occupie d un its and 33% for ren t er-occupied un its .
c.
Th ere is a st rong consensus a mong housing expe rts and so cia l wo rkers ex perienc e d
in slums tha t prov iding fa mi ies who want to own homes w it h a chanc e to do so
wo ul d induc e signifi cantl y grea ter responsibil ity on t he ir part towa rd ma intenan c e
o f bot h property and genera I neighborhood cond itio ns.
Low-income residen ts get less qua lity pe r do lla r of rent than higher-income residents,
and non - white get less t han w h tes.
0
a.
In Houston , 80% o f low-in co me families pay ing $40 to $60 pe r month rent
Iived in deterio ra ti ng or dila pida ted units, as compa red to only 21 % o f
families with incomes o f $3, 000 to $6,000 payin g the same rents . Similar
fi ndings (but less ext re me) were ma de in all cities recentl y studied.
b.
In Chi cago, w hites a nd non-whHes both pai d a median rent of $88 per month
in 1960 , but the med ian unit fo r non - w hites was small e r and mo re crowded,
and 30 . 7% o f a ll non-white occupied units were deteriorating or dilapidated,
as compared w ith 11. 6% of al! white-occupied units.
�-2-
4.
Absentee ownership is higher in slum areas than in non-sl°um areas for comparable
types of property. However, this could be a result of slum cond itions (for example,
many peop le wealthy enough to be owners may not want to live in slums) rather
than a cause of t hem.
5.
Res iden ts o f poveri·y areas and racia l gheHos consider obtaining decent housing to
be one of their most significan t prob lems. Yet they often feel frustrated by their
apparent inabi Iity i·o improve their housing conditions through their own action.
a.
II~
111.
Most soc ial workers and other o bservers of slums believe that many very lowincome families have a strong desire l·o own their own homes.
Objecti v es of Programs Encouragi ng Ho me O w nership
1.
Providing more persons living in s lums wi t h an opportunity of shaping their own
destiny regard ing the na t ure and condition of the ir housing. Thi$ would help t hem
(a) develop a stake in society, (b) derive signifi cant benefits from governmental
and other institutions they now regard wi th suspicion or host i lity, (c) learn how to
make good use of such institutions, and (d) increase the feelings of self-estee m,
pride, and adequacy which are so batt~red by life in s lum areas.
2.
Improving the quality of housing occupied by s lum dwellers, and the qua lity they
receive per dollar of expenditure on housing.
3.
Providing a greater incentive for s lum a'wel lers to better mainta in the pro perty they
Iive in, and to generally improve their own Iives.
4.
Improv ing landlord-tenant rela tions among slum dwellers by shifti ng fro m absentee
to resident landlo rds.
5.
Prov iding easier and more widely accessible means for some slum fami Iies to " escape"
from s lum areas by buying ho mes in non-slum and non-ghetto areas wh ich are nearer
to new sources of jobs and have better-q ua lity env i ronments and government servic_e s.
Constraints Under Which Any Programs Should Operate
1.
Programs encouraging home ownership among persons now liv ing in s lums should
involve two major facets: improving housing conditions and household morale in
slum areas, and helping households now living in those areas move to better
neighborhoods. Neither of these facets should be neglected.
a.
Those parts of any program concerned wi th slum areas themselves should be
linked w ith re habili tation of housing in such areas.
b.
Those parts of any program concerned with helping people move out of s lums
need not be linked w ith rehabilitation.
�-32.
3.
4.
Home-ownership-encourag ing programs shou ld be tried and developed only in three
types of a reas:
a.
Slum areas where the en i·ire env ironmen t is being upgraded through o ther
programs, such as improved government services, better schoo ls, intensive
socia l work, etc. Ownership a lone is no t a panacea and c anno t co pe with
a ll t he dep ressive factors in s lums. Hence s lum ownership programs should
be tied in wii-h Model C ities Prog rams.
b.
O lder bui· well-established and stabl e neighborhoods genera ll y in good
physical cond ii"ion and sup p lied wi t h good-qua lity govern ment services.
In such areas, programs cou ld be both lin ked wi th rehabilitation o f t he
few run-down struc t ures presen t, o r ca rried out wi t h hous ing a lready in
good co ndition. The un its invo lved would be occup ied by e ith er new
owne rs moving in from slum areas, or present renters in the neighborhood
assuming owne rshi p .
c.
Newer and ou tl ying and suburban ne ighbo rhoods in excel len t conditio n and
supp lied wi th good-qua lity governmen l· services. Here s lum dwe ll ers would
assume own ership o f hous ing a lready in good cond ition.
Programs en cou ra gi ng ho me ownership by s lum dwellers must no t work to thei r disadvantage. These programs shou ld nei ther cause suc h ho useho lds to in v est in
property likely to deprec iate rapid ly in va lue , no r II lock them in to the s lums" and
b lock their chance to move out into better ne igh borhoods. The refore:
a.
Such programs should no t be undertaken in slum areas w here cond itions are
so bad tha t most o f t he dwe llings w ill e ventua ll y be demo li shed and replaced.
b.
Such programs shou ld not be un dertaken in any slum a reas un less 11 a ll-out 11
environment-improv ing programs are also currentl y underway.
c.
Suc h programs shou ld embody a "take-out " feature . It wou ld co nsist o f a
guarantee by some public agen cy to buy the un it ba c k from its new owne rs
within a certain time period a t no loss to them in case they decide (1) they
would rather move ou t of th e slum area altogether, (2) they cannot handle
the con tinuing burdens of owne rship, or (3) they do no t want to own this
property beca use of con tin ui ng decline in the quality of the neighborhood
as a whole. However, owners would be allowed to keep at least a portion
of any capital gains resulting from their selling their property to other
persons likely to maintain the property adequately.
Ownership-encouraging programs linked to the rehabilitation of s lum properties
should require it to occur before those properties are transferred to thei r new
owners. The costs of rehabilitation can then be built into the debt structure of
�- 4-
these properties. Such cos"i·s can ·i·hen be subs idi zed th rough (a) e 1m!naJ·ion o f any
required down-payment, (b) use of below-market-interest-rate loan fu:-i ds, (c) prov ision o f rent subsidies to tenants in resident land lo rd bui Idings, and (d) prov ision
o f owne rship subsidy paymeni·s to new owners who are not land lo rds.
5.
In order to make even t he lowest- income groups e lig ib le for these programs , 't
would be desirable to chan ge pub lic aid regu lations so that we lfare payments fo r
hous ing cou ld be appl ied against debt service and other ownershi p costs as we
as a gainst rent.
6.
Such programs shou ld not resu li· in the reaping of large profits by a bsentee owne rs
who have refused to keep up th e ir propert ies, but who are required by t hese programs to se l I their properi"ies to o thers.
7.
O wnership-encouragi ng programs for s lum dwel lers mus1· embody sign if cant preand post-ownersh ip counse ling and financial help admin istered by o rgan iza t ion s
located in the slum areas themselves. These supplementary programs a re essen t ' a l
to he lp t he new own ers w ith the lega l, fi nanc ial, maint enance, and rehabilita tion
prob lems they w i 11 en counter a fter assum ing own ershi p.
8.
Such pro gra ms shou ld no t requ ·re eit her the new owners or their ten an ts to ra ' se
signi fi cantly the propo rtions o f thei r in comes they spend on housing, since t ha t
pro portion is a lready high.
9.
Because o f t he uncertainty conc erning the possib le success o f owne rsh ip-encouraging programs, and the particular forms o f them wh ic h w il I be most effective , they
should be started on an experimenta l basis. This implies t ha t:
-a.
Sev e ra l different formats shou ld be started simu ltaneous ly, and eac h shou ld
be tested un der a variety of condifions.
b.
Such programs shou ld be started on a rela t ive ly sma ll sca le, a nd expanded to
larger-scale o peratio ns on ly aft er some experien ce has been ga ined about
wh ich forma ts are most e ffec tive.
c.
Ea c h experiment shou ld be designed so that its effectiven ess can be accurate ly
eval uated w ithin a rel a tive ly sho rt ti me. The obje c tives which shou ld be
weight ed most heav ily in such eva luation shou ld be those concerni ng th e pro~
gram's impact upon t he ind iv idua l househo lds and fami li es invo lved, ra th e r
than its impac t upon the phys ica l condition of housing, or th e flsca! status
o f the c ities concern e d.
d.
The federal agenc y sponso ring such programs shou ld develop a set of specifl c
formats w hic h it seeks to t est , and shou Id be sure that eac h o f th ese formats
is g iven an e ffective test in one o r mo re c ities.
�-5e.
IV.
Individual experiments shou ld be in corporated in the Mode l C ities Prog ram in
many cases, since this program has been created to stimulate and test innovations in cop ing with s lum cond itions.
9.
Programs encouraging home ownership among slum dwellers shou ld not be eva luated
in terms of their effectiveness a t sav ing money in relation to other housing programs
(such as urban renewa l o r public hous ing). They w ill probab ly cost no less than
such o ther prog rams, and perhaps more. -Bui· they can be evalua1·ed in terms of thei r
effectiveness at sav ing money in the long run by red ucing the costs of o ther programs
aimed at coping wh"h the impacts of s lum a reas upon individuals. Examples are welfare programs, po lice action, and anti-de linquen cy programs.
l 0.
Ownership-encouraging prog rams can be best undertaken when norma l market forces
are bringing about a rapid expansion in the i·otal supply of housing t hrough extensive
construction of new mu lti-fami ly and single-family homes. O therwise the add itional
demand fo r housing generated mighi· simp ly a ggrava t e any existing shortages and
drive up prices and rents, rather than increasing the supp ly ava ilable to low-income
families. This means such programs w ill func tion best when interest rates are re lative ly low rather than in a 11 tight money 11 c lima te .
Suggested Programs
l.
A program to locate s lum dwe llers now renti ng in absentee-owned bui Idings who
migh t become successful resident land lords , to find bui Idings appropriate for conv ersion from absen tee- to resident-l and lordship, and to assist the persons found to
assume own ership o f those bui !d ings.
a.
The program wou ld invo lve full subsic;lies for down payments where re uired,
and wou ld fi nance on-go ing o perating expenses and debt amortization out
o f rents.
b.
Costs o f any rehabilitation necessary to bring the buildings up to con formity
w ith re levant codes wou ld be cap ita lized into the debt structure.
c.
Below-market-interest-rate loans wou ld be used to finan c e purchase~
d.
It wou ld concentrate upon buildings now in poor condition, but still capable
o f satisfactory rehabilitation w ithout enormous costs. These buildings cou ld
be a cquired from their absen tee owners through a 11 sq ueeze-out 11 process of
code enforcement w ii-h minimum public investment.
e.
This program wou ld be applied on ly in 11 minimum-sized pieces. 11 Each
would invo lve a c erta in minimum number of buildings located c lose
together in a single block o r a few adjacent blocks. The number of uni ts
wou ld be of sufficient "c ritical mass 11 to affect the entire environment of
�-6-
the b lock or b locks invo lved . Mo reover, eac h such "critica l-mass-sized
piece" wou ld be processed simu l'·aneously and as a who le by the govern ment agency hand li ng the prog ram, ra-rher than one bui lding at a time.
2.
f.
The famil ies seek ing 1·0 become resident land lo rds unde r this program would
no t have to remain in i·he spec ifi c buil dings t hey now occupy, but shou ld be
allowed to assume ownersh ip in the neighborhoods whe re they now reside.
g.
In cases where recoverlng the cost of rehabilita tion requ ired rents ·n excess
o f the ability to pay o f loca l low-in co me ho useholds, ren t subsidies would be
linked into the ownersh ip-encouragement progra m. The combin ed effec t
wou ld (1 ) provide rehabilita ted un its for low-income renl·ers and (2) a llow
some low-income fami lies to become resident land lords in these rehabil ita t ed
bui !dings.
h.
The program shou ld be run by new, loca l ly-offic e d o rgan izations operating
under th e jurisdic i"ion of t he Ass istant Secretary 6f Housing and Urban Deve lopment for Demonstrations and Resea rc h.
(1)
Because the basi c o biec tiv e o f this program wou ld be a c hange in the
soc ial cond it io ns and men ta l a ttil- udes o f s lum dwellers., it wou ld be
des irab le fo r primary responsibility to rest in some a gen cy other than
FHA . This wou ld a llow FHA to reta in its bas ic " prudent inv estment"
o rienta tion w ithout conflkHng with the o bjectiv es o f t hi s program,
w hi ch vary from II prudent investment. 11 As lon g as this program is
muc h smaller t han FHA 's ot her activ ities (and it must be at least to
start), it wou ld be diffi cu lt for FHA to generate the necessary
enthusiasm and out look to encou rag e !·he high-risk and frank ly
experimental operat·ons essent ia l to success.
(2)
The Assistant Secreta ry shou ld set general standards of performance
and evaluat ion for the program. However, he shou ld be fre e to
c reate a variety o f specifc o rganizationa l a rrangemen ts with loca l
groups to o perate the program in different metropo litan a reas.
Examp les are non-pro fit co rporations, chu rch groups, un ions, or
city departments .
(3)
Each such organ ization shou ld opera t e loca l neighbo rhood o ffi c es to
assist new owners w ith (a) pre-ownersh i p training in housekeep ing ,
mak ing minor repa irs, and lega l responsibi lities, (b) counsel ing on
main t enance and fi nancing du ri ng the initial ownershi p period,
and (c) fo l low- on counseli ng as necessary.
A simi la r progra m to he lp ren t e rs in slum areas take over ownership o f indiv idual
un its in mu lt i-fami ly bu il d ings on a condom in ium basis (but not on a cooperati ve
ownership basis).
�-7-
a.
This program would hav e a ll o f ·i· he attributes of the first program described
above except the use o f rent subsidi es (parl· g).
b.
If the in co m_es o f the potential owners were not suffi c ient to pay the ca rrying
costs o f ownership, then an add it iona l con t inuing su bsidy cou ld be used. This
subsidy wou ld be considered the eq uiva len1· o f i·he in.terest and pro perty- tax
ded uc tion subsi dy en joyed by midd le-in co me and upper- in come househo lds.
Since low- income househo lds do not hav e enough income to benefit fro m
such ded uctions, they wou ld be given direct cash equiva lents. The higher
the income, the lower the equiva lent; t he larger the household, the hig her
the equiva lent -- o ther things being equa l .
3.
Anothe r program to he lp renters of sing le-fami ly dwe llings in slum areas ( like Watts)
i·ake over ownershi p o f their dwe llings o r o f o ther similar sing le-fam ily dwe llings
nearby . This program wou ld a lso have a ll of the a tt ributes o f th e first program desc ribed above except the use o f reni· subs idies. It wou ld make use o f in co me-ta xdeduction-equiva lents, as desc ribed under the second program set fo rth above.
4.
A fourth program design ed to encou rage slum dwel lers to mov e into non- slum areas
by buying s ing le-fam ily o r two-fam ily bui ldings, o r individua l un its in con do mini um
bui ldings, in such a reas.
a.
This prog ra m wou ld invo lve fu ll subsidies fo r downpayments where req uired.
b.
It wou ld be focuss ed upon bui Idings a lready in standard condition and therefore needing v ery li tt le rehab i litation.
c,
It wou ld invo lve indiv idua l bui ldings· scattered throughout neighborhoods containing soc io-economic lev els above th e slum areas , but not as high as upper.,.
middle-in come areas . Howev er, the condom ini um parts of the program wou ld
invo lve entire bui Idings o perated unde r the program.
d.
It wou ld incorporate the aspec ts o f the first program desc ribed a bove set fo rth ·
in paragraphs IV, 1, f-g-h . It wou ld a lso in co rporat e the cont in uing subsidy
based upon income-t ax-deduction ·eq uivalents described in paragraph IV, 2, b
above.
e.
The o rganization o pera ting this progra m should have a metropolitan-areawide jurisdiction rather than covering on ly the c entral c ity therein. In
fact, it shou ld emphasize placement o f former slum dwellers in suburban
areas where possible. Yet this organization should be the same as, or
close ly linked to, w hatev er organization administers the o ther programs
described abov e .
f.
The exact locations of the housing se lected for use in this program should be
based upon the fol low ing considerations:
�- 8-
5.
(1)
The housing un its se lected shou ld be in sound neighborhoods but sho u ld
not be far beyond the econo mi c capabi Iities of th e households moving
out of the s lums. Hen ce these househo lds mig h·i- be expec ted to assume
fu ll ownership w ithout a con ti nu ing subsidy a fter a c ertain period.
(2)
There shou ld be a mixture of Negro and white households in vo lved.
Some of the s lum move-outs shou ld resuli· in re location o f Negro
fa milies in previous ly a ll -wh ite o r predominan·tl y-whi t e areas, a nd
some shou ld resu l-r in p lacemeni· o f Negroes in previous ly Negro areas
and wh il-es in prev ious ly whi t e a reas.
(3)
In no cases should the househo lds moved out o f s lums under ·this program
be conc entrated together in the rec eiv ing neighbo rhoods i·o suc h an
exteni· as to become a dominant group in any given b lock o r elementary
schoo l d istrict.
(4)
If possible, the neigh bo rhoods chosen shou ld be c lose to the type o f
jobs possessed by the fami I ies mov ing oui· o f the s lums , and to so_urces
o f new employment o ppo rt uni ties being created in the metropolitan area.
(5)
If possible, the neighbo rhoods c hosen shou ld be parts of c il"ies benefiting fro m o ther federal programs (suc h as urban renewal, the Interstate
Highway Progra m, or federal aid to education) the contin uance o f
whic h might be linked a t least informa lly w ith wi llin ness to coo perate w ith this program. Sim il arly, this program might be linked
with defense procu rement acti v ities in commun ities be nefiting from
defense production con trac ts .
g.
This program wo u ld not invo lve the c reation o f resident land lords (exc ept in
two-unit bui !dings) by eliminatio n o f absen tee land lordsh ip .
h.
It might be desirab le to link this program w ith th e o the r programs encouraging
own ership of buildings in s lums by s lum-dwe llers . This cou ld be done through
some type of formu la wh ich wou ld require prov isio n of a certain number of
·
11 s lum-escape 11 un its for each set o f "slum-renovation " units invo lved .
Al l of the above programs should be linked to a number of o ther federa l programs or
policies aimed at reducing the impact of ethnic discrimina tion upon housing markets.
Discrimination creates a " back-pressure" in areas readily avai lable to minority groups
which tends to raise prices therein . This makes it ha rder for resi ents to own their
own homes, and reduces the incenHve of absentee lan d lo rds to improve deteriorated
slum properti e s. Among the possible ways to counteract these forces might be:
a.
Requirement that any dwe lling uni ts financed with mortgages furnished by
institutions supported by federal agencies (such as banks and savings and
loan associations) be sold or rented on a non-discriminatory basis.
�----- ·------------
-

 --
--- -·-
-·--


- -
-9b.
CreaHon o f pub li c ho us ing on va c ant land, parH cu la rly in subu rban areas;
preferab ly on sca ttered sites an re la ti ve ly sma li u low- dse pro jec ts. Th is
assumes that the hous ng so c reated wou ld be ntegrai-edu preferab ly with
a Negro mino rity u ra ther than l 00 perc ent Negro.
0
0
c.
Subs diz a tion o f privat e groups des"gned to he lp Neg ro househo lds move
onto prev ious ly a ll -wh t e neighborhoods in suburbs and pe d phera l ne ighbo rhoods in c entral ci·H es. (An examp le ss the group o f th us type in Ha rtford 0
Connect icut) . Such subs idy cou ld consist o f gran Hng o f tax exemptions u o r
a llow in g the sa le o f ta x-exempt secu rit° es,. as we ll as provhbn of g rants to
cover cap ita l or ope ra ting costs.
·
0
0
V.
Estimated Costs of Owne rsh ip-En co uragement Programs Undertaken a t Va d ous Sca les
l.
Bas ic assumptions unde rl y ing l·hese cost estimates are de r°ved from FHA expe d en ce
and census data. They are as fol lows:
a.
Th e total cost o f acqu ring and rehabilitating e ither singl e-fam nl y o r m t· fam ily hous ing will be $1 2,,500 per un it .
b.
Tota l per-uni t mon -i·h ly ope rating expenses a re $48 .46 for sing le-fam ily
houses, and $49 . 42 for mu lti -fam ly bu il d ings (i nc lud ing a $9 a lowan ce
for vacancy and contingencies but no a Ilowance for management fees).
0
0
c.
Househo ld inc o mes have ri sen about 25% since 1959, when t he in come d istribution among occupan ts of substandard hous·ng uni ts who ea rned less than
$6,000 per yea r was as fo ll ows:
Unde r $2,000
$2,999
17 . 2%
$3;000 - $3, 999
13.5%
$4,000 - $4, 999
9.3%
$5,000 - $5v999
6 . 4%
$2,000
Tota l
d.
51.9%
100 .0%
Th e proposed prog rams will extend ass istance to members of a ll th ese ·ncome
groups proportionately . Henc e ca lcu lotions about the total subsidy re quired
can be based upon th e we ighted average 1965 in come o f th e entire group,
which as $2,840 per year.
�- 10-
e.
Househo lds can devote 25% o f t heir incomes to housing. Thss a mo un ts to a
we ghted average of $59.16 per mon1-h for th e en f re g roup invo ved.
0
2.
f.
A ! costs of acq uisition a nd re ha bi ta tion w "I be :nco rporat ed nto the tota l
in "Ha l loan and amo rtazed over a 30-year period on a no-dow n- payme, t bas·s.
g.
Mu lt"-fam!!y p rograms w ill uta aze 12-un it buo! d ings and provode no ex p!k H
a llowance for owner profts.
0
0
These assumpt 'ons lead to t he fo l owing conc lus'ons:
a.
The annua I ra t e of d h e c t subs idy per un H, not coun ti ng ad mi nistra tive costs or
losses of int e rest from be low-markel- ra i·es,. wou ld be $504 fo r a seng le-fa mq y
program a nd $5 16 for a mult~-famely program at a 3% nt e rest ra t e. Hence
direct subsid ies per un it a re very similar fo r the two programs.
0
b.
D rect subs idy costs a re ve ry sensit°ve to c ha nges in int erest ra te . For a s ngl efa mi y program, the va ria t on is fro m $772 per uni t per year a t 6% to $504 a t
3% and $288 a t z e ro nteres1. However g if losses in int erest a re co nted a s
costs, th s sensitiv ity drops to zero.
0
0
0
0
0
c.
Direct subsedy costs are a lso very sensitive to c hanges in the ·ncome-co mpos1t"on of the groups serve d. Exc luding fam H°es w"th inco mes below $20 000 ra ~ses
the we "ght ed average a mou ,t ava "lable per month fo r hous ing fro m $59 . 16 to
$94 .88 . This reduc es the annua l s'ngle- fam ily subsidy a t 3% 'nterest from
$504 per un it to $75 - - a drop of 85% . However, it a lso exc ludes 52% o f
the ho use ho lds w ith incomes unde r $6 8 000 liv ing in substa nda rd hous"ng.
d.
To·ta l costs a t va d o us sca les o f operatcon (exc luding a dministratuon) a re snmll a r
fo r both song! e-fa mal y and mu lti -famoly programs. Hen ce they ca n both be
1tl ustrated by the fo iow cng ta ble for singl e-family pro gra ms,. assumong a 3%
int e rest ra te :
Number o f Housing Units
Annual Direct
Subsidy Charges
($ m· I lions)
Requi red !nut[a i Loan
Fund A llocat·ons
($ m 1!'ons)
0
$
62 . 5
5;000
$ 2 . 520
10,.000
5.040
125 . 0
25g000
12. 600
312.5
50,000
25 . 200
625 . 0
50.400
1,250 .0
�- 11 -
e.
3.
Th e above tab le ·s based upon pro po rt·ona i pa rt dpat ion by a H uncome groups
un der $6, 000 pe r year. Va·ia tions in tota l cosi·s a t th ese sca les res u ltung from
changes ·n int erest ra t es or in come-g roup compos itio n can be roug h ly est; ma t ed
from po ints (b) and (c) a bove.
0
The s"gn· .c·cance of th e sca le of ho me-owne rsh ip programs depends upon the tota l
number of s lum fam i ies Bv ng ·n substanda rd hous ng who wou ld Hke to beco me
owners •
0
0
.
4.
a.
n 1960, t he re we re 6.9 millio n ren te r househo lds lov ing ·n cent ra l c Hes.
Aboul· 818, 000 (1 2%1 le ved in substanda rd un its; 508 , 000 of these had ~ri comes
unde r $4, 000. Ano t her 992,000 (14%) lived in standard but c rowded un its;
390,000 o f these had oncomes unde r $4u 000. Hence th e paten-Ha ! centra l..:
d ty "unive rse" consists o f 1.8 m' llion ren t ers in substandard or c rowded Lm!ts 17
o f whom 898 1 000 had incomes under $4,000 in 1960. Of course., now he re
nea r a l I of these househo lds wish to become owners.
b.
There w e re ac t ua ll y more renter househo lds in substandard un' ts o uts;de c entra l
c ities t han ins ide th em in 1960: 1,923; 000 vs. 818 8 000. Howeve r, except
for 205 , 000 local·ed in the urban fringes o f metropo litan a reas, t hese househo lds shou ld perhaps no t be co nsidered as "s lu m res idents. 11
0
is
The cost o f home-owne rsh ip programs sim il a r to tha t o f ren t supp lement prog rams 8
coun t 'ng on !y direc t subsidy pay ments. The d rect rent supp lemen t s bs udy a verages
about $600 per uni t per yea , as co mpared to $504 pe r uni t per yea r for scng !efamily ho me ownership a t 3% interest. Howev er, if interest losses due to below market rates are co unted, th en another $268 per un H per yea r must be added (H
th e market ra t e ·s conside red to be 6%). Th s inc r~ases the per un it per year cost
o f th e home- ownershop prog ram to abou t· 29% a bove that fo r th e ren t supp lement
prog ram, exc luding adm in°st ra ti ve costs from both .
0
0
VI.
Recommended Add st°o!1a l Researc h
1.
Some o f the concepts and quant fned esta ma t es set forth abov e have been based
upo n adm tted !y [n adequa t e o r unreHab le da ta. Therefore, we recommend t hat
additiona l resea rc h be undertaken before the programs described here ln a re g uven
flnal app rova l in concept or designed in detail.
0
0
2.
Consequent ly,, re li ab le information about the fo l lowing shou ld be o bta ined:
a.
Ac cura t e est ·mat es of tota l operat'ng costs for mu lti -fam ily hous b g to be
deve loped under any owne rsh ip program. Th e opera ti ng cost estlma t es a n d
conti ngency a llowances used 1n t he above ca lcu la tions were sup p!o ed by
FHA . Howeve r.v we be lieve they may be low v because opera ti ng costs
no rma l!y run 60% of to ta l g ross revenue 6 and no t all funds ava il ab le for
debt service are actua ll y app lied to debt service.
�-12b.
Th e required a tt ribut es of home owne rs in slums . Probab ly they revolve around
steady emp loymen t , ·rhe a va il abi lity of mu lti p le fam ly membe rs some o f wh o m
are ho me and ca n keep i"rac k of t he pro per·'·y , reasonab ly good c harac ter reco rd,
etc.
0
c.
The spec ifi c urban areas c lassified as s lum a reas for pu rposes o f these programs,
a nd c ertain da ta about them .
(1)
Number o f dwe lling un its by ·' ype o f struc t ure : sma ll mu lti - fam i y, la rge
mu lti - fam il y, a nd sing le fam ily .
(2)
Number of ho useho lds li ving t herein a nd their ma jo r inco me, ethni c ,
a nd fami ly size c haraderisti cs .
(3)
Condi t io n o f structures.
d.
The numbe r o f pe rso ns o r ho useho l s in i·hese areas who hav e the requ·red
c harac teristi cs for ownership, abso ute ly and as a perc entage o f the tota l.
e.
Ways in whi c h ownersh ip programs can be ti ed into over-a ll stra i"egi es conc erning low-in co me ho using and th e ame li o ratio n o f gheHos so t hat they do
no t mere ly perpet uate s lums by II lock"ng in 11 the new owners of o ld bui ldings.
�</text>
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              <text>SUBCOMMITTEE REPORT ON PROMOTING HOME
OW NERSHIP AMONG SLUM RESIDENTS

I, Factual Background

1.

The federal government already provides a very significant subsidy for home owner-
ship among middle-income and upper-income groups through income tax deductions
for interest and property taxes.

a.

In 1962, this subsidy amounted to a $2.9 biilion tax saving for middle- and
upper-income groups.

The uppermost 20% of all families (with incomes over $9,000) received a
subsidy of $1.7 billion in 1962 — or double the total 1962 housing subsidy
given to the lowermost 20% in the form of public housing costs, welfare
housing paymenis, and tax deductions combined.

In general, owner-occupied homes in slum areas are in better physical condition
than renter-occupied homes. However, this may result from the fact that owners
generally have higher incomes and more assets than renters, rather than from
ownership per se.

a.

The proportion of substandard units among families with incomes below $4,000
in central cities in 1960 was 8% for owner-occupied units and 21% for renter=
occupied units.

The proportion of unsound dwelling units among all families in central cities
in 1960 was 11% tor owner-occupied units and 33% for renter-occupied units.

There is a strong consensus among housing experts and social workers experienced
in slums that providing families who want to own homes with a chance jo do so
would induce significantly greater responsibility on their part toward maintenance
of both property and general neighborhood conditions.

Low-income residents get less quality per dollar of rent than higher-income residents,
and non-white get less than whites.

a.

In Houston, 80% of low-income families paying $40 to $60 per month rent
lived in deteriorating or dilapidated units, as compared to only 21% of
families with incomes of $3,000 to $6,000 paying the same rents. Similar
findings (but less extreme) were made in all cities recently studied.

In Chicago, whites and non=whites both paid a median rent of $88 per month
in 1960, but the median unit for non-whites was smaller and more crowded,
and 30.7% of all non-white occupied units were deteriorating or dilapidated,
as compared with 11.6% of all white-occupied units.
ll.

ith:

a

Absentee ownership is higher in slum areas than in non=slum areas for comparable
types of property. However, this could be a result of slum conditions (for example,
many people wealthy enough to be owners may not want to live in slums) rather
than a cause of them. .

 

Residents of poverty areas and racial ghettos consider obtaining decent housing fo
be one of their most significant problems. Yet they often feel frustrated by their
apparent inability to improve their housing conditions through their own action.

a. Most social workers and other observers of slums believe that many very low-
income families have a strong desire to own their own homes.

Objectives of Programs Encouraging Home Ownership

 

i

Providing more persons living in slums with an opportunity of shaping their own
destiny regarding the nature and condition of their housing. This would help them
(a) develop a stake in society, (b) derive significant benefits from governmental
and other institutions they now regard with suspicion or hostility, (c) learn how to
make good use of such institutions, and (d) increase the feelings of self-esteem,
pride, and adequacy which are so batiered by life in slum areas.

Improving the quality of housing occupied by slum dwellers, and the quality they
receive per dollar of expenditure on housing.

Providing a greater incentive for slum dwellers to better maintain the property they
live in, and to generally improve their own lives.

Improving landlord-tenanit relations among slum dwellers by shifting from absentee
to resident landlords.

Providing easier and more widely accessible means for some slum families to “escape"
from slum areas by buying homes in non=slum and non=ghetio areas which are nearer
to new sources of jobs and have betier-quality environments and govemment services.

Constraints Under Which Any Programs Should Operate

 

ts

Programs encouraging home ownership among persons now living in slums should
involve two major facets: improving housing conditions and household morale in
slum areas, and helping households now living in those areas move to better
neighborhoods. Neither of these facets should be neglected.

a, ‘Those parts of any program concerned with slum areas themselves should be
linked with rehabilitation of housing in such areas.

b. Those parts of any program concerned with helping people move out of slums
need not be linked with rehabilitation.
~3-

2. Home-ownership-encouraging programs should be tried and developed only in three
types of areas:

a. Slum areas where the entire environment is being upgraded through other
programs, such as improved government services, better schools, intensive
social work, ete. Ownership alone is not a panacea and cannot cope with
all the depressive factors in slums. Hence slum ownership programs should
be tied in with Model Cities Programs.

b. Older but well-established and stable neighborhoods generally in good
physical condition and supplied with good-quality government services.
In such areas, programs could be both linked with rehabilitation of the
few run-down siructures present, or carried out with housing already in
good condition. The uniis involved would be occupied by either new
owners moving in from slum areas, or present renters in the neighborhood
assuming ownership.

¢. | Newer and outlying and suburban neighborhoods in excellent condition and
supplied with good-quality governmeni services. Here slum dwellers would
assume ownership of housing already in good condition.

3. Programs encouraging home ownership by slum dwellers must not work to their dis-
advantage. These programs should neither cause such households to invest in
property likely to depreciate rapidly in value, nor "lock them into the slums" and
block their chance to move out into better neighborhoods. Therefore:

a. Such programs should not be undertaken in slum areas where conditions are
so bad that most of the dwellings will eventually be demolished and replaced.

b. | Such programs should not be undertaken in any slum areas unless "all-out"
environment=improving programs are also currently underway.

¢. Such programs should embody a "take-out" feature. [It would consist of a
guarantee by some public agency to buy the unit back from iis new owners
within a certain time period at no loss to them in case they decide (1) they
would rather move out of the slum area altogether, (2) they cannot handle
the continuing burdens of ownership, or (3) they do not want to own this
property because of continuing decline in the quality of the neighborhood
as a whole. However, owners would be allowed to keep at least a portion
of any capital gains resulting from their selling their property to other
persons likely to maintain the property adequately.

4. Ownership-encouraging programs linked to the rehabilitation of slum properties
should require it to occur before those properties are transferred to their new
owners. The costs of rehabilitation can then be built into the debt structure of
 

sibs

these properties. Such costs can then be subsidized through (a) elimination of any
required down-payment, (b) use of below-market=inierest-rate loan funds, (c) pro=
vision of rent subsidies to tenants in resident landlord buildings, and (d) provision
of ownership subsidy payments to new owners who are not landlords.

In order to make even the lowest-income groups eligible for these programs, it
would be desirable to change public aid regulations so that welfare payments for
housing could be applied against debi service and other ownership cosis as weil
as against rent.

Such programs should not result in the reaping of large profits by absentee owners
who have refused to keep up their properties, but who are required by these pro-
grams to sell their properties to others.

Ownership-encouraging programs for slum dwellers must embody significant pre-
and post-ownership counseling and financial help administered by organizations
located in the slum areas themselves. These supplementary programs are essential
to help the new owners with the legal, financial, maintenance, and rehabilitation
problems they will encounter after assuming ownership.

 

Such programs should not require either the new owners or their tenanis to raise
significantly the proportions of their incomes they spend on housing, since that
proportion is already high.

Because of the uncertainty conceming the possible success of ownership=encourag-
ing programs, and the particular forms of them which will be most effective, they
should be started on an experimental basis, This implies that:

 

 

a. Several different formats should be started simulianeously, and each should
be tested under a variety of conditions.

b. | Such programs should be started on a relatively small scale, and expanded to
larger-scale operations only after some experience has been gained about
which formats are most effective.

cs Each experiment should be designed so that its effectiveness can be accurately
evaluated within a relatively short time. The objectives which should be
weighted most heavily in such evaluation should be those conceming the pro=
gram's impact upon the individual households and families involved, rather
than its impact upon the physical condition of housing, or the fiscal status
of the cities concemed.

d. The federal agency sponsoring such programs should develop a set of specific
formats which it seeks to test, and should be sure that each of these formats
is given an effective test in one or more cities.
10,

=5-

e. Individual experiments should be incorporated in the Model Cities Program in
many cases, since this program has been created to stimulate and test innova-
tions in coping with slum conditions.

Programs encouraging home ownership among slum dwellers should not be evaluated
in terms of their effectiveness at saving money in relation to other housing programs
(such as urban renewal or public housing). They will probably cos no Tess than

such other programs, and perhaps more. -But they can be evaluated in terms of their
effectiveness at saving money in the long run by reducing the costs of other programs
aimed at coping with the impacis of slum areas upon individuals. Examples are wel-
fare programs, police action, and anti-delinquency programs.

Ownership-encouraging programs can be best undertaken when normal market forces
are bringing about a rapid expansion in the total supply of housing through extensive
construction of new multi-family and single-family homes. Otherwise the additional
demand for housing generated might simply aggravate any existing shortages and
drive up prices and rents, rather than increasing the supply available to low-income
families. This means such programs will function best when interest rates are rela-
tively low rather than in a "tight money" climate.

IV. Suggested Programs

1.

A program to locate slum dwellers now renting in absentee-owned buildings who
might become successful resident landlords, to find buildings appropriate for con-
version from absentee= to resident-landlordship, and to assist the persons found to
assume ownership of those buildings.

a. The program would involve full subsidies for down payments where required,
and would finance on-going operating expenses and debi amortization out
of rents.

b. Costs of any rehabilitation necessary to bring the buildings up to conformity
with relevant codes would be capitalized into the debt structure.

c. Below=-market-interesi-rate loans would be used fo finance purchase.

d. It would concentrate upon buildings now in poor condition, but still capable
of satisfactory rehabilitation without enormous costs. These buildings could
be acquired from their absentee owners through a "squeeze-out" process of
code enforcement with minimum public investmeni.

e. This program would be applied only in "“minimum=sized pieces." Each
would involve a certain minimum number of buildings located close
together in a single block or a few adjacent blocks. The number of units
would be of sufficient "critical mass" to affect the entire environment of
ahi

the block or blocks involved. Moreover, each such "critical-mass-sized
piece" would be processed simultaneously and as a whole by the govern-
ment agency handling the program, rather than one building at a time.

 

F. The families seeking to become resident landlords under this program would
not have io remain in the specific buildings they now occupy, but should be
allowed to assume ownership in the neighborhoods where they now reside.

g. In cases where recovering the cost of rehabilitation required rents in excess
of the ability to pay of local low-income households, rent subsidies would be
linked into the ownership-encouragement program. The combined effect
would (1) provide rehabilitated units for low-income renters and (2) allow
some low-income families to become resident landlords in these rehabilitated
buildings.

h. The program should be run by new, locally-officed organizations operating
under the jurisdiction of the Assistant Secretary of Housing and Urban Develop-
ment for Demonstrations and Research.

(i) | Because the basic objective of this program would be a change in the
social conditions and menial attitudes of slum dwellers, it would be
desirable for primary responsibility to rest in some agency other than
FHA. This would allow FHA jo retain its basic "prudent investment"
orientation without conflicting with the objectives of this program,
which vary from "prudent investment." As long as this program is
much smaller than FHA's other activities (and it must be at least to
start), it would be difficult for FHA to generate the necessary
enthusiasm and outlook to encourage the high-risk and frankly
experimental operations essential to success.

(2) The Assistant Secretary should set general standards of performance
and evaluation for the program. However, he should be free to
create a variety of specific organizational arrangements with local
groups to operate the program in different metropolitan areas.
Examples are non-profit corporations, church groups, unions, or
city departments.

(3) | Each such organization should operate local neighborhood offices to
assist new owners with (a) pre-ownership training in housekeeping,
making minor repairs, and legal responsibilities, (b) counseling on
maintenance and financing during the initial ownership period,
and (c) follow-on counseling as necessary.

2. Asimilar program to help renters in slum areas take over ownership of individual
units in multi-family buildings on a condominium basis (but not on a cooperative
ownership basis).
“fx

a. This program would have all of the attributes of the first program described
above except the use of rent subsidies (part g),

b. lf the incomes of the potential owners were noi sufficient to pay the carrying
costs of ownership, then an additional continuing subsidy could be used. This
subsidy would be considered the equivalent of the interest and property-tax
deduction subsidy enjoyed by middle-income and upper-income households.
Since low-income households do not have enough income to benefit from
such deductions, they would be given direct cash equivalents. The higher
the income, the lower the equivalent; the larger the household, the higher
the equivalent -- other things being equal.

Another program jo help renters of single-family dwellings in slum areas (like Wats)
take over ownership of their dwellings or of other similar single-family dwellings
nearby. This program would also have all of the attributes of the first program des-
cribed above excepi the use of rent subsidies. It would make use of income-tax-
deduction-equivalenis, as described under the second program set forth above.

A fourth program designed to encourage slum dwellers to move into non=slum areas
by buying single-family or iwo-family buildings, or individual units in condominium
buildings, in such areas.

a. This program would involve full subsidies for downpayments where required.

b, lt would be focussed upon buildings already in standard condition and there=-
fore needing very little rehabilitation.

ts lt would involve individual buildings scattered throughout neighborhoods con=
taining socio-economic levels above the slum areas, but not as high as upper=
middle-income areas. However, the condominium parts of the program would
involve entire buildings operated under the program.

d. lt would incorporate the aspects of the first program described above sei forth
in paragraphs IV, 1, feg-h. [i would also incorporate the continuing subsidy
based upon income-tax-deduction equivalents described in paragraph IV, 2, b

above.

e. The organization operating this program should have a mefropolitan-area-
wide jurisdiction rather than covering only the central city therein. In
fact, it should emphasize placement of former slum dwellers in suburban
areas where possible. Yet this organization should be the same as, or
closely linked to, whatever organization administers the other programs
described above.

f, The exact locations of the housing selected for use in this program should be
based upon the following considerations;
(1)

(2)

(3)

(4)

(5)

-3-

The housing units selected should be in sound neighborhoods but should
not be far beyond the economic capabilities of the households moving
out of the slums. Hence these households might be expected to assume
full ownership without a continuing subsidy after a certain period.

There should be a mixiure of Negro and white households involved.
Some of the slum move-outs should result in relocation of Negro
families in previously all-white or predominanitly-white areas, and
some should result in placement of Negroes in previously Negro areas
and whites in previously white areas.

In no cases should the households moved out of slums under this program
be concentrated together in the receiving neighborhoods to such an
extent as io become a dominant group in any given block or elementary
school district.

If possible, the neighborhoods chosen should be close to the type of
jobs possessed by the families moving oui of the slums, and to sources
of new employment opporiunities being created in the metropolitan area.

If possible, the neighborhoods chosen should be paris of cities benefit-
ing from other federal programs (such as urban renewal, the Interstate
Highway Program, or federal aid to education) the continuance of
which might be linked at least informally with willingness to co-
operate with this program. Similarly, this program might be linked
with defense procurement activities in communities benefiting from
defense production coniracis.

g. This program would not involve the creation of resident landlords (except in
two-unit buildings) by elimination of absentee landlordship.

h. |i might be desirable to link this program with the other programs encouraging
ownership of buildings in slums by slum=-dwellers. This could be done through
some type of formula which would require provision of a certain number of
“slum=escape" units for each set of "slum=renovation" units involved.

All of the above programs should be linked to a number of other federal programs or
policies aimed at reducing the impact of ethnic discrimination upon housing markets.
Discrimination creates a “back-pressure" in areas readily available to minority groups
which tends to raise prices therein. This makes it harder for residents to own their
own homes, and reduces the incentive of absentee landlords to improve deteriorated
slum properties. Among the possible ways to counteract these forces might be;

a. Requirement that any dwelling units financed with mortgages fumished by
institutions supported by federal agencies (such as banks and savings and
loan associations) be sold or rented on a non=discriminatory basis.
29s

b, Creation of public housing on vacant land, particularly fn suburban areas,
preferably on scattered sites in relatively small, low-rise projects. This
assumes that the housing so created would be integrated, preferably with
a Negro minority, rather than 100 percent Negro.

c.  Subsidization of private groups designed to help Negro households move
into previously all-white neighborhoods in suburbs and peripheral neighbor-
hoods in central cities. (An example is the group of this type in Hartford,
Connecticut), Such subsidy could consist of granting of tax exemptions, or
allowing the sale of tax-exempi securities, as wel! as provision of grants fo
cover capital or operating cosis.

V. Estimated Costs of Ownership-Encouragement Programs Undertaken at Various Scales

 

l, Basic assumptions underlying these cost estimates are derived from FHA experience
and census data. They are as follows:

a. The total cost of acquiring and rehabilitating either single-family or mulii=
family housing will be $12,500 per unit.

b. Total per-unit monthly operating expenses are $48.46 for single-family
houses, and $49.42 for multi-family buildings (including a $9 allowance
for vacancy and contingencies but no allowance for managemeni fees),

Cs Household incomes have risen about 25% since 1959, when the income dis-
tribution among occupants of substandard housing units who earned less than
$6,000 per year was as follows:

Under $2,000 51.9%
$2,000 - $2,999 17.2%
$3,000 - $3,999 13.5%
$4,000 = $4,999 9.3%
$5,000 - $5,999 6.4%
Total 100.0%
d. The proposed programs wil! extend assistance to members of all these income

groups proportionately. Hence calculations about the total subsidy required
can be based upon the weighted average 1965 income of the entire group,
which is $2,840 per year,
2.

These

-10=

Households can devote 25% of their incomes to housing. This amounts to a
weighted average of $59.16 per month for the entire group involved.

Al! costs of acquisition and rehabilitation will be incorporated into the jota!
initial loan and amortized over a 30-year period on a no-down=payment basis.

Multi-family programs will utilize 12-unit buildings and provide no explicit
allowance for owner profits.

assumptions lead to the following conclusions:

The annual rate of direct subsidy per unit, not counting administrative costs or
losses of interest fromm below-market rates, would be $504 for a single-family
program and $516 for a multi-family program at a 3% interest rate. Hence
direct subsidies per unit are very similar for the two programs.

Direct subsidy costs are very sensitive to changes in interest rate. Fora single-
family program, the variation is from $772 per unit per year at 6% to $504 at
3% and $288 at zero interest. However, If losses in interest are counted as
costs, this sensitivity drops to zero.

Direct subsidy cosis are also very sensitive to changes in the income-composi-
tion of the groups served. Excluding families with incomes below $2,000 raises
the weighted average amount available per month for housing from $59.16 to
$94.88. This reduces the annual single-family subsidy at 3% interest from
$504 per unit to $75 -- a drop of 85%. However, it also excludes 52% of

the households with incomes under $6,000 living in substandard housing.

Total costs at various scales of operation (excluding administration) are similar
for both single-family and multi-family programs. Hence they can both be
illustrated by the following table for single-family programs, assuming a 3%
interest rate:

 

Annual Direct Required Initial Loan
Subsidy Charges Fund Allocations
Number of Housing Units ($ millions) ($ mil }ions)
5,000 $ 2.520 § 62.5
10,000 5.040 125.0
25,000 12.600 312.5
50,000 25.200 625.0

100,000 50.400 1,250.0
afta

e. The above table is based upon proportional participation by all income groups
under $6,000 per year. Variations in total costs at these scales resulting from
changes in interest rates or income-group composition can be roughly estimated
from points (b) and (c) above.

The significance of the scale of home=-ownership programs depends upon the foial
number of slum families living in substandard housing who would like fo become
owners,

a. In 1960, there were 6.9 million renter households living in central cities.
About 818,000 (12%) lived in substandard units; 508,000 of these had incomes
under $4,000. Another 992,000 (14%) lived in standard but crowded uniis;
390,000 of these had incomes under $4,000. Hence the potential central-
city "universe" consists of 1.8 million renters in substandard or crowded units,
of whom 898,000 had incomes under $4,000 in 1960. Of course, nowhere
near all of these households wish to become owners.

b. There were actually more renter households in substandard units outside central
cltfes than inside them in 1960: 1,923,000 vs. 818,000. However, except
for 205,000 located in the urban fringes of metropolitan areas, these house-
holds should perhaps not be considered as "slum residents."

The cost of home-ownership programs is similar to that of rent supplement programs,
counting only direct subsidy paymenis. The direct rent supplement subsidy averages
about $600 per unit per year, as compared to $504 per unit per year for sing!e-
family home ownership at 3% interest. However, if interest losses due to below-
market rates are counted, then another $268 per unit per year must be added (if

the market rate is considered to be 6%), This increases the per unit per year cost
of the home-ownership program to about 29% above that for the rent supplement
program, excluding administrative costs from both.

VI, Recommended Additional Research

 

hs

Some of the concepts and quantified estimates set forth above have been based
upon admittedly inadequate or unreliable data. Therefore, we recommend that
additional research be undertaken before the programs described herein are given
final approval in concept or designed in detail.

Consequenily, reliable information about the following should be obtained:

a. Accurate estimates of total operating costs for multi-family housing to be
developed under any ownership program. The operating cost estimates and
contingency allowances used in the above calculations were supplied by
FHA. However, we believe they may be low, because operating costs
normally run 60% of total gross revenue, and not all funds available for
debi service are actually applied to debt service.
=| P=

The required attributes of home owners in s!ums. Probably they revolve around
steady employment, the availability of multiple family members some of whom
are home and can keep track of the property, reasonably good character record,
etc.

The specific urban areas classified as slum areas for purposes of these programs,
and certain data about them.

(1) | Number of dwelling uniis by type of structure; small multi-family, large
multi-family, and single family.

(2) | Number of households living therein and their major income, ethnic,
and family size characterisfics.

(3) Condition of structures.

The number of persons or households in these areas who have the required
characteristics for ownership, absolutely and as a percentage of the fotal.

Ways in which ownership programs can be tied into over-all strategies con-
ceming low-income housing and the amelioration of ghettos so that they do
not merely perpetuate slums by "locking in" the new owners of old buildings.
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                <text>Box 22, Folder 17, Document 25</text>
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                    <text>=r----- -,..,-.-..,--.x,.-n.,·. ,- --·--- ··- --- --·-- --~-·-- · - . . . ' - - - - i '
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.
Draft: IBJD/l'o/25/66 · ·
NEIGHBORHOOD Cf! :-:T?R PI LOT PRCGR/IJ-1
I.
'.
l
Introduction
A.
Purpose of the pilot
J?TOGr&lt;".:-:r
On Friday, August 19, the Pr ~sident in his Syracuse, New York,
I
speech asked. • • "the Secretary c f I{ou3inc; and Urban Development to
set a.s his goal the est~blishmer: t --· in every ehetto .in A."llerica .-- ·
I
of· a neighborhood center to service the people who· live there."
!
.I
Acco:..~din~ly initial_ steps tc ;.ro r o. fulfilling this · goal were
t
l
I
taken when, under Executive OrdE t·. 11297, t he Department of: Housing ·
~
a~ Urban Development convened a meetin3 on A~gust
/
· /
30,; 1966; of
1 Federal agencies to develop a rE DO~t to the President and initiate
.
/
a · program of, action to meet the Pres ident's r equest.
·1
As a re sult of a serie s of :i n'cer-agency meetings a ·plan for ·
,/
l : /
f ./
,:
.
a program ·o f pilot projects, wh::i ch would become the first-step
toward the President I s goal, haro bee_n developed.
This program ·
will be desi gned and carried out a long t he -f ollowing lines. ·
1
I
1.
•X- ·X- ·X· K· ·X· -'i&lt;·
ll. ·Purnoses of a Ne ighbor hood Cent o·
A neighborhood center shoulo facilitate the deliverance of
'
services to people in low-inconc nei ghborhoods and .provide a broad
range of health, recreation, soc ial and employment service s .
More social, .health, employnent, recreation, and education
services are nee&lt;l,ed in the pover.t y c).rc~$; t.he se services need to
l·
)
i
I·
I
�·2
be· decentraliied to such areas to be moGt effectively used; and
·[
these se::c.-vices- should be provic c ,'i to t he r,rectest extent possible
in the context of One-Ston or T· ei. -1-,bo;:-1,oocl Center. ·. Such a center
0
would :provide adequate deliver:i o'f: these services inn co~erent,
coordinated
manner, reach tne tni nformecl, the isolated and alienated'
I
'
and :provide a .forum where the reeds of the neighborhood can 'be
· e:&gt;.1)ressed.
I
III.· Criteria for a Neir,hborhood Ccrtcr
¥.any variations are possfoJc in the design of neighbor~ood centerG;
and local conditions, resou=c0::., 1:ced.s , choices, and p;&gt;:-og_ra.r.is will
determine specific solutions.
To be considered a neighborhood center
ror this pilot program, however ~ the facility must provide at a minimum
a :progrEUn for the following ser vices : .
1.
Inf'ormation on citizenr' ri5hts and on how and where to get
services and assistancE.
2.
Diagnosis of problems e nd referral to service agencies. ·
3. Follow-up or outreach


f 0 1· continued counseling .and services.


4. Co-ordination among aeEncies (Federal, State, local-public
a nd private) supplying cervi ce s to t he neighborhood:.
5. Involvement by t he ne i f hborhood resident s.
Whei;iever feasible the progrc1m for t hese ·r.iinirr.um · services should be
· expanded t o :t,nclude other t ype:: of services and acti vities, depend.i ng
on the needs of the particular ser·vice area.
1\lnong them are:
1.
Social services .
2.
A broad range of active end passive recr ~ational facilities .
�------
i
3.
I.
I
Employment informat i on. r c:E'm.·i·al , counceling and training
facili tics.





I
/
4.
I
I
Houcing ascistance.
I
5. Acti vi tiec ·directed t o
I
6.
Health services includ:.ri~ cxcmi nution and consultive services.
7.
Cultural enrich.-nent.
-8.
tl:c need.::; of tenior · ci tizer.s.
Non-curricular and remc·dfa1 education.
9. Decentralization of
r:m.1ty Ci ty Hall service functions to the
neighborhood.
The :fll'o/Sical size of t he nc·i c;hi)orhood center will depend oh the.
scope of the cervi ce progr am
i-,. j_:,
t o h ou ::;e.
I
In addition to the con- ·
cept of the neighborhood centeJ· ~s a s incle building, consideration


raa.y be Given, wher e the neig:ioc,:;.·:1ood i s small in area but dense· i n


po:pulation, to the concept of r. ,st r uctu::-e havin~ many services supported by other· off ices or str.".ctu:..·e s p1·oviding su:p:porting services.
'
I .
I V.
I.
I
I
A l':e ir.:hbm.· hood Center Exanrole
Although a cent er wi l l have mo.ny ccml)onents, such a facility :crc1.st ·
be organized a nd administrated · in a coherent f ashion... This would r e -
I
I
I •
l.
l.
l
Reception , referral, cb c:i.:snos i s , :follow -up , .outr~ach, and
related gener.a li zed se1 vices be performed through a com:non
reception and adminir.tlcJtion system.
2.
All or most of the comrunity's nocial s ervice agencies providing services of nee&lt;' to the neighborhood . should be located
in one building or witl-·in waL'l&lt;ing distance of each other.
/.
/


xc


...
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· 3.
If smaller infonnation, u.::.ci. rc,fc-r;_·o.l or servi·c e center::;
are located in the r.ei,;l1L1orhcoc1 ) they snould
be
related
II
j
!
to the larger one-stop :-;crvicc cer-.'ccr.
~•
I
A center would be design.eel i1; a flexible manner so that · the Sl)ace
·can be utilized to the optimum· &amp;nd sriace areas would be· ·d esigned to
serve multi-functions. · The s:9acc ·.mule. i :'1.clude meeting areas, office$ .
i
I
for counseling services, speci: llizecl service areas, and recreatior..al ·
facilities.
J..
A neighborhood cc:1-'.:.· cr micht contain:
A CAA :progra.'il componen-; i·ihich would f ocus on the organization
and participation o-1' t i tc 1·csic.ents of the neighborhood. · It
\.
would be responsible f,n· ic1suri:nc that th~ other components
of the Center work to · Ji.e i:lencfit and satisfaction of the ·
neighborhood.
Loca l Cl.J?s mi z,.~t a l s o provide services such
. as l egal a id.
2~
Recreation ·services ancl fac ilities .
This might include a
small outdoor recreati,m a1·ea~ •,,ith a swinnning pool when
war-..canted , and a multi-·:9ur:pose gymnasium which could also
be used for large gath1 ir ings) . including theatrical proa.u·c ~ions.
3.
A preventative progra:.~ of healtn services which ·might i nclude
a prenatal clinic, a wc:11:-baby clinic, a mental hygienic
clinic and an ambul ato:·y health services clinic.
4. · An educational and cul~;ural com:9onent which would include
a pre-school program o:' the HeadGtart variety, adult literacy,
_special adult classes
.
.
and drama ~ro&amp;rams.
LS
well
as
special library, music, art
l
I
I
J

�., ....
5
5 • . Employment services wot: J.c: t e an inte.zral po.rt of the Center.
Information 'would be p:r0vi,;ec:
0:1
the job opportuniticz;
testine; services and b ·.1:,.-::.ccl jo1) t:::.·o.ining services should be
available.
In additior, :::;peci:3.l jo·o oriented procra:-:is such
as the Job Corps, t he I• 2ic;i'.l:orl1ooci Yoath CorJ.)s, and the Work
and Training Proeram fer 91.1.blic assistance clients might
also-- be coordinated t~::m::;h this part of -the Center.
r
6. Assistance wi -r.11 respect to hou::;j_n:; and rc:.location should be
provided in tne Center.
Ict'orn:e.tion should be available on
relevant local housinc r r ograms, and assistance,sha~ld be
o:':fered to clients on :: ow to :i:,,prove their homes, how to
'
secw.·e ·adeQuate :financi ni, and the availability .of public
housing and integrated l1 ousing.
7.
Family services and hchz manac0men~ is another importan~
component.
Pulllic welf s.rc case wor l~crs might operate


from the Center and pre ·,iicle advice and counseling to the


neighborho~.
Family e ricl marital counseling might be ·
offered as well as cons ~~er education, money management,
and homemaker services.
I ./
"',
.
..,
tJ ...
.
SJ
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Draft: HUD/10/25/66°

NEIGHBORHOON CENTNR PILOT PROGRAM

Introduction at

A. Purpose of the pilot progran n he ot
On Friday, August 19, the Prosident in his Byraeuse » New York, “

speech asked... "the Secretary cf Housing and Urban Development to

set as his goal the establishmert -- in every ghetto in America &lt;=: °

. of a neighborhood center to service the people who live there."

Accordingly initial steps tcward fulfilling this goal were

‘taken when, under Executive Order 11297, the Department of Housing

and Urban Development convened ¢ meeting on August 30,: 1966; of

, Federal agencies to develop a report to the President and initiate °

&amp; program of action to meet the President's request.

As a result of a series of inter-agency meetings a*plan for

a&amp; program of pilot projects » which would become the first. step

toward the President's goal, has been developed. This program:
will be designed and carried out along the following lines.

xX RH HK

Purposes of a Neighborhood Center 2 ot

A neighborhood center shoulé facilitate the deliverance of
services to people in low-income neighborhoods and provide a broad
range of health, recreation, social and employment services.

More social , health, employzent, recreation, and education

services are needed in the poverty orcas; these services need to
 

 

 

 

 

ia ead ai E dak bad z :
a = : Ba. eal ee ee eee ae be te. Fa we emaretiatents ninene he e
= See —=j, ae san a ee eer
a
2
‘ 2 ,

be Gecentralized to such areas to be most effectively used; and

these services- should be provi¢ed to the greatest extent possible

 

in the context of One-Stop or Tcivhborhood Center. -Such ea, center
would peeytas adequate deliver; of these services in a coherent,
coordinated manner, reach the uninformed, the isolated end alienated
' and provide a forum where the recds of the neighborhood can be
‘expressed.
III. ‘Criteria for a Neishborhood Certer
Many variations are possivie in the design of neighborhood centers;
and local conditions, resources, needs, choices, and prograris will
determine specific solutions. To be considered a neighborhood center
for this pilot program, however , the facility must provide ata minimum
&amp; progran for the following services:
i. Information on citizens' rights and on hoe and where to get
services and assistance.
2. Diagnosis of problems end referral to seein agencies.
3. Follow-up or outreach for contimed counseling and services
4. Co-ordination among agencies (Federal, state, Localwpublie
and private) supplying services to the neighborhood.
5. Involvement by the neighborhood residents. |
Whenever feasible the program for these minimum services should be
expanded to include ovher types of services and activities, depending
» on the needs of the particular service erea. Among them are: —
1 Social services. : |

2. A broad range of active and passive recreational facilities,
| ey ae

a-ha , . - &gt;.

 

iv.

SSS

Shey cn al Te i tp tenn ny ein nl Byam See a

IY e : ana es = i ere en

w

3. Employment information, referral, counseling and training
facilities.
he Housing assistance.
Bh Activities directed to the needs of senior oleaeeties
6. Health services includ:.ne exemination and consultive services.
Te tural enrichment. | .
8. Non-curricular and rem-dial. education.
9. Decentralization of many City Hall service functions to the
neighborhood. |
The physical size of the neighborhood center will depend oh the
Scope of the service program ii. is to house. In addition to the con="
cept of the nisi ghbacnooe cente:' 2s a single building, consideration
may be given, where the neighborhood is small in area but dense in
pooulation, to the concept of ¢. structure having many services sup- :

ported by other offices or sim .ctures providing supporting services.

A Neighborhood Center Example ; ‘ ee

Although a center will have many components, such a facility must -

be organized and administrated in a coherent fashion... This would re-

quire that:
| 1. Reception, referral, diagnosis, Zollow-up, outreach, and . | ;
related generalized seivices be performed through a comuon
reception and administiation system.
2. All or most of the comunity's social servis agencies pro-
viding services of nee¢é to the neighborhood, should be aeeated’

in one building or witrin walking distance of each other.
 

 

 

 

 

atone ee et gr ne te = = = ——— a = B= ee ee
- alae i. [ i
|
1
|
|
\
3. If smaller information, and referral or service centers

are located in the neishborhced, they should be related

ade

to the larger one-stop service center. ;
| Se 5 A center would be designed in a flexible manner so that ‘the spece .
can be utilized to the optimum: and space areas would be designed to
serve enritaetuneeione, The spice vould include meeting areas, offices |
for counseling services, specinlized service areas, and recreational -
facilities. A neighborhood ce:ter might contain: 3

1. A CAA vrogram componen: sihich would. foeus. on ‘the organization
t Aa: and participation of she resicents of the Hed ambarhooas Lt
ould be responsible for insuring that the other componerits sy
mtd ik of the Center work to “che benefit and satisfaction or the -

neighborhood. Local C:irs might also provide services such
as legal aid.

2. Recreation services aml facilities. This might inp @
small outdoor recreation area , with a swimming pool when
warranted, and a milti-ourpose gymnasium.which could also
‘be asad. for large gatherings, including theatrical productions.

3. A preventative program of health services which might include .

a prenatal clinic, a wall-baby clinic » &amp; mental hygienic
clinic and an ambulato:y health services clinic.
4, An educational and cultural component which would include
a re&lt;2choah program o:' the Headstart variety, adult literacy, |
‘6

special adult classes is well as special library, music, art

and drama programs.

 

 
 

 

 

 

5. Employment services would te an integral part of the Center.
Information would be provided on the job opportunitics;
testing services and linived job training services should be
available. In additior, snecial job oriented programs such -

as vhe Job Corps, the Foichborhood Youth Corps, and the Work
and Training Program fcr nublic assistance clients might .
also: be coordinated throuch this part 6f the Center.

6. Assistance with respect to housing and relocation saould be
provided in the Center. Informetion should be Eyaliatie on

relevant local housing progrems, and assistance: should be

ha

offered to clients on ow to improve their homes, how to
secure adequate financing, end the availability of public
housing and integrated housing.

7. Family services and hore management is another important
component. Public welfzre case workers might operate ©
from the Center and Srcvide advice and counseling to the
neighborhood. Family end maritel counseling might be-
offered as well as consumer education, money MeneheNentS

and homemaker services.

AT Pe MAM. ty

 

SE re e
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j/
,
,·/





/ ·
•..
/-
.PLANrrnrG FOR NEIGHBORHOOD PROGRA1,S
.
Introductioh
I
I
i•
· A neighborhood program will or~narily be one part of a larger city'W'i.de comir.unity action program.
Thus questions must be asked about the
city at large and the whole cor::munity action planning, along with
an
inquiry into the ·neighborhood. program itself'.
Funds are likely to be limited so that in I:10st cases a choice of some
neighborhoods must be made, either to start the city's program or to be
' . _.. -~
'
used as a. "demonstration."
At the outset, reasons for preferring certain neighbqrhoods over others
(
should be explored.
In soce cities past social .dis"Gurbances or chronic
,
trouble may dictate the choice of a neighborhood for concerted social
i
) ·
effort.
There is a caveat:
A city may prefer to choose neighborhoods
with problems that can be dealt ·with rather quickly be.c ause succes~
.
.. will
be more certain and visible.
Unfavo1·abh coinJ?arisons should not be made
once programs a.re initiated between the more easily solved neighborhood. ·
problems and the knottier ones.
i·
The preference of one kind of neighbor-
hood. over another may result from wise and responsible political. decision,
.,
but the basis for decisions should be understood both by the coc::ru.nity and
by the federal agencies.
In the attached outline we have asked a series of questions designed
·· to otter some go.tides for those evaluating neighborhood progrf!J=!S.
Because
these programs are so frankly ex:perimental, no such outline can provide
.\
I
more than a. general approach.
More reliable criteria will emerge from.
concrete experience with actual programs, their inevitable failures and
.
.
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A detailed knowledge of the city, the sponsors, and the over-all


political context will be necessary for judg::ie_!lt. ~ each case.


Still.,
it may be a useful exercise to try to articulate in advance so:::ie of the
factors that shouJ.cl enter into evaluation, even though judgments a.re
likely to be intuitive.
The discussion that follows is divided into two parts:
(1) criteria
for defining the appropriate neighborhood; and (2) criteria for judging
the substance of programs for a neighborhood.
It is not inappropriate to point out that some decisions to accept or
reject a proposal for neighborhood programs must be piaa.e on a primarily


political basis.


The Federal. progra!:l needs Congressional support and it
needs the support of all the t r aditional agencies in the Executive branch
/
with which it must cooperate .
I
of any city is
F1trther, the over-all political situat i on
an essential i ngredient
in the success or failure of a
community action program and of the neighborhood program which is its
natural offspri ng .
This point is probably understood, if not articulated,
by applicant s and evaluators alike .
The f orms t o be filled out for the
'.
~~pt~ - of _~ou·s·~
- &amp;:_Ur b~ :_DevelolJ.~!1t · 'jr.ay__··
·· set up standards and expectations., but t hey are not like aptitude t ests .
A high score does not imply autooat ic admission to "school. " As long as
funds a.re insufficient t o j;lermit ·:every soU!ld progral:1 t o 'be accepted., it
should be understood that choices involve a variety of factors, not the
least of which .is political.
There is another risk.
.
.
·--·---·--.....
The existence of complicated .forms., the pro-
mulgation of standards. and the coi::J::lOn knowledge
that.. choices
.
.
.. . have to be
/
/·•
I
�made, may lead cities to imitate slavishly the type of progr8.l:l.S that have
been accepted before.
This could lead to rigidity -- ·a calcification
which is the enemy o'f innovation and imaginative use of these special local
characteristics of a city and neighborhood.
Neighborhood
/
I
,
The limted experience thus far with community action programs and
the longer history of settlement houses ,have led those :working with problems of organization to insist upon a small local ·area as the lowest
common denominator for any new social programs.
The word
. ;'neighborhood"
.
.
is used to mea:i a relatively compact geographical area and also an area
which has some sort of functional cohesiveness.
Before the concept of
neighborhood progra:n becomes a . cliche' easily glossed over, it '!Lay be
important to ask sorae questions about what may or may not be ·defined· as
"neighborhood" and for what purposes.
Reaching out:
It is fairly well accepted now that any progra.o of social action tnl.St
be broken down into local units so that it can reach out to those people
who are unwilling or unable to go very far for service, either because
of fear, inexperience or lack of basic skills to make use of available
services, on their own.
Thus the very first criterion of any_ neighbor-
hood program. is that it be sufficiently local to achieve this end.
Elasticity:
The kind of services ottered, a.ncI ·the characteristics of the people·
.- ..... . . ' -
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served will affect tQe definition of "neighborhood." For example, a
i.
mother with a sma.ll child has a far greater physical-geographical limitation_than does an adolescent who is used to wandering the city with a
gang.
Could you serve them both in a neighbor center?
The unit for phys-
.
ica1 hea1th care might be quite different from the unit for mental health





care, in part because of the degree of education needed before the patient
wants the services offered.
A co~text of multiple services, or even ser-
vices to a wide age range, indicates both elasticity of the concept of
neighborhood and the arbitrariness of any definition.
one center
may
The very fact -that
offer a multiplicity of services will ~lso affect the
delineation of "neighborhood."
Even a single person may define his neigh-
borhood
very differently for different
purposes -- church, school,
or
.
.
.
socializing, for example.
The si"t~ation becomes infinitely mo.re compli-
cated when the "target population" encompasses
many
groups.
A neighborhood may exist because of pr eexisting -services or grouping
of services, for example, an eff ectively functioning settlement house wi-t h
a long tradition, as in t he Nort h End, Boston, or a clinic.
The Peckham
Health Cent er in England created a very cohesive neighborhood for
purposes .
many
A preex~.s.t i ng sense of community of'ten grows up because of
ethnic s imilariti es or racial is olat i on.
The sense of coIIII:lunity, however, may be a decept ive f actor on which to
rely.
An effective :preexisting service may provide a ·coI11I:1unity on which
.
broader services can be
built and should be built.
.
On
the other hand.,
. the invisible walls which create a ghetto like Harlem., create a "coI:1?:1unity;
1---,- -· ._ _ _ but.one frayed .w.;.th strife and hostility _.which may_have .to 1;,e broken down
'
�-
I
~
C '
•
5.
into very small units to penetrate resistance that the larger cor::::rrunity
reini'orces.
In other words, a neighborhood has tp be a manageable unit. -
If there had been trouble, hostility, delinquency ~r a high crime rate,
the negative aspect of a community
may
argue for the arbitrary creation_
of very s~.all neighborhood units for certain kinds of services, in order
that the :population ca.~ rea~ be reached and involved.
Use of Personnel Affects Delineation of a Neighborhood
The availability and training of the personnel to staff a neighborhood program will affect the parru:ieters of a neighborhood unit.
11,ore
is meant here than the ratio of professionals to "cl.:i;ent·. ". It goes ·without saying tha.t one doctor in a clinic will serve a far-smaller population
than ten.
But personnel can be iI!l_portant in a qualitative sense,
.
as well •
I
·The supporting worker can serve a.s· connective tissue ar.ong professional
- -I'
services.
This is the worker who knows the language of the neighborhood
and who is able to direct the people in it to needed services, provide
follow-up, and help the person coordinate the various services that may
be asser.ibled to neet his particular needs, whether welfare, medical,
educational, or employment, or a combination of any or all of these, in
any problem or crisis.
Such personnel make ·up a psychological transpor-
tation and concunication syst~~
An
A store-front room may serve a block.
exacyle
may
nake this more concrete: .
In it may be neighborhood workers
or urban agents who can take in.forr:iation from those on the block and steer
them to adult education, eJ::ll)loyment training, work crews, mental health
'
clinic, the hospital, a local lawyer, the ·hou.siog authority, etc.
~-~-- - ---~~--- of' -these services·. need -not be represented
All
ill -the st&lt;;&gt;re-tront room, but -
�they must be ~ade accessible by effective workers who can coI:II:1unicate
with the people ·the program is designed to serve.
The urban agent be-
!.
coi::.es a path:f~nder for the individual in need, to all the agencies and
services required.
Thus the concept of "neighborhood" is in part defined
by the kind of staff' available, because those who help people find their -;
/
' .
way through a labyrinth of services ma.1-.e the programs really accessible;
I·
Actual transportation is of great importance, since the inability to
find one's way is so characteristic of the -·poor.
Their neighborhood, for
purposes, is walking radius. · Here again workers can help make exis-
many
ting transportation usable and therby make far-flung prog;rams accessible
to a neighborhood.
We have stated earlier that one varient of the definition of neighborhood is the kind of service th~at is offered.
We are assuming that one
goa.l i s comprehens·iveness - the offering of a group of interreJA,ted human
j.
services that will raise the aspirations and the opportunities of the
/
I
1,/
l
people to be served.
It is understood, then, that different services
will serve different geographical areas.
As
pointed out, the lowest
common denominator may have to be the workers who can link physically ·
separated services.
But this is only one alternative.
creation of
a new instit ution designed
defines the neighbor hood.
There are others.
For example, the
t o have such great impact t hat it
Consider the Comi:iu.nity School as it exists i n
New Haven, Connecticut, and Flint, Michigan.
They draw upon the neighbor-
hood. of the families whose children attend t he school.
In new Haven,
Conte School is made as attractive 'f.l,th a center to~ s~nior citizens,
.,..,.,..1.. .. -~ · ·- ·- -:. · ...._:. .."'_ .. _.....,_ ,,_ ',, .., .. ..... .•• -.. .....:•• .__,.._,,..,.:. _ _ __.., .......~ ...- ••:. ..-"."'........ ·· •• __ . , ... _.._ ..•.: - •.- ~· _.,:,_ ••• --
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an auditoriun, bocci courts, a park for young mothers, and so on - that
a sense . of community is created by the very fact of the institution.
other neighborhood se=:vices, legal, public health, wel:fare, etc., are then
brought in to this "neighborhood."
the neighborhood by their creation.
Other kinds of institutions may define
Probabzy this is what the multi-
In such cases
service center in Boston (Roxbu...-J) is attempting to do.
the neighborhood is geographically larger than that served by the block
store-front with the "pathfinder" personnel.
With a large center, staff
may literally walk the streets to ·bring the people to the services con- ·
I
.
centrated in one building. - There is no a priori reason t~ prefer one
I
l
I
structure of a neighborhood program over the other.
I
!·
i
So many neighborhoods are natural neighborhoods, defined by geography;
I
tradition, or other boundaries that they can be seen quite readily. In
... 'the end, high deference should be given .to the local definition , of a
neighborhood.
However, the Office of Economic Opportunity can and should
insist that the city consider the many variables, including history and
I .
tradition, which go into the delineation of a neighborhood unit.
It
should ask for careful consideration of demographic data, for detail
about the ethnic background of the people in the neighborhood, the economic and educational level, employment opportunities, housing, recreation
and social outlets.
A well-thought out proposal is likely to be rich in
this kind of.detail.
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'
8
THE PROGRAM
·I
The substance of the program is no less i.J!;portant than the delination
of the neighborhood, and must be adapted to this delineation.
I
•
The first overall re~uirement for a.cy program is the involve:ir.ent of
the people to be served in the planning and then the operation of the
programs designed to serve theo.
l.
It is not easy to involve the inarticulate poor, for whom organization
is not a familiar phenomenon, but it is possible and it is essential.
One
· clear goal must be to reduce dependency in all areas, ·not to increase it.
.
This means that arry "tender plant" of a neighborhood, organization :ir.ust
I·
be built upon -- a.cy indigenous leadership that is at all constructive
must be involved in the planning process.
\
A
list of needs outlined in the program planning stage, health,
education, jobs, etc. should indicate how these needs are felt by the
pop~ation.
It is difficult to establish criteria from Washington to
assure this, but there must be some warning signal of local indifference
to neighborhood participation in a program.
Furtherz:iore, it is so i~-
portant that if there is arry doubt, a field tr~p might be worthwhile.
We can anticipate antipathy and resistance to the organization and voice
of the poor • . But these are risks that must be.accepted as natural and
inevitable and perhaps even welcomed as evidence of involvement.
Survey of Existing Services
A pr oposal should include a survey of existing socia.J. services and
education., including, if possible, cost statistics and th~ ratio of
-,1 • • ..:.._ __
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.
......... .. . . . . . . . .. . . . . . .
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professional and supportive personnel to the neighborhood population.
I
It
�9·
would be useful to learn how accessible existing services are which reach
the segnents of the nei ghborhood population.
build on ;preexisting services , and i f not,
Is the new plan going to
why
not"
Often there are good
reasons, but as often, a natural center for people, for exSJ:lple, a priest
whose church has become a focus for inf'o:rmal social services, may be
ignored and a new artif icial center created.
Relations wi.th Existing Agencies
In some cases there r:iay be value in by-passing existing social service
agencies.
In ·other cases this may be politically unwise pr unwise because
of the strength of an agency.
In th,e case of a strop.g well-supported
agency, it is entirely possible that a neighborhood program should devel-
I
rI
op from one di scipline or area of Iservice.
For example, if the Board of
Education were strong and innovative, t he idea of a COI:llllunity 5-C:~Oo_l
might be the basis for t he nei ghborhood program and education . would then
be t he nucleus .
I f there were already a co:mnunity mental health cent er
with local support, mental healt h could' be the nucleus of the community
action pr ograo.
Thus, in the Bronx, New York, a community action pro-
gram is emerging from a mental health center out of t he Albert Eins t ein
Medical School (Dr. Harris Peck) .
In other citi es, t he _Youth Employment,
or Opportunity Center has already become a familiar and accepted part of
neighborhood and so a comprehensive program erierges with the el:!ployment
or
job training at its core.
The judgment probably should be i:::ade "on
the grou.:id."
Although comprehensiveness of services riay be the ·goal, it is entirely
. --·- ~-· ~--...possible·•"'t hat . ·a s ..a""beg:foni'ng 's 't ra tezy ··ror ·.i,oli ti~al; ..financial,· -or even
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,1
social reasons, a si::lpler or even segi:1entalized progrru;i shotld be created.
In other words, a city might want to start _with health~ education only,
and slowly add employoent and perhaps much ,later deal with teenage recreation.
Or, there r;,ay be an assault on the problem of teenage delinq~eccy
which re~uired an across-the-board approach directed to that age group
only, leaving fai:dlies and senior citizens for later.
It is possible to
choose to work only with the families of very young children or those
children themselves, on the theory that the very young a.re the most salvageable part of the population.
The reasons behind any of these or ether choices :oay have validit-J, in
teros of short e.n~ I:ledill!:l range strategy, but they ,I:lust not become the
excw.; e for abandoning the objective of a coqirehensive progra..~.
'
\
The planned use of staff, including provision for training _should be
examined carefu.1.ly.
To ~hat extent does a neighborhood prograo
search out indigenous workers, to what extent rely on outsiders?
have connecting links to outside services been planned?
plan
to
How
A:re they suffi-
cient to ma.~e all of the services truly accessible to the population of
the neighborhood?
Some provision should be made for working out a relationship of cooperation and connection among the traditional agencies and institutions
which will either work with, control in part, or i.c:pede a neighborhood
program.
Friction may be inevitable, but its destructive aspect should
be m nimized at the planning stage.
A ;,very current exBJ:Iple of this is the
creation of neighborhood legal services in liew Haven and in Washington,
- - - - · -=--···r- n ~c:--±n- frew Haven, at present, ~liere·-1s ·serious opp~sit .i on °fr9m the
�-_-,-_-_. ._-_~--------_-_..._-_-__
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,C"" .'.:'._-_-_::::::=::==::-----
I,, •
ll
,.
organized bar which has slowed down the program seriously.
In Washington, .
the Bar Association and Legal Aid were involved at each step of pla.'llli~
and
have thus far given strong support.
Including the traditional serrice
agencies in the planning process as much as possible and drawing upon their
skill a:id experience may substitute cooperation f?r friction.
The interrelationship of citywide or even state agencies is a question
more directly related to the evaluation of· an entire community action program then for judging the specifics of the neighborhood proposal.
Al.so a larger matter is the area of the whole question of information
gathering and disse:crinating devices, com.~unication, data .and 9ollection,
both formal and informa.J..
There are more ways of assuring effective com-
munication than can be listed .here.
Citywide newspaper coverage, radio,
TV, are the ones first considered.1.- The functional illiteracy of many of
the people who z:iost need to be reached means that person-to-:,perl:i_? n '.comI
munication, and contact th.rough the places most frequented, whether bar or
church, is the basis for an effect ive cor.:i:nunica.tions network that ought
to be in every neighborhood picture.
~er a Prog:ram has been Accepted.
The styl e of initiat i on of a pr ogram is ·something that should be r egarded with gr eat interes t .
In s ome sit uations a quiet launching might
be preferable t o one with fanfare.
Crisis exploitation, cris i s creation, .
and timing must all be con:sidered.
We would want to know early what obstacles are anticipated and which
obstacles are in fact faced.
•
~
·
- - · ·· ·
-
-
... -
·
.,4 . . _ _ _ _
·Il.1.itaracy, 1:8,ck of social cohesiveness,
and ·
a.pa.thy r:,ay be· prevalent __a.lmost ev.e ry place that a program is co?J,templa.ted.
•
•••
~
•
•
•
•
•
•
•
•
•
•
•
•
�'
12
I
i
ifaat are the plans to deal with them?
l
How are some of . these obstacles
considered in the attempt to involve the neighborhood in Dlanning its own
progra:n?
f
i'
It is hard to anticipate whether a program will become rigid or calcified.
We have already indicated the possibility that a~pllcation forms,
or rumors of hard choices a:nong cities, may cause a proposing co~unity
to take a "safe route."
If it is made clear from the outset that all of
I/
these programs are frankly experimental and that innovation is desired and
that _constant feedback and evaluation, as well as program initiative at
lower levels, are desirable, rigidity nay be avoided in ~ny places.
I .
There should be mechanisms for anticipating cris~s or resistance that
may
,1-
come from the mobilization of a neighborhood. •Progra.o effectiveness
o:ften means the assertion or creat~on of a p@litical force which will be
' .
fought.
There are ways to lay the ground for significant changes, __al-
though resistance or even outcry may be inevitable.
The situation of the
rent strikes in Mobilization for Youth and the political repercussions,
raise the question of what kind of preparation might be most effective.
Evaluation
Plans for evaluating a neighborhood proposal must be built into the
proposal from the beginning.
This is a subject for another document.
The whole area of comounity action is too new for us to be aware in ad-
I/
I
vance of the
many
causes of lags in progress or even failure.
Feedback
mu.st be rapid and constant.
We would want to know who is evaluating the neighborhood program and
--· . against what criteria • . Is it part of a larger evaluation scheme of a
,
·
'/
�13
.citywide community action progrru:i?
and
Are there any plans to test theories
conclusions against other neighborhood programs in the same and other
cities?
Long-range goals shouJ.d be broken down into sequenti_al. steps.
tnl.St have a planning period beyond the first allocation of funds.
Ea.ch
But
detailed plans should be worked out at shorter intervals _than overall plans
and
broken down in such a way that parts of a program. can be looked at
separately i'rOI:J. other parts of the overall structux~. We would 'Wa!lt to
know how often., what kind, and to whom reports are made; how much personal
contact is there by the evaluators; how are they trea~ed at progra:;i headquarters., - ignored., exploited or self-supported? Are periodic reviews
carried out?
'I
Are the goals st.u.""'ficiently formulated in the beginning so that we couJ.d
ask later on whether the plans were fulfilled?
r
--
Whether they were · SJ:1ended?
How recent and bow severe and how i're~uent were the amendments? We would
want to know whether the evaluation is set up in such a way that side
effects could be anticipated or observed, if they occurred.
We would be loath to set up any machanical criteria for judging the
effectiveness of a comprehensive neighborhood program.
course., each with some limited value.
There are so~e, of
For example, the concept of in-
creasing life-long earning power, or, a reduction in _unem:plo~ent, the
increase of staying power (retention) of yo\.lllg people in high school drop-
I
'
·--··-·
I
I
.
outs., in illegitimate births., lowering crime r ate., family break-up, hospital admission., and so on.
__ ...... ~-- · mu.st be enployed.,
.,
Probably all of these statistical measures
but each· should be.looked at quantitatively to see


 '


�,·
I
!I
14
l
1-
whether, in fact, it tests the social condition we think it does.
-·
ample, an increase .. in employment
For ex-
is a good thing; but if. the -N~gr-oes
continue to hold only t'lenial, lower paid jobs, the -eI.1ployment program is
no success.
If our goal is the tullest development of the resources and capacities
of each h\.2::lan being, then we will not be satisfied with· any simple statistical measures.
These will be only our mechanical sta.rting .:points.
The
aspirations of any neighborhood program should escalate with success •
·'
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PLANNING FOR NEIGHBORHOCD PROGRAMS

Introduction -

A feichborhood program will ordinarily be one part of a larger eiiys
wide community action program. Thus questions must be asked about the
city at large and the whole community action planning, along with an
inquiry into the neighborhood program itself,

Funds are likely to be limited so that in most cases a choice of some
neighborhoods must be made, either to start the city's program or to be
used as a “demonstration.” 7

At the outset, reasons for preferring certain neighborhoods over others
should be explored. In some cities past social disturbences or chronic
trouble may dictate the choice of a neighborhood for concerted soetan
effort. There is a caveat: A ape may prefer to choose neighborhceds
with problems that can be dealt with rather quickly tecause success will
be more certain and visible. Unfavorable comparisons should not be made
once programs are initiatea between the more easily solved neighborhood:
problems and the knottier ones. The preference of one kind of neighbor-
hood over another may result from wise and responsible political decision,
but the basis for decisions should be indeveeoed both by the community and
by the federal agencies. | oe A te

In the attached outline we have asked a series of questions designed
‘to offer some guides for those evaluating neighborhood programs. Because
these programs are so frankly experimental, no such outline can provide

more than a general approach. More reliable criteria will emerge from

concrete experience with actual programs, their inevitable failures and

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TE

A detailed knowledge of the city, the sponsors, and the over-all
political context will be necessary for judguént in each case. Still,
it may be a useful exercise to try to articulate in advance some of the .
factors that should enter into evaluation, even though judgments are
likely to be intuitive.

The discussion that follows is aividea into two parts: (1) criteria
for defining the appropriate neighborhood; and (2) criteria for judging
the substance of programs for a neighborhood,

It is not inappropriate to point out that some decisions to accept or
reject a proposal for neighborhood programs must be made on &amp; primarily
political basis. The Federal program needs Congressional support and it
needs the support of all the traditional agencies in the Executive bvench
with which it must cooperate, Further, the over-all political situation
of any city is an essential ingredient in the success or failure of a
community action proErai and of the neighborhood program which is its
natural offspring. This point is probably understood, if not articulated,
by applicants and evaluators alike.

The forms to be filled out for the Dept. of Housing &amp;/ Urban Development may ~
set up standards and expectations, but they are not like aptitude tests.

A high score does not imply automatic admission to "school." As long as

_ funds are insufficient to permit every sound program to be accepted, it

should be understood that choices involve a variety of factors, not the
least of which is political.

There is another risk. The existence of complicated forms, the pro-

ry: mulgation of standards and the common knowledge that choices have to be

 

 
Nc sy So gabe

 

 

| steric ahi. = ens a he = ate oi E ance ns x
—T SS ——E———EESEEE—EEE — . = : = =

made, may lead cities to imitate slavishly the type of programs that have
been accepted before. This could lead to rigidity -- a calcification
which is the enemy of innovation and imaginative use of these special local

characteristics of a city and neighborhood,
Neighborhood

The limited experience thus far with community action nog and
the longer history of settlement houses have led those working with ores
blems of organization to insist upon 2 small local area as the lowest
Dinolt denominator for any new weet programs, The word "neighborhood"
is used to mean a relatively compact geographical area and also an area
which has some sort of functional cohesiveness. Before the concept of
neighborhood program becomes a cliche’ easily glossed over, it may be
important to ask some questions about what may or may not be defined as

"neighborhood" and for what purposes.

Reaching out:
It is fairly well accepted now that any program of social action must

. be broken down into local units so that it can reach out to those people

sone tee ee ee

"who are unwilling or unable to go very far for service, either because

of fear, inexperience or lack of basic skills to make use of available
services, on their own. Thus the very first criterion of any neighbor-

hood program is that it be sufficiently local to achieve this end.
Elasticity:
The kind of services offered, and the characteristics of the people

soe me rahe ements cece tle bie eee Fe awe ie

 

 
 

 

 

served will affect the definition of "aeighborhood."” For example, a
mother with a small child has a far greater physical-geographical limi-

tation than does an adolescent who is used to wandering the city with a

gang. Could you serve them both in a neighbor center? The unit for phys=

ical health care might be quite different from the unit for mental health

care, in part because of the degree of education needed before the patient

wants the services offered. A context of multiple services, or even ser-
vices to a wide age range, indicates both elasticity of the concept of
neighborhood and the arbitrariness of any definition. The very fact that
one center may offer a multiplicity of services will also affect the
delineation of "neighborhood." Even a single person ay define his neigh-
_ borhood very differently for different purposes me church, school, or

socializing, for example. The situation becomes infinitely more compli-
A neighborhood may exist because of preexisting services or grouping
of services, for example, an effectively functioning settlement house with
_@ long tradition, as in the North End, Boston, or a clinic, The Peckham
Health Center in Imgland created a very cohesive neighborhood for many
purposes. A preexisting sense of community often grows up because of

\ ethnic similarities or racial isolation.

The sense of community, however, may be a deceptive factor on which to

rely. An effective preexisting service may provide a community on which
' broader services can be built and should be built. On the other hand,

. the invisible walls which create a ghetto like Harlem, create a “community

say ey, o.. DUG one frayed with strife and hostility which may have to be broken down

”
&gt;

 
ee

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a a z

5

into very small units to penetrate resistance that the dergar community
reinforces. In other words, 2 neighborhood has to be a manageable unit.
If there had been trouble, hostility, delinquency or a high crime rate,
the negative aspect of a community may argue for the arbitrary creation
of very small neighborhocd units for certain kinds of services, in order

that the population can really be reached and involved.

Use of Personnel Affects Delineation of a Neighborhood
The availability and training of the personnel to staff a neighbor-
hood program will affect the parameters of a neighborhood unit. More

is meant here than the ratio of professionals to "client." It goes with-

. out saying that one doctor in a clinic will serve a far smaller population

than ten. But personnel can be important in a qualitative sense, as well.
‘The supporting worker can gerie aa commective tissue among professional
services. This is the worker who knows the language of the neieiborhecd
and who is able to direct the people in it to needed mexvices, provide
follow-up, and help the person coordinate the various services that may
be assenbled to meet his particular needs, whether welfare, medical,
educational, or employment, or a combination of any or all of these, in
any problem or crisis. Such personnel make up a psychological teanspore
tation and communication system. An example may make this more concrete;
A store-front room may serve a block. In it may be neighborhood workers
or urban agents who can take information from those on the block and steer
them to adult education, employment training, work crews, mental health

clinic, the hospital, a local lawyer, the housing authority, etc. AlL

—- +--+ Of these services need not be represented in the store-front room, but.

 

Boneprescre a = a
ge ee ert er me oe

 

they must be made accessible by effective workers who can communicate
with the paonie’ tha rproarals is designed to serve. The urban agent be-
comes a pathfinder for the individual in need, to all the agencies and
services required. Thus the concept of "neighborhood" is in part defined
by the kind of staff available, because those who help people find their
way through a labyrinth of services make the programs really sdoesetblacn

Actual transportation is of great importance, since the inability to
find one's way is 25 characteristic of the-poor, Their neighborhood, for
many purposes, is walking radius. Here again workers can help make exis-
ting transportation usable ena tharty make far-flung programs accessible
to a neighborhood.

We have stated earlier that Ons varient of the definition of neigh-
borhood is the kind of service that is offered. We are assuming that one
goal is comprehensiveness - thavePfering of a group of interrelated human
services that will raise the aspirations and the opportunities of the
people to be served. It is understood, then, that different services
will serve different geographical areas. As pointed out, the sunt
common denominator may have to be the workers who can link physically .
separated services.

But this is only one alternative. There are others. For example, the
creation of a new institution designed to have such great impact that it
defines the neighborhood. Consider the Comin’ ty School as it exists in
New Haven, Connecticut, and Flint, Michigan. They draw upon the neighbor-
hood of the families whose children attend the school, In New Haven,

Conte School is made as attractive with a center for senior citizens,

rey aa ye ntemilt pees drmeaag ri renege iets vid Had avo tty Os sie th haieeinge | nto eee citar y tie tiene nent ahipabeis 1 &gt; eee «teylgee yes meee

 
 

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an auditorium, bocci courts, a park for young mothers, and so on = that

@ sense of community is created by the very fact of the institution.

Other neighborhood services, legal, public health, welfare, etc., are then
brought in to this "neighborhood." Other kinds of institutions may define
the neighborhood by their creation, Probably this is what the multi-
service center in Boston (Roxbury) is attempting to ne In such cases

the neighborhood is geographically larger than that served by the block

store-front with the "pathfinder" personnel, With a lerge center, staff

may literally walk the streets to bring the people to the services con-

centrated in one building.. There is no a priori reason to prepa one
structure of a neighborhood program over the other.

So many neighborhoods are natural neighborhoods, defined by geography,
tradition, or other boundaries that they can be seen quite readily. In
the end, high deference should be given to the local definition of a .
neighborhood. However, the Office of Economic Opportunity can and should
insist that the city consider the many variables, including history and
tradition, which go into the delineation of a neighborhood unit. | It
should ask for careful consideration of demographic data, for detail
about the ethnic background of the people in the neighborhood, the eco-
nomic and educational level, employment opportunities, housing, recreation
and social outlets. A well-thought out proposal is likely to be rich in

this kind of detail.
 

 

eM dd SP

ee a:

THE PROGRAM

The substance of the program is no less important than the delination
of the neighborhood, and must be adapted to this delineation.

The first overall requirement for any progrem is the tnyatponans let
the people to be served in the planning and then the operation of the
programs designed to serve then.

It is not easy to involve the inarticulate poor, for whom organization
is not a familiar phenomenon, but it is possible and it is essential. One
clear goal must be to reduce dependency in all areas, not to increase it,
This means that any "tender plant" of a neigaborhood. organization must
be built upon -- any indigenous leadership that is at all éonabrudtave
must be involved in the planning process.

: A list of needs outlined in the program planning stage, health,
educaticn, Sebaccetes should indicate how these needs are felt by tue
population, It is difficult to establish criteria from Washington to
assure this, but there must be some warning signal of local indifference
to neighborhood participation in a program. Furthermore, it is so in-
portant that if there is any doubt, a field trip might be worthwhile.

We can anticipate antipathy and resistance to the organization and voice
of the poor.. But these are risks that must be. accepted as natural and

inevitable and perhaps even welcomed as evidence of involvement.

Survey of Existing Services

 

A proposal should include a survey of existing social services and

education, including, if possible, cost statistics and the ratio of

professional and supportive personnel to the neighborhood population. © It
“Rx.

 

 

 

 

 

ay ee a

“possible that as a beginning strategy for political, financial, or even

y-—,| eee a x al PO Beh i Ji i SRO
- ro _ 3 = eae chee = |

would be useful to learn how accessible existing services are which reach

the segnents of the neighborhood population. Is the new plan going to

‘ build on preexisting services, and if not, why not" Often there are gocd

reasons, but as often, a natural center for people, for example, a priest
whose church has become a focus for informal social services, may be

ignored and a new artificial center created,

Relations with Existing Agencies

In some cases there may be value in by-passing existing social service
agencies. In’ other cases this may be politically unwise or umwise because
of the strength of an agency. In the case of a strong well-supported
agency, it is entirely possible that a neighborhood program should devel-
op from one discipline or area OF Servaces For example, if the Board of
Education were strong and innovative, the idea of a community school
might be the basis for the neighborhood program and education would then
be the nucleus. If there were already. a community mental health. center
with local support, mental health could’ be the nucleus of the community —
action program. Thus, in the Bronx, New York, a community action pro-
gram is emerging from @ mental health center out of the Albert Einstein
Medical School (Dr. Harris Peck). Im other cities, the Youth Exployment,
or Opportunity Center has already become a familiar and accepted part of
neighborhood and so a comprehensive program emerges with the employment
or job training at its core. The judgment probably should be made “on
the ground."

Although comprehensiveness of services may be the goal, it is entirely

*

 
 

- 10

social reasons, a simpler or even segmentalized program should be created.
In other words, a city might want to start with health and education only,
and slowly add employment and wavheee much daterideat with teenage recre-
ation. Or, there may be an assault on the problem of teenage delinquency
which required an across-the-board approach directed to that age group
only, leaving families and senior citizens for later. It is possible to
choose to work only with the families of very young children or those
children themselves, on the theory that the very young are the most sal-
vageeble part of the population,

The reasons behind any of these or cther choices.may have validity, in
terms of short end medium range strategy, but theymust not become the
excuse for abandoning the objective of a comprehensive program.

The planned use of staff, including provision for training should be
examined carefully. To what extent does a neighborhood progran plan to
search out indigenous workers, to what extent rely on outsiders? How
have connecting links to outside services been planned? Are they suffi-
cient to make all of the services truly accessible to the population of

“the neighborhood? &gt; eo STE

Some provision should be made for working out a relationship of coop=
eration and connection among the traditional agencies and institutions
which will either work with, control in part, or impede a neighborhood
program, Friction may be inevitable, but its destructive aspect should
be minimized at the planning stage. Avery current example of this is the

creation of neighborhood legal services in New Haven and in Washington,

“D6. In New Haven, at present, there is serious opposition from the ~

SSS ee
 

 

 

ae rime ae

if — a : : sed : jas os ta . Loa . i iia
= ao = srtertee in ely 4. J ed oF ee a Mle ar hn aig ere } far:

il

organized bar which has slowed down the program seriously. In Washington,

the Bar Association and Legal Aid were involved at each step of planning

and have thus far given strong support. Including the traditional service

agencies in the planning process as much as possible and drawing upon their
skill and experience may substitute cooperation for friction.

The interrelationship of citywide or even state agencies is a question
more directly related to the evaluation of an entire community action pro=
gram then for judging the specifics of the neighborhood proposal.

Also a larger matter is the area of the whole question of ingormation
gathering and disseminating devices, commento: data and collection,
both formal and informal. There are more ways of assuring effective con=
munication than can be listed here. Citywide newspaper coverage, radio,
TV, are the ones first considered., The functional illiteracy of many of
‘the people who most need to be reached means that person-to-person ‘com-
munication, and contact through the places most frequented, whether bar or
church, is the basis for an effective communications network that ought

to be in every neighborhood picture.

After a prorat has been Accepted

The style of initiation of a program is something that should be re-
garded with great interest. In some situations a quiet launching might
be preferable to one with fanfare, Crisis exploitation, crisis creation, .
and timing must all be considered. |

We would want to know early what obstacles are anticipated and which

obstacles are in fact faced. Tlliteracy, lack of social cohesiveness, and

_apathy may be prevalent almost every place that a program is contemplated.
 

 

What are the pias to deal with them? How are some of these obstacles
considered in the attempt to involve the Hat etborioed in planning its own
program? ;

It is hard to anticipate whether a program will become rigid or calci-
fied. We have already indicated the possibility that application forms,
or rumors of hard choices among cities, may cause a proposing community
to teke a "safe route." If it is made clear from the outset that all of
these programs are frankly experimental and that innovation is desired and
that constant feedback and evaluation, as well as program initiative at
lower S ovais fore desirable, rigidity may be avoided in many places.

There should be mechanisms for anticipating crisis or resistance that
may come from the mobilization of a neighborhood, Program efrectiveness
often means the assertion or creation of 2 political force which will be
fought. There are ways to lay the ground for significant changes, al-
though resistance or even outcry may be inevitable. The situation of the

rent strikes in Mobilization for Youth and the political repercussions,

raise the question of what kind of preparation might be most effective.

Evaluation

Plens for evaluating a neighborhocd proposal must be built into the
proposal from the beginning, This is a subject for another document.
The whole area or community action is too new for us to be aware in ade
vance of the many causes of lags in progréss or even failure. Feedback
must be rapid and constant.

We would want to know who is evaluating the neighborhood program and

against what criteria. Is it part of a larger evaluation scheme of a |

Se
 

 

 

citywide community action program? Are there any plans to test theories
and conclusions against other neighborhood programs in the same and other
cities? |

| Long-range goals should be broken down into sequential steps. Fach
must have a planning period beyond the first allocation of funds. But
detailed plans should be worked out at shorter intabvats than overall plans
and broken down in such a way that parts of a program can be looked at
separately fron other parts of the overall structure. We would want to
Know how often, what kind, and to whom reports are made; how much personal
contact is there by the evaluators; how are they treated at progran heads
quarters, - ignored, exploited or self-supported? Ape periodic reviews

carried out?
7
Are the goals sufficiently formulated in the beginning so that we could

ask later on whether the plans were fulfilled? Whether they were anended?
How recent and how severe and how frequent were the shépdinente’: We would
want to know whether the evaluation is set up in such a way that side
effects could be anticipated or observed, if they occurred.
We would be loath te set up any machanical criteria for judging the

_ effectiveness of a comprehensive neighborhood program. There are some, of
course, each with some limited value. For example, the concept of in-
ereasing life-long earning power, or, @ reduction in unemployment, the
increase of staying power (retention) of young people in high school bebe
outs, in illegitimate births, lowering crime rate, family break-up, age
pital admission, ana so on. Probably all of these statistical measures

cation eee must be enployed, but each: should be. looked at quantitatively to see
14

whether, in fact, it tests the social condition we think it does. For ex-

emple, an increase in employment is a good thing, but if. the Negroes
continue to hold only menial, lower paid jobs, the. employment program is

mo success.

If our goal is the fullest development of the resources and capacities

of each human being, then we will not be satisfied with any simple statis-
tical measures, These will be only our mechanical starting points. The

aspirations of any neighborhood program should escalate with success.

-
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                    <text>' J .
'· - / ::· ;-::'t
·.,.
O'
P t . . · -"
ZS
.L,.
OUTLINE
Neighborhood Programs:
A.
Some Questions
Social Framework
l.
r
E:::iergence of planning
·a. · In general, what conditions J.ed to the emergence of this
specific _neighborhood plan?
b.
Who wi-ote the proposal?
c. What is his (their) relation to the neighborhood?
I
d.
Were neighborhood people involved in th~ planning?
e. · I,f so, how were they involved?
f.
To what extent have planning concepts or methods been borroHed
from other proposa1sz ·
g.
What attempts have been made to adapt transplanted concepts
to the neighborhood?
I
h. What is the role of tbe outside advisor iri the neighborhood
planning?
-· .
i.
2.
What opposition has there been?
'·.
Social and political environment
a.
How is the nei ghborhood defined?
b.
Wnat criteria were used to determine the limits of the
neighborhood?
-- phys ical geography?
-- population to be served?
---
service pr oposed?
combination of above?
/
/
I
I
.··
c.
Has~ inventory been made?
Geographic
Historic.
• . . . . . .. . . -
• ... .
•
- ~ -
_••• • - .. ... , • • 1. , . . . . . ..
· -.- ·
\
�2
Demo~aphic (length of residence; population turnover;
cot:II;J.uting patterns for work, play, health; education; etc·. )
Ethnic
Health
?l..ental health
Economic · (individual fa.mizy income; places of employment:
Do dollars circulate in neighborhood or flow out, etc.)
Housing ·
Social (num.oers and tYJ;)es of organizations, churches,
neighborhood groups, etc.)
F.ducation (education of people, ntl!llber and tsJl)es of schools,
etc.)
Power structure (fon:al and informal)
. Values an.cl morale (e. g. suspicion; what ability does the ·
neighborhood have ,to cope with its proble:tS?)
..
Mobile ability
d.


_


To what e..~tent is the neiehborhood dependent upon outside resources for jobs; medical care, welfare, education, recreation,
inspiration?
3. What social services are now available to the neighborhood?
a.
What is the per capita ·dollar a.I:lount for social services?
b.
What is the ratio of social 'service · perso:r:i..."lel to the neighborhood population?
(
B.
Goal formation
.... i-
l.
Hierarchy of goals
a.
What are the overriding goals .and how are lesser goals subordinated to them?
b.
What criteria were used to establish priorities of goals?
c. · ·W'aa.t do the neighborhood people thi.Dk · their needs a.re?
.,
�~(J
..
I
·. f· .:
--::- - -·- -_,,
__--· ..,.,
I'
I
I
I
3
I-
I
d.
What are the n~~ds for:
Health
I .
F.ducation
Work, jobs, inco~e
.
.
"Skills-of-livi~"
Social cohesiveness
.Advocacy:
.I
2.
l .,
legal and constl!!ler
Have the neighborhood people been involved in establishing the
. goals?
3. Are the programs intended to ma.~e the people less dependent and
more able to cope, or are they merely hand-outs w~ich Will keep
the people dependent?
'
I-
4. Are long-range goals and purposes for the neighborhood specified?
5. How does this specific proposal fit into the long-rang objectives?
.. ,
6. Does it meet Federal criteria of desegregation?
C.
Decision-ma.~ing
l.
/
I
I
/
Institutional network
a.
Do neighborhood organizations already exist?
b.
Is there an identifiable central neighborhood authQrity ·
responsible f or this program?
c.
What is the relationship between this authority and the
existing service agencies -- Federal, state, local, public
and privete?
d.
Should this program be part of an already existing agency?
/
2.
Precess of decision-making
a.
What are the attitudes of the traditional agencies to this
progra:n?
b. ,Are. there ar.y institutional mechanisns for consulting other
___ .. _.... . .. age·n cies- and pressure groups ( traue unions, qhurches, business
·
organizations , poll ti cal pa.rties) ? What are the me·c hanisms?
·- .-
. ..
- -.
.: ···
·~--. -_.. -- ·- .. . . - - . - - .
·:. _ . ---
-·- - -
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OQUTLIVE

Neighborhood Programs: Some Questions

A. Social Framework

_ de

2.

Emergence of planning

ae

b.
Co

de

ae

f.

Be

h.

i.

In general, what conditions led to the emergence of this
specific neighborhood plan?

Who wrote the proposal?

What is his (their) relation to the neighborhood?
Were neighborhood people involved in the planning?
If so, how were they involved? | \

To what extent have planning concepts or methods been borrowed
from other proposals?’ ;

What attempts have been made to adapt transplanted concepts
to the neighborhood?

‘
What is the role of the outside advisor in the neighborhood
planning? i

What opposition has there been?

Social and political environment

Qe

be

Ceo

How is the neighborhood defined?

What criteria were used to determine the limits of the
neighborhood? ;

physical geography?

population to be served?

service proposed? a

e-- combination of above?
Has an inventory been made?

Geographic

oe gtagaete! “UML ahd a ciklad euak UCR eae ee i ly eae
B.

 

 

Demographic (length of residence; population turnover;
commuting patterns for work, pley, health, education; etc.)

Ethnic
Health
Mental health

Economic: (individual family income; places of employment: |
Do dollars circulate in neighborhood or flow out, etc.)

Housing

Social (nunibers and types of organizations, churches,
neighborhood groups, etc.) [

Education (education of people, nuxber and types of schools,
etc.) a

Power structure (formal and informal)

Values and morale (e.g. suspicion; what ability does the -
neighborhood have to cope with its problems?)

Mobile ability ee,

d. To what extent is the neighborhood dependent upon outside re-
sources for jobs, medical care, welfare, education, recreation,
inspiration?

3. What social services are now available to the neighborhood?

a. What is the per capita dollar amount for social services?

b. What is the ratio of social service personnel to the neigh-
borhood population?

Goal formation
1. Hierarchy of goals

a. What are the overriding goals and how are lesser goals sub-
ordinated to them?

+

ob. What criteria were used to establish priorities of goals?

cc. Waat do the neighborhood people think their needs are?
 

2.

3.

1.

26

 

 

 

d. What are the needs for:
Health
Education
Work, jobs, tiene
"Sd L1s-of-living"
Social cohesiveness
Advocacy: legal and consumer

Have the neighborhood peonis been involved in establishing the |
goals?

Are the programs intended to make the people less dependent and
more able to cope, or are they merely hand-outs which will keep
the people dependent?

Are long-range goals and purposes for the neighborhood specified?
How does this specific ao as Tit into the long-rang SO ee na

Does it nee Federal criteria of desegregation?

C. Decision-making

Institutional network
a. Do neighborhood organizations already exist?

b. Is there an identifiable central neighborhood saprecapei
responsible for this program?

ce. What is the relationship between this authority and the
existing service agencies -- Federal, state, local, public
and private?

d. Should this program be part of an already existing agency?
Process of decision-making

a. What are the attitudes of the traditional agencies to this
program? '

b. Are there any institutional mechanisms for consulting other
_agenciés and pressure groups (trade unions, churches, business
organizations, political parties)? What are the mechanisms?
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'-·__
·_- _-_--·~-::::::::::::::::
'"::::::
·-::::
· :::::::~::::4,~
I·
====~-~-=-~ ~~ ._. .,_ ·=·
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4
6.
Does it meet Federal criteria of desegregation?
C• . Decision-~aking
l.
. .. ]
Institutional network
-
a.
...
Do neighborhood organizations already exist?
. b.
Is there an identifiable central neighborhood
authority responsible for this program?
c.
What is the relationship between this
authority and the existing service agencies-Federal, state, local, public and private?
d.
Should this program be ·part of an already
existing agency? ·
3,


/


/· .
./·
·/
2.
Process of decision-making
. a..
What are the attitudes of · the traditional
agencies to this progra=i.?
b.
A:re there any institutional mechanisms for
• I
',1
consulting other agencies and pressure
groups (trade unions, churches, business
organization~, political parties)? What
are the mechanisms?
c.
.- :.
·,.
·..
1· .
What are the mechanisms used to rec·o gnize
and handle frictions among the agencies,
groups and this program?
,I
I
d.
What are the differences ·in goals and methods
between this program and other agencies and
groul)s?
e.
A:re the people involved to whom the program
is addressed?
t.
Is the factual material on which the plan
is based accessible to the public~
g.
To what extent is pJ.annixig and decisionmaking public?
·,
•
·. ·
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              <text> 

6.

 

 

 

Does it meet Federal criteria of desegregation?

Gel Decision-making

bea

2.

Institutional network

Be

d.

Do neighborhood organizations already exist?

Is there an identifiable central neighborhood
authority responsible for this program?

3

Whet is the relationship between this

authority and the existing service agencies==

Federal, state, local, public and private?

Should this program be! oe of an already
existing agency?

Process of decision-making

. Be

b.

de

Ge

f.

What are the attitudes of the traditional
agencies to this program?

Are there any institutional mechanisms for
consulting other agencies and pressure
groups (trade unions, churches, business
organizations, political parties)? What
are the mechanisms?

What are the mechanisms used to recognize
and handle frictions emong the agencies,
groups and this program?

#

What are the differences in goals and methods
. between this program and other agencies and
' groups?

Are the people involved to whom the program
is aiarene est

.
‘

Is the factual material on which the muah
is based accessible to the public?

To what extent is plesning and Secision,
making public?

ce er i nee one pei onan te pet

f

 
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                    <text>-- -
. ·- - ·- ~'.:
·- - - '!: ..___ :
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c c:.-~r::-t·:~""tr1·:CE Gi·J !IOr5I(,iG FO~ THF; P00I{
EUD n:1d o::o i:m ulcl invite t w.:.n ty of the 1.i.oct kno;.;ledgct1.ble pc.opl_e in the
fi eld c,Z hou3in3 the p oor , to .:a. t •.10- day
C O'.'l:::°C;'.'~ncc .
The c.ceting is for
c o:·,t.ul t.o.tio::i. ead the public "1 i ll not be i'cw:l.t:ucl, althou zh oth.:-:r Fcdcrel 1,:g2ncf. es
'!:tc purpose of this c01:i.fo:.:-r.cncc i s t o evaluate . tho fccsibi li ty of provici i~~-t~
y c:lr.:; , .::t ~rices tt,lo poor C'.:.n ~ffo:-d .
1-J ~ er-~ secl-d113 from this confcren.(..e (l)
eco:10.ni-: .:nd :.-:;ucial tc:i:w ; and (2) identif ication of il lte;..1Et ivc pt·ogr.:1.ms o~
housing o·.r.: il.r,blc f or the 3.3 r.1illion r,,o or · househo l d:3 b 1.&lt;, t i1ould otherw i r;e occU?Y
substand~rd or overcrowded u~it ~
cy
1970 .
}!-::re specifi cally thcr~ will be c.n idcntifica.tioa oi the obstucies involved
cutU:v:d .
Tbe c onf f~ rencc will i::,(;! c entered nrott-id f:l.ve issues:
'"rd/or cle,n ~nce arc n.,::;cds;:d; the cozl.:.s involved ; capjb ility of occup~~tt:: to
r,sy; present locc1t1ons of subct~nd.1rd c:nits; oo-.uposition o:Z occupcnts by l"c.1c ~,
avtil ilClbility of lsrd; .nr&lt;:l1it ,i ctural end city planning concerna; th-3 t e -::rmolo.;-
ica l problem~ and opportunities of a lar~e-Dcale buildins and ~ebuil&lt;lin3


�. "
()(I ,.:'
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V
• ·
.....
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•
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.... .. _.
·)
p:C,J2;i•o:n;
t t~ d1i1it:i C:S nf C,,i;;ting er prO?OS·~ d inGtitutions (fii.,,.:nc:e,
(1) to achtc.J(.! die c r:,nccrr.plrlted voh.n~ in five ye~n:·s , ,m&lt;l (2 )
indus try .nnd conrit::ructicn cost:, ; t ht:i effect on the v.:i lues end c o~·~d il: icn of
8Ci sti~'l.~ houGin3 c.nd n,3i2,hb orhoods; cfficie.ncies thti.t might r esult frc::.1 a
iinZtnc ing the; prosr~mn .
4.
Th:~ Soc 1;:i 1 Issues .
The questions of gh~tl:oizing or de c ent.re lizin3 t he
counseling .:ind bnck-up scr.v ic0:; i-cquircci; t he proble1':'\S of inst~ 1.U.n::, .n n,c :-;n:::;
to this housing .
o f pro gra;.·,s ; the nu·::Dcr of units to be ck:vclopcd :E::o~.i er.ch pro2,r::.:·::1; th.::
To t~kc tl11s .a wor.::;.:h
ile cc..-1 £crcnce., so t h!l t ell p.:lrt1 cipc..i.t;5 ,-:. re t •. 11:i.:~c
•,
0~o t 1Jo• b.our scosi on r.11 ll
oe.
dcv·:.:tcd to f'...;';.Ch cf. the fi r s t fou r
p:;t"t icipont 1n each :Held \JO'~ll cl out line .nnd chair e zdt s e.::;s ion .
each punel ~ill ~a C~'PC~tcd to cubsequontly prepare a suri:;;.iary.
c.11-c.c?.rj
o.:
Tb.:1 i~~o -·1:;:..ato4-· ct
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              <text>i einer: ee ae yoke pol om mest
—— AC ws

12837)

COREORENCE Ga YOUSING FOR THE POOR

 

MUS end O50 would invite twenty of the most imteaLecgaabte people in tie
! £icid of housing the poor, to = twoeday conference. The meeting is for
coucultetion aad the public will not be invited, although other Federal ezencies
will scud observers.
The purpose of this conference is to evaluate the feasibility of providing
éa cstimated 3.35 million additional standard housing units within the next five
years, st prices the peor can afford. we are secking from this conference (1)
&amp; sumnation of what we do and do not know about how the poor ara housed, in physical,
economic and social terma; and (2) identification of alternetiva programs or
coupination of programs and hiploscntation strategies, that might make decont
housing available for the 3.5 million poor households that would otherwise encusy
substandard or overcrowded units by 1970,
mora specifically there will be en identification of the obatacles involved
with mounting a total housing program for the poor, and advice on hew to overcoma

-4

these problems. Ismediate and longeranze vesearch and their priority will be

tf]

cuilincd.
The conference will be centered around five issues:
1. Present housing conditions of the poor. The extent to which rehabilitation

end/or clearance are necded; the costs involved; ca pantry of occupants to

.
r

pays; present Locations of subaotandard units; somposition of oncupents by TACa,

2. Technical Issues. The type of housing required, its location and the

 

. availability of land; architactural end city planning concerns; the technolog-

ical problema and opportunities of a largeescale building and rebuilding
epee SS sehees Aetennsnend SESH
“ 4 ve 7
5 progz ain} the abilitics of existing or proposed institutions (finsuce,

construction, building, dovelonment, govermuent) to implement the programs.

: meq t ~ a £2
3. Reenenic Issues, ‘The effect

ta

 

 

program: (1) to achieve the contemplated volume in five years, and (2)

who the progyam begins to phase outs the effect om the total housing

a the economy of a multi-billicn dolisr

ndustry and construction costs; the effect on the values and condition of

existing housing and neighborhoods; efficiencies that might result from 4.

veevaluation of the economics of the housing industry; alternative imecas of

financing thea progrems.

4. The Social fssues. The questions of ghecttoizing or decentralizing the

4

poor and particularly tne nonewhite poor; the supplemental educational,

counseling and backeup scrvices required; the probloms of installing a menns

ao bhoe

toast and establishing priority eriteria} the attitudes of poor end non-poor

to this housing.

4,

5. Program Issues. The types of programs required to meat the cbjfectiv

Li

expansion or redirection of oxieting programs and the invention of new kir
of progranis; the tumber of units to be developad from enca program; the

phasing and the mix of progvase over the Fiveeyear period.

*
5

ats

To make this a worticvhile conference, so that all participants are talking

from knowledge of the situation te be deslt with, background papers should b
pressred and distributed in edvance on the first four issues.

Ung twoehour session will be deveted to each of the first four aresg of
conacrn, and a half-day wilt be left fer the Program Issues discussion, Cae
porticipant an cach fteld would outline and chair ezch session. The woderator

each penel vill be expested to subsequently prepare a summary.

~

&amp;
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                <text>Box 22, Folder 17, Document 30</text>
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        <name>Folder topic: Task Force on Cities | 1966</name>
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